TEAM MOVES
Schwab and Wells Fargo Records Show Two Affiliation Groups
September 18–20 records show 27 potential affiliation groups. Two selected patterns involve related Schwab and Wells Fargo firms; they do not establish coordinated moves or shared adviser branches.
By Daniel Mercer·Edition ·3 min read
Records for September 18–20, 2026, identify 27 potential adviser affiliation groups: eight observed September 18 and 19 observed September 19. These are patterns in registration records, rather than confirmed recruiting departures.
One selected pattern contains nine advisers associated with Charles Schwab & Co., Inc. and Schwab Wealth Advisory, Inc. The source lists 425 Market Street, 17th floor, in San Francisco as a firm business address. It is not evidence that all nine advisers work at that branch. These are related firms; the records do not establish an independent recruiting win or a coordinated team transfer.
A second pattern contains 16 advisers linked to Wells Fargo Clearing Services, LLC and Wells Fargo Advisors Financial Network, LLC. The source lists One North Jefferson Avenue in St. Louis as a firm business address. That address does not establish a shared individual office or adviser branch. The pattern involves related firms and does not confirm a coordinated departure or independent recruiting transaction.
The advisers in the selected groups
The selected Schwab group contains 9 advisers. Its underlying affiliation observations run from 09/05/2026 through 09/19/2026; September 19 is the date the pattern was observed, not a common employment start date. The selected names are listed below.
| Adviser | Related-firm pattern |
|---|---|
| Cade Rockwell Steen | Schwab firms |
| Mathew Red Hawk Thomsen | Schwab firms |
| Anne M Schwab | Schwab firms |
| John C Garrison | Schwab firms |
| Sebastian Galindo Sosa | Schwab firms |
| Matthew Rice | Schwab firms |
| Laura Sammons Lightbourn | Schwab firms |
| Gregory Lucas Duracinski | Schwab firms |
| Jacob Judd Albers | Schwab firms |
The selected Wells Fargo group contains 16 advisers. Its underlying affiliation observations run from 09/09/2026 through 09/19/2026; September 19 is the date the pattern was observed, not a common employment start date. The selected names are listed below.
Showing the first 10 of 16 rows.
| Adviser | Related-firm pattern |
|---|---|
| Yevett Tonja Louise Maraman | Wells Fargo firms |
| Keith Gandy | Wells Fargo firms |
| Michael John Campoamor | Wells Fargo firms |
| Ian Michael Treacher | Wells Fargo firms |
| Christopher George Lundberg | Wells Fargo firms |
| Nicholas Steve Stavrakis | Wells Fargo firms |
| Attila Szalay | Wells Fargo firms |
| Christine Marie Proctor | Wells Fargo firms |
| Karen Ann Blanchard | Wells Fargo firms |
| Richard R Jarman | Wells Fargo firms |
The rosters identify the people in these two selected affiliation patterns, not verified team membership. Their underlying observation dates span several days; neither a shared firm address nor a shared pattern date establishes a common hiring date.
Complete record list
The full-period list contains 27 records. The homepage breakdown covers the complete list: Sep 18 (8); Sep 19 (19).
All 27 records observed from 09/18/2026 through 09/20/2026, including the examples discussed above. These are potential affiliation groups, not confirmed coordinated team transfers. Source-listed names can be partial when indicated.
Showing the first 10 of 27 rows.
| Observed | Origin firm CRD | Destination firm CRD | Observed advisers | Source-listed advisers | Classification |
|---|---|---|---|---|---|
| 09/18/2026 | 8174 | 79 | 2 | Yan Ye; Robert Sean Trocchia | Potential affiliation group; not a confirmed team transfer |
| 09/18/2026 | 7691 | 129052 | 2 | Rachel Lashaun Justice; MICHAEL D MACRI | Potential affiliation group; not a confirmed team transfer |
| 09/18/2026 | 6363 | 343731 | 7 | MICHAEL DOUGLAS CASSIDY; Mark Andrew Lyon; JACOB AARON ISAACSON; TODD PAUL DOROFF; Trevor John Dunn; Mark Jason Anderson; Nicholas Robert Adams | Potential affiliation group; not a confirmed team transfer |
| 09/18/2026 | 6363 | 343731 | 8 | MICHAEL DOUGLAS CASSIDY; Mark Andrew Lyon; ELIZABETH WALSTON STOKES; JACOB AARON ISAACSON; TODD PAUL DOROFF; Trevor John Dunn; Mark Jason Anderson; Nicholas Robert Adams | Potential affiliation group; not a confirmed team transfer |
| 09/18/2026 | 149777 | 79 | 3 | Matthew S Parkin; Ryan C Feinberg; Chinenye F Enueme | Potential affiliation group; not a confirmed team transfer |
| 09/18/2026 | 1137 | 6627 | 2 | Jeffrey A Schoenekase; Patrick John McAnulty | Potential affiliation group; not a confirmed team transfer |
| 09/18/2026 | 39550 | 79 | 2 | Luisa Salazar; Ahmed Iqbal | Potential affiliation group; not a confirmed team transfer |
| 09/18/2026 | 8032 | 343698 | 3 | DAVID LIEBLICH; Malka Lieblich; Joseph Israel Weber | Potential affiliation group; not a confirmed team transfer |
| 09/19/2026 | 5393 | 159035 | 9 | CADE ROCKWELL STEEN; Mathew Red Hawk Thomsen; ANNE M SCHWAB; JOHN C GARRISON; Sebastian Galindo Sosa; MATTHEW RICE; LAURA SAMMONS LIGHTBOURN; Gregory Lucas Duracinski; Jacob Judd Albers | Potential affiliation group; not a confirmed team transfer |
| 09/19/2026 | 7691 | 79 | 3 | DANIELA MARIA MABRY; Ignacio R Ceniceros; Caleb John Cavazos | Potential affiliation group; not a confirmed team transfer |