AUM Changes
IQ EQ Asset Management Limited lists $726.6M in regulatory AUM in its latest Form ADV filing, down from $1,820.9M previously. Reported regulatory AUM differences at 22 firms were observed October 29, 2026.
22firms with verified reported regulatory AUM changes
Previous reportLatest report
Bars are scaled within each firm. Selected largest dollar changes · all qualifying firms in the article table. Reported differences do not measure asset flows.
October 30, 2026 edition · Daily data: Oct 29, 2026. ADV-W reports keep their monthly period.
969affiliation changes
Affiliation records · not a count of job moves
Registration observations on October 29, 2026, totaled 969 affiliation changes. The figures represent updates to registration files and do not establish verified job moves, departures, or current employment status for the individuals named.
· 1 min read
6potential adviser groups
All 6 potential groups · not confirmed team transfers. Observation dates do not establish shared hiring dates.
Six potential affiliation patterns were observed on October 29, 2026. One associated Ameriprise Financial Services and Kestra Advisory Services records for four people; the records do not verify a team move.
· 1 min read
153first adviser registrations
All 153 source-reported first registrations across 76 firm categories
The complete cohort covers first adviser registrations dated October 29, 2026. Named examples include their current listed affiliations; branch locations were observed October 30.
· 2 min read
18first firm registrations
All 18 distinct firms with first registrations in the file-date window
From 10/23/2026 through 10/25/2026, 18 firms had earliest reported SEC or state registration dates in the window. Alpha Edison’s registration date was 10/23/2026.
· 1 min read
7firm feed absences
Absence from the compared feed does not establish a closure
On October 29, 2026, Cedarstone Advisors was not observed in the compared SEC feed. The full count was 7 firm feed absences; feed absence does not establish closure, deregistration or withdrawal.
· 1 min read
1daily firm filing observations
Daily filing observations · a firm can appear in multiple categories
Ask Fredd’s Part 2 brochure was observed on October 26, 2026, within 1 daily firm filing observation. The date is an observation date, not a submission date.
· 1 min read
22firms with verified reported regulatory AUM changes
Previous reportLatest report
Bars are scaled within each firm. Selected largest dollar changes · all qualifying firms in the article table. Reported differences do not measure asset flows.
IQ EQ Asset Management Limited lists $726.6M in regulatory AUM in its latest Form ADV filing, down from $1,820.9M previously. Reported regulatory AUM differences at 22 firms were observed October 29, 2026.
· 2 min read
Portfolio quarters reported
Indexed Oct 29, 2026 · historical portfolios
The Oct. 29, 2026, daily index included 215 Form 13F filings. Mirae Asset Global Investments Co., Ltd.’s filing listed $57,026,926,547 in reported securities value as of Sept. 30, 2026.
· 2 min read
Indexed Oct 29, 2026 · cumulative offering amounts are not daily flows
A complete daily index dated October 29, 2026, listed 231 Form D notices: 166 new notices and 65 amendments. Beacon Hospitality Fund I LLC’s filing reported $0 in cumulative sales.
· 1 min read
The latest complete monthly coverage.
24merger-related ADV-W filings
All 24 filings · filer-reported reasons; counts do not establish business outcomes
All 24 merger-related ADV-W withdrawal filings in the complete 69-filing September 2026 archive cited "sold, acquired or merged." The reasons are filer-reported, not confirmed completions; no verified transaction announcement was found.
· 1 min read
45non-merger ADV-W filings
All 45 filings · filer-reported reasons; counts do not establish business outcomes
Atomic Vaults Advisors LLC filed a full ADV-W withdrawal after reporting no advisory business, one of 45 non-merger Form ADV-W withdrawals in September 2026. Reported reasons are filer statements, not confirmed closures.
· 2 min read
Allow Google Analytics to help us understand how public coverage is read? Analytics stays off until you choose. Privacy and cookies
