NEW ADVISERS
Edward Jones lists 18 of 135 first adviser registrations
The full cohort covers first adviser registrations dated November 12, 2026. Eden E. Parker and Ginny L. Powers were listed with Edward Jones on that date.
Edition · 2 min read
People and teams
Adviser affiliations and group activity
Registration observations and selected adviser groups, with confirmed facts distinguished from potential patterns.
TEAM MOVES
Morgan Stanley pattern includes 13 people; 4 potential adviser groups
Registration records observed Nov. 12 showed a potential affiliation pattern involving 13 people and Morgan Stanley. The complete roster lists 4 potential adviser groups; the records do not confirm team moves.
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ADVISER MOVES
Evan J. Forrest listed with Strategic Advisers; 666 affiliation changes
A registration observation on November 12, 2026, lists Forrest with Strategic Advisers LLC. The complete count covers affiliation records, not verified job moves.
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ADVISER MOVES
Sarah L. Persons has an LPL affiliation record; 1,296 affiliation changes
In observations dated November 11, 2026, Sarah L. Persons was listed with LPL Financial LLC. The 1,296 affiliation changes are registration-record findings, not verified job moves.
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NEW ADVISERS
Global Investment Solutions lists Richard Cervisi; 1 first adviser registration
The complete registration window for 11/11/2026 includes one first adviser registration: Richard T. Cervisi, whose listed affiliation is Global Investment Solutions, LLC.
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TEAM MOVES
Schwab records show a 7-person potential group; 4 potential adviser groups
Registration records observed on November 11, 2026, showed four potential affiliation groups. The records do not establish that any advisers moved between firms.
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ADVISER MOVES
Jocelyn Muehlbauer listed at Domain Money; 23,412 affiliation changes
In registration records observed November 10, Jocelyn D. Muehlbauer was listed with Domain Money Advisors, LLC. The affiliation records do not establish job moves.
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NEW ADVISERS
Edward Jones lists 16 people among 176 first adviser registrations
The 176 first adviser registrations were dated November 10, 2026. The listed firm is a current affiliation, not necessarily where an adviser first registered.
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TEAM MOVES
Morgan Stanley pattern involves 10 people; 3 potential adviser groups
Three potential adviser groups were observed in registration records on November 10, 2026. One pattern involved Merrill Lynch and Morgan Stanley and records for 10 people; these records do not verify a team transfer.
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ADVISER MOVES
Damianos Mylonas's record lists a Schwab affiliation; 37 affiliation changes
A registration observation dated November 9 lists Mylonas with Charles Schwab & Co., Inc. The full count covers affiliation records observed that day, not verified job moves.
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ADVISER MOVES
Montanez’s Voya registration adds Massachusetts; 3,146 affiliation changes
From Nov. 6–8, 2026, the roster lists 3,146 affiliation changes. Cayley M. Montanez’s registration observation adds Massachusetts authorization at Voya; affiliation records do not establish job moves.
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NEW ADVISERS
Strategic Advisers has 27 of 165 first adviser registrations
From November 6 through 8, 2026, the selected roster lists 165 first adviser registrations; 27 are currently affiliated with Strategic Advisers LLC.
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TEAM MOVES
Morgan Stanley pattern involves 18 observed people; 14 potential adviser groups
A potential affiliation pattern involving Merrill Lynch and Morgan Stanley was observed on November 7, 2026. Across November 6–8, 2026, the complete roundup counted 14 potential adviser groups; these registration patterns do not verify team moves.
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ADVISER MOVES
James Singleton is listed with GRP Retirement Planning; 1,141 affiliation changes
A November 5, 2026, registration observation lists Singleton with the Maine firm. The day’s 1,141 affiliation changes describe registration records, not verified job moves.
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TEAM MOVES
Cetera-LPL pattern includes 8 people; 7 potential adviser groups
Registration records observed on November 5, 2026, showed a potential affiliation pattern involving Cetera Investment Advisers LLC and LPL Financial LLC, with 8 people observed. The records do not verify a coordinated team move or employment change. The complete observed cohort comprised 7 potential adviser groups.
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ADVISER MOVES
Melissa Jane’s Merrill Lynch record adds a branch; 2,339 affiliation changes
A registration observation dated November 4, 2026, lists an additional Santa Barbara branch for Melissa Jane at Merrill Lynch. These affiliation records do not establish job moves.
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TEAM MOVES
Merrill Lynch–Morgan Stanley pattern among 6 potential adviser groups
Six potential adviser groups were observed in registration records on November 4, 2026. The patterns do not verify team transfers or employment changes.
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ADVISER MOVES
Eugene Cho’s Wells Fargo record lists 2 branches; 1,485 affiliation changes
A registration observation dated November 3, 2026, lists Eugene Cho with Wells Fargo Clearing Services, LLC at two branches. The complete cohort contains 1,485 affiliation changes, not verified job moves.
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NEW ADVISERS
Avesta Venture Advisors lists Andrew Omidvar; 1 first adviser registration
The complete roster for 11/03/2026 contains one source-reported first adviser registration: Andrew Omidvar, currently listed with Avesta Venture Advisors.
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TEAM MOVES
Merrill Lynch appears in two potential affiliation patterns; 9 potential adviser groups
Nine potential adviser groups were observed in registration records on November 3, 2026. Two patterns list Merrill Lynch as origin, with Morgan Stanley and Wells Fargo Clearing Services as candidate destinations; the records do not verify team transfers or employment changes.
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ADVISER MOVES
John D. Podesto is listed with Valmark Advisers; 87 affiliation changes
A Nov. 2 registration observation lists Podesto with Valmark Advisers, Inc.; the 87-count covers affiliation records, not verified job moves.
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ADVISER MOVES
Gerta Likrama's Morgan Stanley affiliation was added; 2,362 affiliation changes
Gerta Likrama's registration listed an added Morgan Stanley affiliation in an observation on October 31. Across October 30–November 1, the count was 2,362 affiliation changes—not verified job moves.
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NEW ADVISERS
Morgan Stanley has 12 of 159 first adviser registrations
The complete roster counts source-reported first adviser registrations dated October 30 through November 1, 2026. Named examples include advisers whose current listed affiliation is Morgan Stanley, Strategic Advisers LLC, J.P. Morgan Securities LLC or LPL Financial LLC.
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TEAM MOVES
Five-person Kestra candidate pattern; 11 potential adviser groups
From 10/30/2026 to 11/01/2026, 11 potential adviser groups were observed; a five-person pattern observed on 10/30 listed Ameriprise and Kestra as candidate firms, not a confirmed team transfer.
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ADVISER MOVES
Sheila Dempski's Thrivent record adds Snoqualmie; 969 affiliation changes
Registration observations on October 29, 2026, totaled 969 affiliation changes; filings describe registry updates, not verified employment events.
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NEW ADVISERS
Merrill Lynch has 22 of 153 first adviser registrations
The complete cohort covers first adviser registrations dated October 29, 2026. Named examples include their current listed affiliations; branch locations were observed October 30.
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TEAM MOVES
Ameriprise-Kestra pattern involves 4 people; 6 potential adviser groups
Six potential affiliation patterns were observed on October 29, 2026. One associated Ameriprise Financial Services and Kestra Advisory Services records for four people; the records do not verify a team move.
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ADVISER MOVES
Kevin Weltlin is listed with State Farm; 1,796 affiliation changes
A registration observation made October 28, 2026, lists Weltlin with State Farm Investment Management Corp. The roster counts 1,796 affiliation changes observed that day.
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NEW ADVISERS
Merrill lists 22 of 169 first adviser registrations
The full roster covers source-reported first adviser registrations dated October 28, 2026. Merrill Lynch, Pierce, Fenner & Smith Incorporated is the listed firm for 22 people.
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TEAM MOVES
Capwealth–Corient pattern; 3 potential adviser groups
Registration records observed October 28, 2026, associated Jason A. Krueger and three other people with a potential affiliation pattern involving Capwealth Advisors, LLC and Corient. The records do not verify a team transfer or employment change.
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ADVISER MOVES
Brandon Lopez listed at Northwestern Mutual; 45,989 affiliation changes
Registration observations on October 27, 2026, totaled 45,989 affiliation changes across the industry.
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NEW ADVISERS
Strategic Advisers has 13 of 169 first adviser registrations
The full-period count covers first adviser registrations dated October 27, 2026. Brennan Mellor and Bryce Carter were among those listed with Strategic Advisers.
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TEAM MOVES
Kingsview registration pattern involves 3 advisers; 3 potential adviser groups
Three potential adviser groups were observed in registration records on October 27, 2026. The records suggest affiliation patterns, not confirmed team transfers or employment changes.
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ADVISER MOVES
Calvin M. Sales is listed with Merrill Lynch; 23 affiliation changes
A registration observation dated October 26, 2026, lists Sales with Merrill Lynch. The 23 affiliation changes that day count affiliation records, not verified job moves.
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NEW ADVISERS
State Farm and Merrill Lynch each list 8 of 131 first adviser registrations
Source-reported first adviser registrations dated October 26, 2026, total 131. State Farm Investment Management Corp. and Merrill Lynch, Pierce, Fenner & Smith Incorporated each list eight advisers as their current affiliation.
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ADVISER MOVES
Nathan Gold’s Wells Fargo record adds a branch listing; 2,019 affiliation changes
From Oct. 23 to 25, 2026, the roster recorded 2,019 affiliation changes across registration records.
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NEW ADVISERS
Charles Schwab lists 14 of 165 first adviser registrations; Merrill Lynch follows with 13
The 165 first adviser registrations are dated October 23 through October 25, 2026, and span 86 firm categories.
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TEAM MOVES
Wells Fargo pattern involves 5 people; 9 potential adviser groups
A potential registration pattern involving five people across Wells Fargo Clearing Services and Wells Fargo Advisors Financial Network was observed October 23, 2026. Nine potential adviser groups were observed October 23–25; the records do not verify team transfers.
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ADVISER MOVES
Petar Petrovic's Stratos affiliation appears among 986 affiliation changes
A registration observation dated October 22, 2026, lists Petar Petrovic with Stratos Investment Management; the full day's count covers affiliation records, not verified job moves.
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NEW ADVISERS
Edward Jones lists 18; 128 first adviser registrations
The complete roster counts first adviser registrations dated October 22, 2026. Thomas Y. Pruden’s first registration date was October 22; the branch information was observed October 23.
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TEAM MOVES
Truist-Rockefeller pattern involves 7 people; 3 potential adviser groups
On October 22, registration records showed three potential adviser groups, including a seven-person pattern involving Truist Advisory Services and Rockefeller Financial. These patterns do not confirm team moves.
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ADVISER MOVES
Thomas Simmons' Cambridge affiliation updated; 1,049 affiliation changes
A registration observation dated October 21, 2026, lists Thomas N. Simmons with Cambridge Investment Research Advisors, Inc. and one Greenville branch location, down from two in the earlier record. Affiliation records do not establish job moves.
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TEAM MOVES
Kestra pattern includes 9 people; 7 potential adviser groups
Registration records observed on October 21, 2026, showed a potential affiliation pattern involving nine people and Kestra Advisory Services. The records do not verify a team transfer. Seven potential adviser groups were observed that day.
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NEW ADVISERS
Edward Jones lists 35 of 179 first adviser registrations
The complete roster covers first adviser registrations dated October 21, 2026. Tiffany C. Newby’s current listed affiliation is Edward Jones; a separate branch record lists Chicago.
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ADVISER MOVES
Jeffrey M. Davis added to Hightower Advisors registration; 1,407 affiliation changes
An October 20, 2026, registration observation adds Davis to Hightower Advisors, LLC; the day's roster counts 1,407 affiliation changes. Registration records describe affiliations, not verified hires.
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NEW ADVISERS
Equitable has 8 of 148 first adviser registrations
The full-period count covers first adviser registrations dated October 20, 2026. Equitable Advisors had the largest listed-firm count in the reported distribution.
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TEAM MOVES
Merrill Lynch–Morgan Stanley pattern includes 8 people; 17 potential adviser groups
On October 20, 2026, registration records showed 17 potential adviser groups. One pattern involved Merrill Lynch and Morgan Stanley and included eight observed people; the records do not verify a team move.
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ADVISER MOVES
Nicole Humphrey's Merrill Lynch affiliation is listed; 117 affiliation changes
A registration observation on October 19, 2026, lists Nicole L. Humphrey with Merrill Lynch. The day's complete roster contains 117 affiliation changes, not verified job moves.
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NEW ADVISERS
LPL listed 15; 162 first adviser registrations
The full cohort covers first adviser registrations dated October 19, 2026. Skylar D. Price and Hunter T. Ford were among those listed with LPL Financial.
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NEW ADVISERS
Strategic Advisers lists 17 of 157 first adviser registrations
From 10/16/2026 through 10/18/2026, Strategic Advisers LLC was the listed firm for 17 of 157 source-reported first adviser registrations.
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TEAM MOVES
Wells Fargo Advisors: 25-person potential group; 30 potential adviser groups
Registration records observed from October 16–18, 2026, included a potential affiliation pattern involving Wells Fargo Advisors Financial Network and 25 people. The records do not verify a team move.
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ADVISER MOVES
Melissa Summers is listed at J.P. Morgan; 1,035 affiliation changes
A registration observation dated October 15, 2026, lists Melissa R. Summers with J.P. Morgan Securities LLC. Affiliation records are not verified job moves.
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TEAM MOVES
Schwab pattern involves 36 people; 11 potential adviser groups
On October 15, 2026, a potential affiliation pattern involving Schwab Wealth Advisory, Inc. included 36 people in registration records. The complete selected-period roster contains 11 potential adviser groups; the records do not verify team transfers.
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ADVISER MOVES
Elijah J. Higham's Encompass affiliation added; 1,105 affiliation changes
A registration observation on 10/14/2026 lists Higham with Encompass More Asset Management LLC. The complete count covers affiliation records observed that day, not verified job moves.
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NEW ADVISERS
Strategic Advisers lists 10 of 144 first adviser registrations
The 144 source-reported first adviser registrations were dated 10/14/2026. Strategic Advisers LLC was the listed firm for 10; the firm shown is the current listed affiliation, not necessarily the first registration firm.
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TEAM MOVES
Schwab Wealth Advisory: 10-person potential affiliation; 5 potential adviser groups
Five potential adviser groups were observed in registration records on October 14, 2026. The patterns do not establish coordinated team moves or employment changes.
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ADVISER MOVES
Micheal W. Minnich is listed at Schwab; 1,060 affiliation changes
A registration observation on October 13, 2026, lists Minnich with Charles Schwab & Co., Inc. The full-day count covers affiliation records, not verified job moves.
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NEW ADVISERS
Edward Jones lists 12 of 178 first adviser registrations
The full-period count covers first adviser registrations dated October 13, 2026. Two named Edward Jones registrants and examples at Equitable Advisors and Fisher Investments were also listed that day.
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TEAM MOVES
Ameriprise-Wells Fargo pattern among 13 potential adviser groups
Registration records observed on October 13, 2026, show a potential affiliation pattern involving seven people and Ameriprise Financial Services and Wells Fargo Advisors Financial Network; the records do not verify a team transfer.
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ADVISER MOVES
Claden C. Connell listed with J.P. Morgan; 41 affiliation changes
A registration observation on October 12 listed Connell with J.P. Morgan Securities LLC. The full-day count covers affiliation records, not verified job moves.
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Reading adviser affiliation changes
These reports follow additions and removals in public adviser affiliation records, first-registration records and potential group patterns. Each edition separates the date a record was observed from any underlying registration date. Named examples retain the reported firm and individual identifiers so readers can follow the evidence.
A registration pattern is a starting point
An added affiliation does not establish a hire, and a removed affiliation does not establish a departure. A potential group pattern does not verify a coordinated team transfer. Compare the exact records and dates in the report; employment announcements require separate supporting evidence.