PEOPLE & CULTURE

J.P. Morgan accounts for 18 of 166 first-registration records for September 18–20

J.P. Morgan Securities LLC filed 18 of the 166 first-registration records observed Sep 18–20, 2026; Strategic Advisers LLC, Equitable Advisors, LLC and State Farm followed.

By Claire Bennett··3 min read

J.P. Morgan: 18 records in a 166-record population

J.P. Morgan Securities LLC accounted for 18 of the 166 first-registration records observed from Friday, Sep 18 through Sunday, Sep 20, 2026 — more than double the 8 logged by Strategic Advisers LLC, the next-most-active firm. Equitable Advisors, LLC added 7 records and State Farm Investment Management Corp. 6, while the remaining 127 records were spread across all other firms in the three-day window.

Sep 20 records at J.P. Morgan Securities LLC

At J.P. Morgan Securities LLC (firm CRD 79), the 18 records include Mayank Bhanot (individual CRD 7697102) and Craig M. Boughey (individual CRD 5732279), each with a first-registration date of Sep 20, 2026. The firm's business address is in New York, NY.

Strategic Advisers LLC, then Equitable

Strategic Advisers LLC (firm CRD 104555) logged 8 records. Mason Rowe (individual CRD 8304673) and Heather Williamson (individual CRD 6372325) both carry first-registration dates of Sep 19, 2026; the firm's business address is in Boston, MA.

Equitable Advisors, LLC (firm CRD 6627) followed with 7 records. Anna C. Cooper (individual CRD 8336414) and Andrew W. Lacksonen (individual CRD 8330347) each have first-registration dates of Sep 18, 2026, at the firm's New York, NY business address.

State Farm rounds out the leaders

State Farm Investment Management Corp. (firm CRD 3487) rounded out the leading firms with 6 records. Ryan Diffenbaugh (individual CRD 8204502) carries a Sep 19, 2026 first-registration date, and Amber M. Graham (individual CRD 8254112) carries Sep 18, 2026; both records list the firm's Bloomington, IL business address.

How to read the dates and locations

The first-registration dates derive from the earliest employment-history entry that resolves to a known registered firm; they are not verified hiring or licensing dates, and the same qualification applies across all 166 records. City and state fields describe the firm's business address, not the individual adviser's location, so a New York or Boston address in a record does not indicate where the adviser works.

Selected records

AdviserFirmFirst registrationIndividual CRDFirm CRD
Mayank BhanotJ.P. Morgan Securities LLC09/20/2026769710279
Craig M. BougheyJ.P. Morgan Securities LLC09/20/2026573227979
Mason RoweStrategic Advisers LLC09/19/20268304673104555
Heather WilliamsonStrategic Advisers LLC09/19/20266372325104555
Anna C. CooperEquitable Advisors, LLC09/18/202683364146627
Andrew W. LacksonenEquitable Advisors, LLC09/18/202683303476627
Ryan DiffenbaughState Farm Investment Management Corp.09/19/202682045023487
Amber M. GrahamState Farm Investment Management Corp.09/18/202682541123487

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The chart 'First-registration records by firm' shows the complete population of 166 records for Sep 18–20, 2026, not a sample. The selected records above are examples from that population, not an industry ranking; the full record list accompanies this roundup.

Complete record list

The full-period list contains 166 records. The homepage breakdown covers the complete list: J.P. Morgan Securities LLC (18); Strategic Advisers LLC (8); Equitable Advisors, LLC (7); State Farm Investment Management Corp. (6); All other firms (127).

All 166 records observed from 09/18/2026 through 09/20/2026, including the examples discussed above. Dates derive from the earliest employment-history entry resolving to a known registered firm; they are not verified hiring or licensing dates. Each adviser location comes from that individual’s matching IAPD affiliation. When the source lists several branches, the displayed location is the first one distinct from the firm business address, or the first listed branch if none is distinct. It is not verified as the adviser’s residence or sole workplace.

Showing the first 10 of 166 rows.

AdviserIndividual CRDFirst-registration record dateFirmFirm CRDAdviser location
Abigail Malone832775909/19/2026Wealthspire Advisors106181Potomac, MD
Aeryonna M. Ware747851109/18/2026Morgan Stanley149777San Diego, CA
Aline Levin834108109/18/2026Aliya Capital Partners LLC305988Miami, FL
Amber M. Graham825411209/18/2026State Farm Investment Management Corp.3487Timmonsville, SC
Amelie Brown788556909/19/2026RBC Capital Markets, LLC31194New York, NY
Amy S. King525166709/18/2026MML Investors Services, LLC10409Virginia Beach, VA
Andrej Sitas831469409/18/2026LPL Financial LLC6413Encino, CA
Andrew S. Aldrett832859009/19/2026Saxon Financial Group311687Houston, TX
Andrew S. Buising828519609/18/2026Ameriprise Financial Services, LLC6363West Des Moines, IA
Andrew S. Reddie808539009/18/2026Charles Schwab & Co., Inc.5393Westlake, TX
Show 156 more rows (166 total)
AdviserIndividual CRDFirst-registration record dateFirmFirm CRDAdviser location
Andrew W. Lacksonen833034709/18/2026Equitable Advisors, LLC6627Oak Brook, IL
Ann Kaplan825829209/18/2026Wells Fargo Advisors Financial Network, LLC11025Bonita Springs, FL
Anna C. Cooper833641409/18/2026Equitable Advisors, LLC6627Charlotte, NC
Arnab Mukherjee714178209/18/2026Merrill Lynch, Pierce, Fenner & Smith Incorporated7691Austin, TX
Arthur G. Corazza824245509/18/2026Thrivent Investment Management Inc.18387Minneapolis, MN
Atul N. Agarwal410452509/18/2026Equitable Advisors, LLC6627Rochester, NY
Benjamin P. Fischer686671109/18/2026Land Advisory Co., LLC120016St. Louis, MO
Benjamin T. Radley834720609/18/2026Simplyria Advisor Network154494Brighton, MI
Benjamin W. Fauzio715989909/18/2026Osaic Wealth, Inc.23131North Branford, CT
Blake A. Guzy785950709/18/2026Matter Family Office106806Denver, CO
Bradley E. Watkins709273309/18/2026Edward Jones250Sumter, SC
Brian L. Klatsky275651109/18/2026Gold Coast Wealth Management, LLC156338Red Bank, NJ
Caitlin Damian830898509/18/2026J.P. Morgan Securities LLC79Chicago, IL
Cameron H. Addington832440709/18/2026J.P. Morgan Securities LLC79Cleveland, OH
Cameron J. Brooks797316409/18/2026Capital Client Group, Inc.6247Los Angeles, CA
Carrie E. Esposito627986409/18/2026Raymond James & Associates, Inc.705St. Petersburg, FL
Catrice Keys828744809/18/2026T. Rowe Price Advisory Services, Inc.108958Owings Mills, MD
Celeste C. Sloma808042409/18/2026Plante Moran Financial Advisors112158Grandview Heights, OH
Chase C. Green811032009/18/2026Equitable Advisors, LLC6627Walnut Creek, CA
Chase P. Dunnahoe811677409/18/2026Goldman Sachs Wealth Services, L.P.106693Cohoes, NY
Christian Jones821689109/18/2026Hilltop Securities Inc.6220Dallas, TX
Christopher D. Kirkwood647500309/18/2026Beacon Light Wealth Management338731Carnegie, PA
Christopher M. Appleby832581509/18/2026LPL Financial LLC6413Hoover, AL
Corey Fanning756433109/18/2026LPL Financial LLC6413Houston, TX
Craig M. Boughey573227909/20/2026J.P. Morgan Securities LLC79Jeffersontown, KY
Dana Morgera831101909/19/2026Bull Oak Capital, LLC170325Rancho Santa Fe, CA
Daniel R. Sofranko834491209/18/2026Florida Financial Advisors, LLC288811Raleigh, NC
Darren L. Butler637960409/18/2026Lasting Mark Retirement Group LLC325151Brandon, MS
Edgar Perez799737909/18/2026Strategic Advisers LLC104555Schaumburg, IL
Elena G. Dunn795316109/20/2026Foundry Financial LLC300122Buena Vista, CO
Elena R. Hellie795316209/18/2026Merrill Lynch, Pierce, Fenner & Smith Incorporated7691La Jolla, CA
Elizabeth C. Hanley806621909/18/2026UBS Financial Services Inc.8174Weehawken, NJ
Elizandro Flores828040309/18/2026GWN Securities Inc.128929San Marcos, TX
Elyse C. Griminger808801609/18/2026Stifel, Nicolaus & Company, Incorporated793Springfield, IL
Enrique Vila818725009/18/2026Bulltick Wealth Management, LLC141588Miami, FL
Eric M. Reische557773509/18/2026Vineyard Capital Management LLC125480Aspen, CO
Erik T. Mikrut831212409/18/2026Oppenheimer & Co. Inc.249Chicago, IL
Evan C. Croteau831209309/18/2026Money Concepts Capital Corp.12963Amherst, NH
Evan T. Hudak810418309/18/2026Choreo, LLC111221Charlotte, NC
Everett J. Adams791217709/18/2026Schwab Wealth Advisory, Inc.159035Orlando, FL
Federico P. A. Beauvois831789709/18/2026UBS Financial Services Inc.8174Weehawken, NJ
Gavin Mease749782009/18/2026Strategic Advisers LLC104555Virginia Beach, VA
Geoffrey A. Hakim232234809/18/2026MCM Wealth136075Greenbrae, CA
Giacomo R. Manfredini831063809/19/2026Fmi Financial, Ltd.299806Oak Brook, IL
Glen T. Crabtree754798409/18/2026Symphony Financial Services, Inc.125058Akron, OH
Graciela C. Molina792201609/18/2026Kestra Advisory Services, LLC283330Houston, TX
Graham P. Bolar833008909/18/2026Modern Wealth Management, LLC324624Kansas, MO
Heather A. Palmer415539909/19/2026Robert W. Baird & Co. Incorporated8158Traverse City, MI
Heather Williamson637232509/19/2026Strategic Advisers LLC104555Raleigh, NC
Hunter Kasarjian830498409/18/2026Strategic Advisers LLC104555Bellingham, MA
Ian R. Bigott706310309/18/2026Ameriprise Financial Services, LLC6363Muskego, WI
Israel J. Zamudio827949509/18/2026Wells Fargo Clearing Services, LLC19616Vancouver, WA
Jacob J. Albers769566109/18/2026Schwab Wealth Advisory, Inc.159035Omaha, NE
Jacob M. LaFond527535809/18/2026MML Investors Services, LLC10409Citrus Heights, CA
Jake T. Lewis728387309/18/2026J.P. Morgan Securities LLC79Plano, TX
James D. Hammerstedt831075909/18/2026Vici Advisors LLC343426Linwood, NJ
James J. Edwards518411709/18/2026Beacon Pointe Advisors, LLC119290Seattle, WA
Jamey Ventura821623509/18/2026LPL Financial LLC6413Shelbyville, KY
Jason J. Brustkern834183809/18/2026Kelley Investments119099Waterloo, IA
Jeffrey A. Burkhart831390909/18/2026Raymond James Financial Services Advisors, Inc.149018Burlington, IA
Jennifer A. Johnson829488509/18/2026Pinelight Financial PLLC323153Riverside, IL
Jennifer Kline824767209/18/2026Equitable Advisors, LLC6627Myrtle Beach, SC
Jenny Hoang811708909/19/2026J.P. Morgan Securities LLC79Chicago, IL
John A. F. Dioli828916609/18/2026Ieq Capital, LLC301819San Francisco, CA
John C. Zimmerman624605409/19/2026J.w.burns & Company, Inc.107835Dewitt, NY
John Rozynek794786709/18/2026J.P. Morgan Securities LLC79New York, NY
Jonathan A. Marrs797184709/18/2026Edward Jones250Chicago, IL
Jonathan I. M. Ramirez829624909/18/2026Wells Fargo Clearing Services, LLC19616San Antonio, TX
Joshua Hernandez826073509/19/2026Expand Financial, LLC152515Waco, TX
Joshua Lankford648686809/18/2026State Farm Investment Management Corp.3487Daphne, AL
Juan B. Aguilar581825709/18/2026Pathview Wealth Advisors308292San Diego, CA
Justin Simpson832215609/18/2026J.P. Morgan Securities LLC79Chicago, IL
Kamila Fomin831807909/19/2026J.P. Morgan Securities LLC79San Francisco, CA
Katherine G. Ducharme811825609/18/2026Edward Jones250Sacramento, CA
Kelly M. Weldon822423909/18/2026State Farm Investment Management Corp.3487New York, NY
Kenzi N. Thomas740109509/18/2026J.P. Morgan Securities LLC79Lima, OH
Kyle W. Griesbacher834202609/18/2026Savant Wealth Management107271Middleton, WI
Landon Lantz772445309/18/2026Sequoia Financial Group, L.L.C.117756Bloomington, MN
Larry J. Kimbrough681689309/18/2026State Farm Investment Management Corp.3487Glenwood, IL
Laura S. Lightbourn327473209/18/2026Schwab Wealth Advisory, Inc.159035Westlake, TX
Laurie Taylor270560609/18/2026Global Retirement Partners LLC172011Indianapolis, IN
Lisa A. Sveland319480009/18/2026Schwab Wealth Advisory, Inc.159035Lone Tree, CO
Lorenzo Lucas756785009/18/2026J.P. Morgan Securities LLC79San Diego, CA
Lyla J. Tidmore810065509/18/2026UBS Financial Services Inc.8174Weehawken, NJ
Madalyn M. Hosick820725609/18/2026Stifel, Nicolaus & Company, Incorporated793San Francisco, CA
Maisy J. Lyne797161109/19/2026Robert W. Baird & Co. Incorporated8158Lexington, KY
Marianne Calabrese824263009/18/2026RBC Capital Markets, LLC31194New York, NY
Marshall C. Caddy775210709/19/2026Charles Schwab & Co., Inc.5393Westlake, TX
Mason Rowe830467309/19/2026Strategic Advisers LLC104555Denver, CO
Matthew P. Deutsch834192809/18/2026Sjhl Financial Group285946Topeka, KS
Matthew W. Schaller829407409/18/2026Deltax Capital LLC343139Summerville, SC
Mayank Bhanot769710209/20/2026J.P. Morgan Securities LLC79Bethesda, MD
Michael C. Knudson830224309/18/2026Equitable Advisors, LLC6627Dallas, TX
Michael J. McLaughlin821742209/18/2026Private Advisor Group, LLC155216Lafayette, CA
Michelle H. Le800040009/18/2026Sanctuary Advisors, LLC226606Danville, CA
Michelle N. Kpissay834490609/18/2026Bond & Devick Wealth Partners283682Saint Louis Park, MN
Miles J. Fergus827627209/18/2026MML Investors Services, LLC10409Wilbraham, MA
Mitchell Raube722080709/18/2026J.P. Morgan Securities LLC79Madison, WI
Mohamed E. B. S. Keussom831684809/18/2026J.P. Morgan Securities LLC79New York, NY
Moises D. S. Tcherassi829512409/18/2026UBS Financial Services Inc.8174Miami, FL
Naila Ibrahim770722309/18/2026Wells Fargo Clearing Services, LLC19616Fairfax, VA
Negar Altieri671564209/19/2026Janney Montgomery Scott LLC463Beaver, PA
Nicholas A. Hentges833773609/18/2026Centurion Financial Strategies LLC316454Bloomington, MN
Nicholas E. D. Beebe827971809/18/2026Merrill Lynch, Pierce, Fenner & Smith Incorporated7691Columbus, OH
Nicholas McFadden834410409/18/2026Johnson Wealth Inc.125557Milwaukee, WI
Nicholas Ruppe753309209/18/2026Ameriprise Financial Services, LLC6363Edmonds, WA
Nicole J. Zubrod812784209/18/2026Merrill Lynch, Pierce, Fenner & Smith Incorporated7691Scottsdale, AZ
Nicole V. Ness662506009/18/2026J.P. Morgan Securities LLC79Melbourne, FL
Nikolai T. Holland792980509/18/2026State Farm Investment Management Corp.3487Wayzata, MN
Nina L. Lawson832332209/18/2026J.P. Morgan Securities LLC79New York, NY
Peter J. Lakon824052709/18/2026Morgan Stanley149777Gilbert, AZ
Peter P. Walker281588609/18/2026Genter Capital Management108618Not reported
Peter T. Elliott832057009/18/2026Alj Capital, LLC343778Cheltenham, PA
Rachel S. Bullis517287909/18/2026J.P. Morgan Securities LLC79New York, NY
Rajena A. Guettler794994609/18/2026Osaic Wealth, Inc.23131Frederick, MD
Reagan K. Finney827927209/18/2026Wells Fargo Clearing Services, LLC19616Frisco, TX
Reid Cohen799346709/18/2026Northwestern Mutual Investment Services, LLC2881Melville, NY
Reid Smith-Wessel832367409/18/2026LPL Enterprise, LLC8733St Louis Park, MN
Richard H. Urea828691609/18/2026LPL Enterprise, LLC8733Troy, MI
Robert Corbett244353509/18/2026UBS Financial Services Inc.8174New York, NY
Robert J. Berg828635509/18/2026Vicus Capital, Inc.116021Columbia, MD
Robert S. Wooten794237509/18/2026Oneamerica Securities, Inc.4173Carlsbad, CA
Rodney I. Dixon822699109/18/2026Edward Jones250St. Louis, MO
Ronald A. Fuchsman306394009/20/2026Raymond James & Associates, Inc.705Rockville, MD
Rosalynd Shaw735118809/18/2026LPL Financial LLC6413Austin, TX
Russel Stigall777327609/18/2026Ameriprise Financial Services, LLC6363Aurora, OR
Ryan Diffenbaugh820450209/19/2026State Farm Investment Management Corp.3487Portland, OR
Ryan J. Moran834493209/18/2026Florida Financial Advisors, LLC288811Las Vegas, NV
Ryan P. Walsh830666009/18/2026Rockefeller Financial LLC291361Chicago, IL
Ryan Tower833089909/18/2026Tower Wealth Planning344135Spring Hill, FL
Santiago C. Gomez825446909/18/2026Ikalon Advisors LLC332654Not reported
Sarah C. Spellings830634409/18/2026Iconiq Capital, LLC159198New York, NY
Sarah C. Miller820909209/18/2026Zoe Financial, Inc.285158New York, NY
Scott P. Koch483770909/18/2026Monograph Wealth Advisors, LLC173949Truckee, CA
Sebastian G. C. Moran807929609/18/2026J.P. Morgan Securities LLC79Miami, FL
Selena Wimbish829713909/18/2026LPL Enterprise, LLC8733San Diego, CA
Sergio A. Villalobos827244409/18/2026Strategic Advisers LLC104555Buckeye, AZ
Shawn W. O'Brien600234009/18/2026Cois Dara Investing343078Ridgewood, NJ
Shivam S. Patel834382509/18/2026SC Wealth Advisors305201Oakbrook Terrace, IL
Silvia P. Solis746973909/19/2026Merrill Lynch, Pierce, Fenner & Smith Incorporated7691New York, NY
Soudeh Pazouki806929309/19/2026Morgan Stanley149777Purchase, NY
Spencer Schultz828830009/18/2026Schaper Benz & Wise Investment Counsel Inc.107630Neenah, WI
Stephanie Baker827304309/18/2026Strategic Advisers LLC104555Henderson, NV
Steven M. Dungey674104509/18/2026PFS Investments Inc.10111Loveland, CO
Summer Burleson791578309/18/2026Ameriprise Financial Services, LLC6363Euless, TX
Sydney Russell831899609/19/2026J.P. Morgan Securities LLC79New York, NY
Tanner S. Limon787306909/20/2026Fifth Third Securities, Inc.628Fort Thomas, KY
Taryn K. Maafala-Maiava803661009/18/2026Strategic Advisers LLC104555Westlake, TX
Timothy A. Grove605844809/18/2026MML Investors Services, LLC10409Kennett Square, PA
Vincent J. Palisi793424109/18/2026LPL Financial LLC6413Denver, CO
William J. D. Ruff833816509/18/2026The Kelly Group310140Bel Air, MD
William Owens790502509/18/2026Equitable Advisors, LLC6627Charlotte, NC
William R. D. Schurig833887509/18/2026Bison Investment Advisors, LLC149775The Woodlands, TX
William S. Kleiber783531709/18/2026Avaii Wealth Management, LLC298165Appleton, WI
Xiao Dong666171609/19/2026Neuberger Berman BD LLC2908Jersey City, NJ
Yuexia Lin809647009/18/2026NI Advisors134502Milpitas, CA

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