NEW ADVISERS

J.P. Morgan accounts for 18 of 166 first-registration records for September 18–20

J.P. Morgan Securities LLC filed 18 of the 166 first-registration records observed Sep 18–20, 2026; Strategic Advisers, Equitable Advisors and State Farm followed.

By Claire Bennett··3 min read

J.P. Morgan: 18 records in a 166-record population

J.P. Morgan Securities LLC accounted for 18 of the 166 first-registration records observed from Friday, Sep 18 through Sunday, Sep 20, 2026 — more than double the 8 logged by Strategic Advisers LLC, the next-most-active firm. Equitable Advisors, LLC added 7 records and State Farm Investment Management Corp. 6, while the remaining 127 records were spread across all other firms in the three-day window.

Sep 20 records at J.P. Morgan Securities LLC

At J.P. Morgan Securities LLC (firm CRD 79), the 18 records include Mayank Bhanot (individual CRD 7697102) and Craig M. Boughey (individual CRD 5732279), each with a first-registration date of Sep 20, 2026. The firm's business address is in New York, NY.

Strategic Advisers LLC, then Equitable

Strategic Advisers LLC (firm CRD 104555) logged 8 records. Mason Rowe (individual CRD 8304673) and Heather Williamson (individual CRD 6372325) both carry first-registration dates of Sep 19, 2026; the firm's business address is in Boston, MA.

Equitable Advisors, LLC (firm CRD 6627) followed with 7 records. Anna C. Cooper (individual CRD 8336414) and Andrew W. Lacksonen (individual CRD 8330347) each have first-registration dates of Sep 18, 2026, at the firm's New York, NY business address.

State Farm rounds out the leaders

State Farm Investment Management Corp. (firm CRD 3487) rounded out the leading firms with 6 records. Ryan Diffenbaugh (individual CRD 8204502) carries a Sep 19, 2026 first-registration date, and Amber M. Graham (individual CRD 8254112) carries Sep 18, 2026; both records list the firm's Bloomington, IL business address.

How to read the dates and locations

The first-registration dates derive from the earliest employment-history entry that resolves to a known registered firm; they are not verified hiring or licensing dates, and the same qualification applies across all 166 records. City and state fields describe the firm's business address, not the individual adviser's location, so a New York or Boston address in a record does not indicate where the adviser works.

Selected records

AdviserFirmFirst registrationIndividual CRDFirm CRD
Mayank BhanotJ.P. Morgan Securities LLC09/20/2026769710279
Craig M. BougheyJ.P. Morgan Securities LLC09/20/2026573227979
Mason RoweStrategic Advisers LLC09/19/20268304673104555
Heather WilliamsonStrategic Advisers LLC09/19/20266372325104555
Anna C. CooperEquitable Advisors, LLC09/18/202683364146627
Andrew W. LacksonenEquitable Advisors, LLC09/18/202683303476627
Ryan DiffenbaughState Farm Investment Management Corp.09/19/202682045023487
Amber M. GrahamState Farm Investment Management Corp.09/18/202682541123487

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The chart 'First-registration records by firm' shows the complete population of 166 records for Sep 18–20, 2026, not a sample. The selected records above are examples from that population, not an industry ranking; the full record list accompanies this roundup.

Complete record list

The full-period list contains 166 records. The homepage breakdown covers the complete list: J.P. Morgan Securities LLC (18); Strategic Advisers LLC (8); Equitable Advisors, LLC (7); State Farm Investment Management Corp. (6); All other firms (127).

All 166 records observed from 09/18/2026 through 09/20/2026, including the examples discussed above. Dates derive from the earliest employment-history entry resolving to a known registered firm; they are not verified hiring or licensing dates. Each adviser location comes from that individual’s matching IAPD affiliation. When the source lists several branches, the displayed location is the first one distinct from the firm business address, or the first listed branch if none is distinct. It is not verified as the adviser’s residence or sole workplace.

Showing rows 126–150 of 166. The CSV contains the complete table.

AdviserIndividual CRDFirst-registration record dateFirmFirm CRDAdviser location
Reagan K. Finney827927209/18/2026Wells Fargo Clearing Services, LLC19616Frisco, TX
Reid Cohen799346709/18/2026Northwestern Mutual Investment Services, LLC2881Melville, NY
Reid Smith-Wessel832367409/18/2026LPL Enterprise, LLC8733St Louis Park, MN
Richard H. Urea828691609/18/2026LPL Enterprise, LLC8733Troy, MI
Robert Corbett244353509/18/2026UBS Financial Services Inc.8174New York, NY
Robert J. Berg828635509/18/2026Vicus Capital, Inc.116021Columbia, MD
Robert S. Wooten794237509/18/2026Oneamerica Securities, Inc.4173Carlsbad, CA
Rodney I. Dixon822699109/18/2026Edward Jones250St. Louis, MO
Ronald A. Fuchsman306394009/20/2026Raymond James & Associates, Inc.705Rockville, MD
Rosalynd Shaw735118809/18/2026LPL Financial LLC6413Austin, TX
Russel Stigall777327609/18/2026Ameriprise Financial Services, LLC6363Aurora, OR
Ryan Diffenbaugh820450209/19/2026State Farm Investment Management Corp.3487Portland, OR
Ryan J. Moran834493209/18/2026Florida Financial Advisors, LLC288811Las Vegas, NV
Ryan P. Walsh830666009/18/2026Rockefeller Financial LLC291361Chicago, IL
Ryan Tower833089909/18/2026Tower Wealth Planning344135Spring Hill, FL
Santiago C. Gomez825446909/18/2026Ikalon Advisors LLC332654Not reported
Sarah C. Spellings830634409/18/2026Iconiq Capital, LLC159198New York, NY
Sarah C. Miller820909209/18/2026Zoe Financial, Inc.285158New York, NY
Scott P. Koch483770909/18/2026Monograph Wealth Advisors, LLC173949Truckee, CA
Sebastian G. C. Moran807929609/18/2026J.P. Morgan Securities LLC79Miami, FL
Selena Wimbish829713909/18/2026LPL Enterprise, LLC8733San Diego, CA
Sergio A. Villalobos827244409/18/2026Strategic Advisers LLC104555Buckeye, AZ
Shawn W. O'Brien600234009/18/2026Cois Dara Investing343078Ridgewood, NJ
Shivam S. Patel834382509/18/2026SC Wealth Advisors305201Oakbrook Terrace, IL
Silvia P. Solis746973909/19/2026Merrill Lynch, Pierce, Fenner & Smith Incorporated7691New York, NY

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