NEW ADVISERS
Full Sep. 21 adviser file contains 195 first-registration records
The complete selected-period count includes 20 records assigned to J.P. Morgan Securities and 15 to LPL Financial; the dates and firm addresses in individual records have narrower meanings than a verified hiring or personal-location report.
By Maya Chen·Edition ·2 min read
A complete one-day file
The Sep. 21, 2026, roundup contains 195 first-registration records for the full selected period—not a sample. The date attached to each record comes from the earliest employment-history entry resolving to a known registered firm. It is not, by itself, a verified hiring date or licensing date.
The complete-population firm breakdown lists 20 records at J.P. Morgan Securities LLC, 15 at LPL Financial LLC, 12 at Morgan Stanley and 10 at UBS Financial Services Inc. The remaining 138 records fall under “All other firms.” These are record counts for Sep. 21, not a comparison with another day or period.
Examples across four firms
Among the J.P. Morgan records, Francesca L. Fraim and Dylan S. Smith are each listed with a first-registration date of Sep. 21. Their records associate them with the firm’s New York, NY business address. The entries establish the reported record details, not where either person works or lives.
LPL Financial LLC’s examples include Nishan Pant and Justin Grones, each dated Sep. 21 and associated with the firm’s Fort Mill, SC business address. The firm’s 15 records are part of the complete-period count; the two named records are examples, not a ranking or a separate measure of hiring.
At Morgan Stanley, Kaden N. Deosaran and Christian Cropper are both listed on Sep. 21, with Purchase, NY, shown as the firm business address. UBS Financial Services Inc. has 10 records in the period; two examples, Cody Ross and Patrick Defeciani, are dated Sep. 21 and carry the firm business address in Weehawken, NJ.
The examples show how the roundup combines individual records with firm-level counts. The cities shown here describe firm business addresses, not individual adviser branches or proof that named people are co-located. Likewise, a filing’s first-registration date should not be read as confirmation of a person’s hiring or licensing date.
Complete record list
The full-period list contains 195 records. The homepage breakdown covers the complete list: J.P. Morgan Securities LLC (20); LPL Financial LLC (15); Morgan Stanley (12); UBS Financial Services Inc. (10); All other firms (138).
All 195 records observed from 09/21/2026 through 09/21/2026, including the examples discussed above. Dates derive from the earliest employment-history entry resolving to a known registered firm; they are not verified hiring or licensing dates. Each adviser location comes from that individual’s matching IAPD affiliation. When the source lists several branches, the displayed location is the first one distinct from the firm business address, or the first listed branch if none is distinct. It is not verified as the adviser’s residence or sole workplace.
Showing rows 126–150 of 195. The CSV contains the complete table.