ADV DISCLOSURES
Registration records log 1,468 adviser affiliation changes on 09/22/2026
The day’s complete selected record set includes added, updated and removed registrations. Individual records show different kinds of affiliation patterns, but do not establish job changes.
By Maya Chen·Edition ·3 min read
A one-day snapshot
Registration records logged 1,468 affiliation changes on 09/22/2026. In the complete selected record set for that date, 382 were labeled added, 914 updated and 172 removed. Those categories describe registration-record changes, not a count of verified job moves.
The counts cover a single observation date, not a multi-day trend. An update can reflect a change in the information recorded for an affiliation: Ryan Campbell’s record, for example, shows Park Avenue Securities LLC before and after, with an Idaho registration added on 09/21/2026. The record observation is dated 09/22/2026; neither date establishes when his employment began or changed.
Updates and additions in the records
Lisa Chalker’s record also remained with the same firm, Transamerica Financial Advisors, LLC, while the selected current-employment branch location changed from Bohemia, New York, to Great Neck, New York. The record does not establish a job change. A location recorded for an affiliation is not, by itself, evidence of someone’s residence or sole workplace.
Two records labeled added show different firm affiliations. Pasha Shemirani’s record lists Wealth Management Partners, LLC, with a selected branch location in Tucson, Arizona, and a California registration status dated 09/21/2026. Forrest F. Field’s record lists Fisher Investments, a selected branch location in Tampa, Florida, and a Texas registration status dated 09/21/2026. The records show potential affiliation patterns involving the named firms, not verified hiring dates or job moves.
Removals are not departure dates
Nicholas A. Jeffs’s record lists an affiliation with Stegner Investment Associates Inc. before the observation and none afterward; the record is labeled removed, and the person is absent from the after snapshot. Kathryn Gates’s record similarly lists LPL Financial LLC before the observation and none afterward. Those records do not establish that either person left a firm, when an employment change occurred, or whether a firm affiliation ended outside the observed record.
The selected records illustrate why added, updated and removed entries should be read as registration observations rather than a tally of staff arrivals or exits. The 09/22/2026 figures describe that date’s complete selected population; a one-day count cannot establish how often these patterns occur. Employment dates and any client or asset transfers are not established by these records.
| Person | Record detail observed on 09/22/2026 |
|---|---|
| Ryan Campbell | Park Avenue Securities LLC before and after; Idaho registration added, dated 09/21/2026. |
| Lisa Chalker | Transamerica Financial Advisors, LLC before and after; selected branch location changed from Bohemia to Great Neck, New York. |
| Pasha Shemirani | Added affiliation record at Wealth Management Partners, LLC; selected branch location in Tucson, Arizona. |
| Forrest F. Field | Added affiliation record at Fisher Investments; selected branch location in Tampa, Florida. |
| Nicholas A. Jeffs | Stegner Investment Associates Inc. listed before the observation; no affiliation listed afterward. |
| Kathryn Gates | LPL Financial LLC listed before the observation; no affiliation listed afterward. |
Complete record list
The full-period list contains 1468 records. The homepage breakdown covers the complete list: Added (382); Updated (914); Removed (172).
All 1468 records observed from 09/22/2026 through 09/22/2026, including the examples discussed above. These are affiliation record observations, not verified hiring or departure dates. One adviser can have multiple changes.
Showing the first 10 of 1468 rows.
| Adviser | Individual CRD | Observed | Affiliation change |
|---|---|---|---|
| Aaron C. Hardy | 8346995 | 09/22/2026 | added |
| Aaron Christian | 7183411 | 09/22/2026 | updated |
| Aaron J. Davis | 7658725 | 09/22/2026 | updated |
| Aaron P. Lewandowski | 6599265 | 09/22/2026 | updated |
| Aaron R. Ellerbrock | 7656139 | 09/22/2026 | updated |
| Abby Becker | 7898168 | 09/22/2026 | added |
| AbdulKarim Safi | 6656081 | 09/22/2026 | updated |
| Abigail E. Bowman | 6989677 | 09/22/2026 | removed |
| Abraham E. Zavala | 6631287 | 09/22/2026 | updated |
| Achim V. Bodman | 4929546 | 09/22/2026 | added |
Show 1458 more rows (1468 total)
Sources
- https://adviserinfo.sec.gov/individual/summary/7675010
- https://adviserinfo.sec.gov/individual/summary/7329139
- https://adviserinfo.sec.gov/individual/summary/8173360
- https://adviserinfo.sec.gov/individual/summary/2787664
- https://adviserinfo.sec.gov/individual/summary/8347131
- https://adviserinfo.sec.gov/individual/summary/6237875
- https://aumsearch.com/datasets/iapd-iar/