ADVISER MOVES

Registration records log 1,468 adviser affiliation changes on 09/22/2026

The day’s complete selected record set includes added, updated and removed registrations. Individual records show different kinds of affiliation patterns, but do not establish job changes.

By Maya Chen··3 min read

A one-day snapshot

Registration records logged 1,468 affiliation changes on 09/22/2026. In the complete selected record set for that date, 382 were labeled added, 914 updated and 172 removed. Those categories describe registration-record changes, not a count of verified job moves.

The counts cover a single observation date, not a multi-day trend. An update can reflect a change in the information recorded for an affiliation: Ryan Campbell’s record, for example, shows Park Avenue Securities LLC before and after, with an Idaho registration added on 09/21/2026. The record observation is dated 09/22/2026; neither date establishes when his employment began or changed.

Updates and additions in the records

Lisa Chalker’s record also remained with the same firm, Transamerica Financial Advisors, LLC, while the selected current-employment branch location changed from Bohemia, New York, to Great Neck, New York. The record does not establish a job change. A location recorded for an affiliation is not, by itself, evidence of someone’s residence or sole workplace.

Two records labeled added show different firm affiliations. Pasha Shemirani’s record lists Wealth Management Partners, LLC, with a selected branch location in Tucson, Arizona, and a California registration status dated 09/21/2026. Forrest F. Field’s record lists Fisher Investments, a selected branch location in Tampa, Florida, and a Texas registration status dated 09/21/2026. The records show potential affiliation patterns involving the named firms, not verified hiring dates or job moves.

Removals are not departure dates

Nicholas A. Jeffs’s record lists an affiliation with Stegner Investment Associates Inc. before the observation and none afterward; the record is labeled removed, and the person is absent from the after snapshot. Kathryn Gates’s record similarly lists LPL Financial LLC before the observation and none afterward. Those records do not establish that either person left a firm, when an employment change occurred, or whether a firm affiliation ended outside the observed record.

The selected records illustrate why added, updated and removed entries should be read as registration observations rather than a tally of staff arrivals or exits. The 09/22/2026 figures describe that date’s complete selected population; a one-day count cannot establish how often these patterns occur. Employment dates and any client or asset transfers are not established by these records.

PersonRecord detail observed on 09/22/2026
Ryan CampbellPark Avenue Securities LLC before and after; Idaho registration added, dated 09/21/2026.
Lisa ChalkerTransamerica Financial Advisors, LLC before and after; selected branch location changed from Bohemia to Great Neck, New York.
Pasha ShemiraniAdded affiliation record at Wealth Management Partners, LLC; selected branch location in Tucson, Arizona.
Forrest F. FieldAdded affiliation record at Fisher Investments; selected branch location in Tampa, Florida.
Nicholas A. JeffsStegner Investment Associates Inc. listed before the observation; no affiliation listed afterward.
Kathryn GatesLPL Financial LLC listed before the observation; no affiliation listed afterward.

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Complete record list

The full-period list contains 1468 records. The homepage breakdown covers the complete list: Added (382); Updated (914); Removed (172).

All 1468 records observed from 09/22/2026 through 09/22/2026, including the examples discussed above. These are affiliation record observations, not verified hiring or departure dates. One adviser can have multiple changes.

Showing rows 151–175 of 1468. The CSV contains the complete table.

AdviserIndividual CRDObservedAffiliation change
Bradley J. Rumenapp647879709/22/2026updated
Bradley J. Shear680113109/22/2026added
Bradley S. Helms831684709/22/2026added
Brady A. Drozdowski814086909/22/2026added
Brady Jeffcott800904009/22/2026updated
Brandon A. Seanez744288909/22/2026updated
Brandon B. Knutson574063709/22/2026updated
Brandon Barker769756209/22/2026updated
Brandon J. Jacobson824592009/22/2026added
Brandon J. O'Leary759573309/22/2026added
Brandon K. Agamennone512467409/22/2026updated
Brandon M. Nelson312537709/22/2026updated
Brandon R. Karam776310209/22/2026updated
Brandon Smith762208609/22/2026updated
Brandt J. Hakanson262620109/22/2026updated
Branndon Z. Nesspor697271309/22/2026updated
Braxton A. Mills816067809/22/2026removed
Brayden Perkins768347809/22/2026added
Brendan G. Berents478057109/22/2026added
Breno C. Vilete595437809/22/2026removed
Brent A. Patry638295609/22/2026updated
Brian Baer772702109/22/2026updated
Brian C. Kaplan266394109/22/2026updated
Brian Cardona801698809/22/2026updated
Brian D. Mack812634409/22/2026updated

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Sources