ADV DISCLOSURES
13 ADV feed observations showed firm absences on September 22, 2026
The complete selected-period tally was 13 firm feed absences, recorded as 13 ADV feed observations on September 22, 2026. The observations span SEC and state feeds; absence alone does not establish closure or withdrawal.
By Maya Chen·Edition ·2 min read
The complete selected-period count was 13 firm feed absences, all recorded on September 22, 2026. The count is 13 ADV feed observations, not necessarily 13 distinct firms: a firm can have separate observations in SEC and state feeds. The snapshot shows feed absence, not proof that a firm closed, deregistered or withdrew.
Socotra Management, Inc. was not observed in the SEC feed on September 22, 2026. That observation describes its presence in the compared feed on that date; it does not establish a closure, deregistration or withdrawal.
Capital Management Associates Inc. was also not observed in the SEC feed on September 22, 2026. The roster identifies the feed and observation date, but does not establish what happened to the firm outside that snapshot.
The state-feed roster lists Corson, Neal Bowker as not observed on September 22, 2026. Its appearance in the same day’s count is a state-feed observation, distinct from SEC-feed observations in the roster.
Capital Wealth, LLC was not observed in the state feed on September 22, 2026. The dated entry records an absence from that feed, not a confirmed change in the firm’s business or regulatory status.
Alphaplus Investment Management LLC was likewise not observed in the state feed on September 22, 2026. The roster gives no further event or explanation, so the entry supports only the feed observation on that date.
Cederberg Capital Limited was not observed in the SEC feed on September 22, 2026. As with the other entries, the record identifies a feed absence on the snapshot date and does not establish that the firm closed or withdrew.
Allpoint Financial Group LLC was not observed in the state feed on September 22, 2026. Its roster entry adds another state-feed observation to the day’s complete count, without establishing a closure or a change in the firm’s status.
Complete record list
The full-period list contains 13 records. The homepage breakdown covers the complete list: Sep 22 (13).
All 13 records observed from 09/22/2026 through 09/22/2026, including the examples discussed above. Absence from the compared ADV feed does not establish closure or a withdrawal.
Showing the first 10 of 13 rows.
| Firm | Firm CRD | Observed | Observation |
|---|---|---|---|
| Allpoint Financial Group LLC | 301028 | 09/22/2026 | Absent from compared ADV feed |
| Alphaplus Investment Management LLC | 290101 | 09/22/2026 | Absent from compared ADV feed |
| Capital Management Associates Inc. | 104783 | 09/22/2026 | Absent from compared ADV feed |
| Capital Wealth, LLC | 289574 | 09/22/2026 | Absent from compared ADV feed |
| Cederberg Capital Asia Limited | 328093 | 09/22/2026 | Absent from compared ADV feed |
| Cederberg Capital Limited | 297836 | 09/22/2026 | Absent from compared ADV feed |
| Corson, Neal Bowker | 282459 | 09/22/2026 | Absent from compared ADV feed |
| Counterframe Capital Management LLC | 342900 | 09/22/2026 | Absent from compared ADV feed |
| Dylan Lund Financial, LLC | 338864 | 09/22/2026 | Absent from compared ADV feed |
| Lacroix Capital Management LLC | 342459 | 09/22/2026 | Absent from compared ADV feed |