ADV DISCLOSURES

13 ADV feed observations showed firm absences on September 22, 2026

The complete selected-period tally was 13 firm feed absences, recorded as 13 ADV feed observations on September 22, 2026. The observations span SEC and state feeds; absence alone does not establish closure or withdrawal.

By Maya Chen··2 min read

The complete selected-period count was 13 firm feed absences, all recorded on September 22, 2026. The count is 13 ADV feed observations, not necessarily 13 distinct firms: a firm can have separate observations in SEC and state feeds. The snapshot shows feed absence, not proof that a firm closed, deregistered or withdrew.

Socotra Management, Inc. was not observed in the SEC feed on September 22, 2026. That observation describes its presence in the compared feed on that date; it does not establish a closure, deregistration or withdrawal.

Capital Management Associates Inc. was also not observed in the SEC feed on September 22, 2026. The roster identifies the feed and observation date, but does not establish what happened to the firm outside that snapshot.

The state-feed roster lists Corson, Neal Bowker as not observed on September 22, 2026. Its appearance in the same day’s count is a state-feed observation, distinct from SEC-feed observations in the roster.

Capital Wealth, LLC was not observed in the state feed on September 22, 2026. The dated entry records an absence from that feed, not a confirmed change in the firm’s business or regulatory status.

Alphaplus Investment Management LLC was likewise not observed in the state feed on September 22, 2026. The roster gives no further event or explanation, so the entry supports only the feed observation on that date.

Cederberg Capital Limited was not observed in the SEC feed on September 22, 2026. As with the other entries, the record identifies a feed absence on the snapshot date and does not establish that the firm closed or withdrew.

Allpoint Financial Group LLC was not observed in the state feed on September 22, 2026. Its roster entry adds another state-feed observation to the day’s complete count, without establishing a closure or a change in the firm’s status.

Complete record list

The full-period list contains 13 records. The homepage breakdown covers the complete list: Sep 22 (13).

All 13 records observed from 09/22/2026 through 09/22/2026, including the examples discussed above. Absence from the compared ADV feed does not establish closure or a withdrawal.

Showing the first 10 of 13 rows.

FirmFirm CRDObservedObservation
Allpoint Financial Group LLC30102809/22/2026Absent from compared ADV feed
Alphaplus Investment Management LLC29010109/22/2026Absent from compared ADV feed
Capital Management Associates Inc.10478309/22/2026Absent from compared ADV feed
Capital Wealth, LLC28957409/22/2026Absent from compared ADV feed
Cederberg Capital Asia Limited32809309/22/2026Absent from compared ADV feed
Cederberg Capital Limited29783609/22/2026Absent from compared ADV feed
Corson, Neal Bowker28245909/22/2026Absent from compared ADV feed
Counterframe Capital Management LLC34290009/22/2026Absent from compared ADV feed
Dylan Lund Financial, LLC33886409/22/2026Absent from compared ADV feed
Lacroix Capital Management LLC34245909/22/2026Absent from compared ADV feed
Show 3 more rows (13 total)
FirmFirm CRDObservedObservation
Power Forward Management, LLC33209509/22/2026Absent from compared ADV feed
Socotra Management, Inc.32895409/22/2026Absent from compared ADV feed
Wealth Managers, Inc.30671009/22/2026Absent from compared ADV feed

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