NEW ADVISERS

Goldman Sachs Wealth Services accounts for 33 of 197 new-adviser records observed on September 22

A complete record set observed on September 22, 2026 shows 197 first-registration records; Goldman Sachs Wealth Services accounts for 33, while Strategic Advisers LLC, Florida Financial Advisors and LPL Financial each show 9.

By Claire Bennett··3 min read

Goldman Sachs Wealth Services, L.P. accounts for 33 of the 197 first-registration records observed on September 22, 2026. The set reflects every first-registration record observed on that date rather than a sample.

Record breakdown by firm

In the breakdown, Goldman Sachs Wealth Services, L.P. is listed separately with 33 records, while three firms each show 9: Strategic Advisers LLC, Florida Financial Advisors, LLC, and LPL Financial LLC. The chart groups the remainder as 'All other firms' with 137 records, covering the rest of the 87 firms in the record set. Together, the four named firm groups and the all-other-firms group make up the complete 197-record total.

The September 22 date is the observation date for these records. The underlying registration dates derive from each adviser's earliest employment-history entry that resolves to a known registered firm; they are not verified hiring or licensing dates, and the observation date is not a filing or employment date. What the record set shows is a registration pattern on that date, not a verified job move.

Named records across the set

The named records below show the range of firms and reported branches in the set. They are representative examples drawn from the complete record set, not a ranking. At Goldman Sachs Wealth Services, L.P., Lance M. Risler and Gavin P. Hanse each have a first-registration entry dated September 22, 2026, with a reported branch in Cohoes, NY.

At Strategic Advisers LLC, the records include Jordan Kotob, with a reported branch in Ashland, MA, and Sophie Atkinson, with a reported branch in Austin, TX.

Florida Financial Advisors, LLC' records include Ariana C. Vaca, with a reported branch in Charlotte, NC, and Hannah R. Ortiz, with a reported branch in Austin, TX.

LPL Financial LLC's records include Christian B Pesante, with a reported branch in Marriottsville, MD, and Scott Rains, with a reported branch in Roseville, MN.

AdviserFirmReported branch
Lance M. RislerGoldman Sachs Wealth Services, L.P.Cohoes, NY
Gavin P. HanseGoldman Sachs Wealth Services, L.P.Cohoes, NY
Jordan KotobStrategic Advisers LLCAshland, MA
Sophie AtkinsonStrategic Advisers LLCAustin, TX
Ariana C. VacaFlorida Financial Advisors, LLCCharlotte, NC
Hannah R. OrtizFlorida Financial Advisors, LLCAustin, TX
Christian B PesanteLPL Financial LLCMarriottsville, MD
Scott RainsLPL Financial LLCRoseville, MN

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The branch locations shown are reported branches from each individual's matching registration affiliation, drawn from a separate source snapshot dated September 27, 2026, and are not verified as a residence or sole workplace. This is a single-day observation, so a one-day count does not establish a frequency trend, and the records do not by themselves show advisers moving between firms. The full list of records is appended below.

Complete record list

The full-period list contains 197 records. The homepage breakdown covers the complete list: Goldman Sachs Wealth Services, L.P. (33); Strategic Advisers LLC (9); Florida Financial Advisors, LLC (9); LPL Financial LLC (9); All other firms (137).

All 197 records observed from 09/22/2026 through 09/22/2026, including the examples discussed above. Dates derive from the earliest employment-history entry resolving to a known registered firm; they are not verified hiring or licensing dates. Each adviser location comes from that individual’s matching IAPD affiliation. When the source lists several branches, the displayed location is the first one distinct from the firm business address, or the first listed branch if none is distinct. It is not verified as the adviser’s residence or sole workplace.

Showing rows 26–50 of 197. The CSV contains the complete table.

AdviserIndividual CRDFirst-registration record dateFirmFirm CRDAdviser location
Carol Landaeta740079209/22/2026RD Lewis Wealth Management156073Maitland, FL
Carson A. Tjaden832790009/22/2026Equitable Advisors, LLC6627Dallas, TX
Catherine L. Henning293019009/22/2026Pacific Global Investment Management Company106962Glendale, CA
Christian B. Pesante831424709/22/2026LPL Financial LLC6413Marriottsville, MD
Christie F. Chen811710209/22/2026Goldman Sachs Wealth Services, L.P.106693New York, NY
Christopher M. Pollack834722809/22/2026CX Institutional, LLC292627Plano, TX
Cindy S. Y. Foong827056309/22/2026Allzen Wealth and Financial Services342542Houston, TX
Cole D. Beckman812806409/22/2026Morgan Stanley149777Los Angeles, CA
Cole Jackson797779609/22/2026Paladin Financial288387Arden Hills, MN
Colin J. Christie831479809/22/2026Savant Wealth Management107271Westwood, MA
Colin Lake833373709/22/2026Alta Capital Management LLC106786Salt Lake City, UT
Conner C. Beres773217809/22/2026Raymond James Financial Services Advisors, Inc.149018Waukesha, WI
Connor N. Goodwin775712209/22/2026MML Investors Services, LLC10409West Bend, WI
Cooper D. Courtney834725809/22/2026Forvis Mazars Wealth Advisors, LLC110905Charlotte, NC
Corby E. Hansen477072409/22/2026Sequent Planning, LLC160381Sandy, UT
Corrigan Rayfield656476009/22/2026Twin Focus Capital Partners, LLC140522Boston, MA
Craig D. Neeley830649709/22/2026Edward Jones250New Braunfels, TX
Daniel A. Mesta834757909/22/2026Centennial Advisors, LLC290778Austin, TX
Daniel G. H. Alonso694383009/22/2026J.P. Morgan Securities LLC79New York, NY
Danielle L. Cook538926609/22/2026Edward Jones250Stillwater, OK
Danielle M. Britton811652509/22/2026Goldman Sachs Wealth Services, L.P.106693Newport Beach, CA
David J. S. Murphy811370709/22/2026Cambridge Investment Research Advisors, Inc.134139Albuquerque, NM
Derek P. Hayner827471209/22/2026Citizens Securities, Inc.39550Rochester, NY
Diana P. Dunn834436809/22/2026State Farm Investment Management Corp.3487Rio Rancho, NM
Diego R. Vargas784340509/22/2026Ipg Investment Advisors, LLC152990Miami, FL

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