NEW ADVISERS

Goldman Sachs Wealth Services accounts for 33 of 197 new-adviser records observed on September 22

A complete record set observed on September 22, 2026 shows 197 first-registration records; Goldman Sachs Wealth Services accounts for 33, while Strategic Advisers LLC, Florida Financial Advisors and LPL Financial each show 9.

By Claire Bennett··3 min read

Goldman Sachs Wealth Services, L.P. accounts for 33 of the 197 first-registration records observed on September 22, 2026. The set reflects every first-registration record observed on that date rather than a sample.

Record breakdown by firm

In the breakdown, Goldman Sachs Wealth Services, L.P. is listed separately with 33 records, while three firms each show 9: Strategic Advisers LLC, Florida Financial Advisors, LLC, and LPL Financial LLC. The chart groups the remainder as 'All other firms' with 137 records, covering the rest of the 87 firms in the record set. Together, the four named firm groups and the all-other-firms group make up the complete 197-record total.

The September 22 date is the observation date for these records. The underlying registration dates derive from each adviser's earliest employment-history entry that resolves to a known registered firm; they are not verified hiring or licensing dates, and the observation date is not a filing or employment date. What the record set shows is a registration pattern on that date, not a verified job move.

Named records across the set

The named records below show the range of firms and reported branches in the set. They are representative examples drawn from the complete record set, not a ranking. At Goldman Sachs Wealth Services, L.P., Lance M. Risler and Gavin P. Hanse each have a first-registration entry dated September 22, 2026, with a reported branch in Cohoes, NY.

At Strategic Advisers LLC, the records include Jordan Kotob, with a reported branch in Ashland, MA, and Sophie Atkinson, with a reported branch in Austin, TX.

Florida Financial Advisors, LLC' records include Ariana C. Vaca, with a reported branch in Charlotte, NC, and Hannah R. Ortiz, with a reported branch in Austin, TX.

LPL Financial LLC's records include Christian B Pesante, with a reported branch in Marriottsville, MD, and Scott Rains, with a reported branch in Roseville, MN.

AdviserFirmReported branch
Lance M. RislerGoldman Sachs Wealth Services, L.P.Cohoes, NY
Gavin P. HanseGoldman Sachs Wealth Services, L.P.Cohoes, NY
Jordan KotobStrategic Advisers LLCAshland, MA
Sophie AtkinsonStrategic Advisers LLCAustin, TX
Ariana C. VacaFlorida Financial Advisors, LLCCharlotte, NC
Hannah R. OrtizFlorida Financial Advisors, LLCAustin, TX
Christian B PesanteLPL Financial LLCMarriottsville, MD
Scott RainsLPL Financial LLCRoseville, MN

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The branch locations shown are reported branches from each individual's matching registration affiliation, drawn from a separate source snapshot dated September 27, 2026, and are not verified as a residence or sole workplace. This is a single-day observation, so a one-day count does not establish a frequency trend, and the records do not by themselves show advisers moving between firms. The full list of records is appended below.

Complete record list

The full-period list contains 197 records. The homepage breakdown covers the complete list: Goldman Sachs Wealth Services, L.P. (33); Strategic Advisers LLC (9); Florida Financial Advisors, LLC (9); LPL Financial LLC (9); All other firms (137).

All 197 records observed from 09/22/2026 through 09/22/2026, including the examples discussed above. Dates derive from the earliest employment-history entry resolving to a known registered firm; they are not verified hiring or licensing dates. Each adviser location comes from that individual’s matching IAPD affiliation. When the source lists several branches, the displayed location is the first one distinct from the firm business address, or the first listed branch if none is distinct. It is not verified as the adviser’s residence or sole workplace.

Showing rows 51–75 of 197. The CSV contains the complete table.

AdviserIndividual CRDFirst-registration record dateFirmFirm CRDAdviser location
Douglas Cook288149809/22/2026Cambridge Investment Research Advisors, Inc.134139Concord, MA
Dustin A. Schmidt775901609/22/2026Goldman Sachs Wealth Services, L.P.106693Newport Beach, CA
Elia M. Diaz827012009/22/2026Strategic Advisers LLC104555Port St. Lucie, FL
Elizabeth G. Hill812108209/22/2026Goldman Sachs Wealth Services, L.P.106693Cohoes, NY
Ella Rogers834587509/22/2026Financial Symmetry Inc.118443Raleigh, NC
Emily A. Highley792230409/22/2026Raymond James & Associates, Inc.705Fort Smith, AR
Emily E. Chamberlin834729209/22/2026Florida Financial Advisors, LLC288811Greenwood Village, CO
Emily Hamblin715209509/22/2026Ameriprise Financial Services, LLC6363Baton Rouge, LA
Emma C. Gall812105609/22/2026Goldman Sachs Wealth Services, L.P.106693Irving, TX
Emma M. Shackleford782529609/22/2026The Huntington Investment Company16986Columbus, OH
Enrique M. Mackinlay807708009/22/2026UBS Financial Services Inc.8174New York, NY
Eric Liu832692209/22/2026Equitable Advisors, LLC6627Wellesley, MA
Erica R. Silva792901009/22/2026Cetera Investment Advisers LLC105644Hanover, MD
Ethan L. Pollack832168909/22/2026J.P. Morgan Securities LLC79Baltimore, MD
Evan W. McCormick699457709/22/2026Raymond James Financial Services Advisors, Inc.149018Albuquerque, NM
Evelyn Liang826610209/22/2026Morgan Stanley149777San Francisco, CA
Evelyn Torres746437309/22/2026J.P. Morgan Securities LLC79New York, NY
Farren C. Nilsson703452609/22/2026Stifel, Nicolaus & Company, Incorporated793Lewiston, ID
Frances M. Dolan754486809/22/2026Goldman Sachs Wealth Services, L.P.106693Deerfield, IL
Frankcis Peirce799609609/22/2026PNC Wealth Management LLC129052Tamarac, FL
Gavin M. Bishop811742909/22/2026Goldman Sachs Wealth Services, L.P.106693Deerfield, IL
Gavin P. Hanse831620709/22/2026Goldman Sachs Wealth Services, L.P.106693Cohoes, NY
George M. Spinelli485845509/22/2026Spinelli Financial Advisors, Inc.128833Warren, NJ
Grant Allen814359609/22/2026Private Advisor Group, LLC155216Rogers, AR
Grant K. Wilson566662909/22/2026Mercer Global Advisors Inc.147363Atlanta, GA

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