Five potential adviser groups appear in September 22 registration records

A one-day registration snapshot

Registration records identified five potential adviser groups on September 22, 2026, the complete count shown for that day in the roundup’s chart. The chart’s “Sep 22” category represents those five groups, not five confirmed team transfers. It is a count for one observation date, not evidence of a frequency trend.

Two larger patterns in the records

The largest listed pattern involved 17 people and connected Wells Fargo Clearing Services, LLC with Wells Fargo Advisors Financial Network, LLC in the registration records. Selected names in the record include Yevett T. L. Maraman, Keith Gandy and Michael J. Campoamor. This is a potential affiliation pattern observed on September 22; the record does not verify a coordinated transfer, shared branch or recruiting win, and it does not establish employment dates or a complete team roster.

A separate 11-person pattern involved Charles Schwab & Co., Inc. and Schwab Wealth Advisory, Inc. The selected names are Mathew R. Thomsen, Anne M. Schwab and John C. Garrison. As with the Wells Fargo entry, the registration pattern alone does not establish that the people made a coordinated job move or when any employment change occurred.

Three more entries, each listing two people

The remaining selected records each list two people. One names PNC Wealth Management LLC as the destination and lists James M. Ling and Hana Lee; another names Morgan Stanley and lists Joshua Braun and Adam J. Sawkins. A third names Cetera Investment Advisers LLC and lists Elena S. Voin and Lindsey C. Cameron. These are potential affiliation patterns in the September 22 records, not verified coordinated moves or employment dates.

The people counts describe the registration patterns recorded for that observation date; they do not confirm that the listed people changed jobs together. September 22 is the records’ observation date, not an employment date. The roster below gives selected names and destinations for the five entries; it should be read as a record of potential affiliations, rather than proof of team transfers.

Complete record list

The full-period list contains 5 records. The homepage breakdown covers the complete list: Sep 22 (5).

All 5 records observed from 09/22/2026 through 09/22/2026, including the examples discussed above. These are potential affiliation groups, not confirmed coordinated team transfers. Source-listed names can be partial when indicated.