Registration records logged 1,455 adviser affiliation changes on Sept. 23

A one-day registration snapshot

The adviser-affiliation roster recorded 1,455 changes observed on Sept. 23, 2026. It classifies 334 as added, 893 as updated and 228 as removed. Those are registration-record categories for that date, not a count of confirmed hires, departures or firm-to-firm job moves. A single observation also does not establish a frequency trend.

The distinction matters in the individual entries. For example, Stuart L. Brown had an updated record at Hampton Rock Wealth Management: the selected Austin, Texas, location stayed the same, while the listed suite changed from Building 1, Suite 122 to Building 2, Suite 150. The registration record shows the update, not a change of employer.

Michael L. Bonds also appears in the updated category at Charles Schwab & Co., Inc. His selected location remained Seattle, Washington, while the listed street address changed. Neither example establishes a move to a different firm, and the selected city and state should not be read as a residence or the person’s sole workplace.

Added and removed entries are not job histories

Among the removed entries, Sheldon G. Janz had Morgan Stanley listed before the observation and no after entry; the record marks the whole person as absent. Nicholas A. Gargiulo had KML Financial Services Group, L.L.C. listed before and no after entry in this selected change. The records do not provide employment end dates, so neither entry establishes when, or whether, a job departure occurred.

The added category includes Joshua L. Graber, whose after record lists Penney Financial at a selected Houston, Texas, location, with approved registrations dated Sept. 22, 2026, in Louisiana and Texas. Sean E. Ladd appears in an added record listing Robert W. Baird & Co. Incorporated at a selected Bellevue, Washington, location; his Washington and Texas registrations are marked temporary, also dated Sept. 22, 2026. These registration details do not establish employment start dates.

The accompanying chart uses the complete selected period for Sept. 23, 2026, and partitions the 1,455 changes into added, updated and removed records. Its categories summarize what the registration records show on that observation date; they should not be interpreted as job moves. The selected examples illustrate different record patterns and are not a ranking of advisers or firms.

Complete record list

The full-period list contains 1455 records. The homepage breakdown covers the complete list: Added (334); Updated (893); Removed (228).

All 1455 records observed from 09/23/2026 through 09/23/2026, including the examples discussed above. These are affiliation record observations, not verified hiring or departure dates. One adviser can have multiple changes.