19 firm feed absences in SEC and state ADV feeds on September 23, 2026

The complete roster of ADV feed observations for September 23, 2026 includes 19 firm feed absences spanning both SEC and state feeds. The September 23 date is an observation date for the compared feeds, not a filing date or an employment date. Absence from a compared feed does not establish that a firm closed, deregistered, or withdrew, and a single-day count does not establish a frequency trend. The roster reflects the compared records on that single day, and each entry carries the same qualification. The observation covers a single snapshot and should not be extrapolated to a broader trend.

SEC feed absences

On the SEC side, Cederberg Capital Asia Limited (CRD 328093) was not observed in the ADV feed on September 23, 2026. The firm's record reflects an observation of the compared SEC feed on that date, and the same qualification applies as for every entry: the absence does not by itself prove a closure, deregistration, or withdrawal.

Capital Management Associates Inc. (CRD 104783) was also not observed in the SEC ADV feed on September 23, 2026, as was Motley Fool Wealth Management, LLC (CRD 165689). Both appear in the roster with their SEC feed observations marked as not observed in the feed on the same date, joining Cederberg Capital Asia Limited among the SEC-side absences. For each of these entries, the observation is limited to the compared feed on the stated date and does not indicate a verified change in the firm's registration or business status.

State feed absences

The state feed observations for the same date include Disciplined Financial Services, Inc. (CRD 174947), Corson, Neal Bowker (CRD 282459), Capital Wealth, LLC (CRD 289574), and Alphaplus Investment Management LLC (CRD 290101), each not observed in the state ADV feed on September 23, 2026. As with the SEC entries, an absence here is an observation of the state feed on the stated date, not a verified change in the firm's status, and the same closure and deregistration qualifications apply.

Each named example appears in the complete roster with its CRD number and the feed where the absence was observed. The roster groups observations by feed, with SEC and state records tracked separately, and the 19 total is a count of firm feed absences across both on September 23, 2026. The complete record list accompanies this article with expansion and CSV download options, and the table below lists the selected named examples.

The homepage chart for the September 23, 2026 observation period shows 19 absences from the compared ADV feeds, matching the complete roster total. As the chart note indicates, absence from a compared feed does not establish a closure. These are observation dates, and the records should be read as potential changes in feed presence rather than verified closures, deregistrations, or withdrawals. A single-day count also does not establish a frequency trend.

For advisers and recruiters tracking firm lifecycles, a feed absence is a starting signal, not a conclusion. The September 23 snapshot captures a single day, and the record should not be read as a verified change in the firm's registration or business status. Absence from one compared feed is not proof of closure, deregistration, or withdrawal.

Complete record list

The full-period list contains 19 records. The homepage breakdown covers the complete list: Sep 23 (19).

All 19 records observed from 09/23/2026 through 09/23/2026, including the examples discussed above. Absence from the compared ADV feed does not establish closure or a withdrawal.