LPL Financial LLC led Sept. 23 new-adviser registrations with 12 records

LPL Financial LLC led the September 23, 2026 new-adviser registration review with 12 first-registration records, the most of any firm. The single-day review counted 121 records across 63 firms. Edward Jones and J.P. Morgan Securities LLC each contributed 9 records, and Morgan Stanley contributed 8. All other firms combined accounted for the remaining 83 records.

What the records show

The records are first-registration entries dated September 23, 2026, with each date derived from the individual's earliest employment-history entry that resolves to a known registered firm. They are not verified hiring or licensing dates, and the observation date should not be read as an employment date. Because this is a single-day count, it does not establish a frequency trend or a movement between firms.

LPL Financial LLC's 12 records

Two of the LPL records in the review belong to Aimsley L. Kadlec, listed with a Des Moines, Iowa branch, and Jack Van Kleeff, listed with a Pompton Plains, New Jersey branch.

Edward Jones and J.P. Morgan Securities LLC follow

Edward Jones's 9 records include John R Harrell, listed with a Leavenworth, Kansas branch, and Jonathan R Hilton, listed with a Rancho Cucamonga, California branch. J.P. Morgan Securities LLC's 9 records include Andrew Robustelli, listed with a Boston, Massachusetts branch, and Summer F. Wilson, listed with a New York, New York branch.

Morgan Stanley's 8 records

Morgan Stanley's 8 records include Ricky Deng, listed with a Pasadena, California branch, and Traci L Manford, listed with a Cincinnati, Ohio branch.

A note on locations

Each adviser location shown here is the first branch listed for that individual that is distinct from the firm's business address, or the first listed branch if none is distinct. It is not verified as the adviser's residence or sole workplace, and the branch source date of September 27, 2026 is separate from the September 23 registration observation date.

Selected records

The table below lists the eight named records discussed above, with the branch location and first-registration date shown for each. All eight carry a first-registration date of September 23, 2026.

Complete record list

The full-period list contains 121 records. The homepage breakdown covers the complete list: LPL Financial LLC (12); Edward Jones (9); J.P. Morgan Securities LLC (9); Morgan Stanley (8); All other firms (83).

All 121 records observed from 09/23/2026 through 09/23/2026, including the examples discussed above. Dates derive from the earliest employment-history entry resolving to a known registered firm; they are not verified hiring or licensing dates. Each adviser location comes from that individual’s matching IAPD affiliation. When the source lists several branches, the displayed location is the first one distinct from the firm business address, or the first listed branch if none is distinct. It is not verified as the adviser’s residence or sole workplace.