ADVISER MOVES
2,355 Affiliation Changes Recorded for Advisers Between September 25 and 27, 2026
Registration records observed between September 25 and 27, 2026, show 2,355 total affiliation changes, including 583 additions, 1,370 updates, and 402 removals.
By Daniel Mercer·Edition ·2 min read
Between September 25 and 27, 2026, regulatory registration records show 2,355 total affiliation changes for investment advisers. This figure tracks shifts in registration records, encompassing 583 records added, 1,370 records updated, and 402 records removed from the registry.
The registry observed 583 affiliation records added during the period. Grace A. Parker appears in the latest registration record for State Farm Investment Management Corp.. This record, observed on September 26, 2026, includes an approval date of September 25, 2026, for the adviser in Johnstown, New York.
Additionally, the latest registration record for Strategic Advisers LLC shows an affiliation for Colin Stahl. The record was observed on September 26, 2026, with an approval date of September 25, 2026, for registrations in Ohio and Kentucky.
Updated affiliation records totaled 1,370 for the interval. Registration records for UBS Financial Services Inc. show an update for Linda A. Chamberlain. The record, observed on September 26, 2026, reflects a change to the firm's recorded branch information in Naples, Florida.
Updates were also observed for LPL Financial LLC. Registration records for Brett M. Geric were updated on September 26, 2026, to include a branch location in Terra Verde, Florida, alongside the previously listed location in Winter Haven.
The registry shows 402 affiliation records removed during this interval. The latest registration record for Vanguard Advisers, Inc. no longer shows an affiliation for Catherine H. Craig as of September 26, 2026.
Similarly, the latest registration record for Equitable Advisors, LLC no longer shows an affiliation for Rachel Choate as of September 26, 2026. These removed affiliation records do not establish the current employment status of these individuals.
| Category | Record Count |
|---|---|
| Added | 583 |
| Updated | 1370 |
| Removed | 402 |
Complete record list
The full-period list contains 2355 records. The homepage breakdown covers the complete list: Added (583); Updated (1370); Removed (402).
The list below includes all 2,355 records observed from 09/25/2026 through 09/27/2026. These are affiliation record observations, not verified hiring or departure dates. One adviser can have multiple changes.
Showing rows 651–675 of 2355. The CSV contains the complete table.
Sources
- https://adviserinfo.sec.gov/individual/summary/1873305
- https://adviserinfo.sec.gov/individual/summary/7721406
- https://adviserinfo.sec.gov/individual/summary/2184471
- https://adviserinfo.sec.gov/individual/summary/7331396
- https://adviserinfo.sec.gov/individual/summary/8325881
- https://adviserinfo.sec.gov/individual/summary/6617170
- https://aumsearch.com/datasets/iapd-iar/