FIRM EXITS
ADV firm feed absences total 59 for Sep 25–27, 2026, led by 33 on Sep 25
A three-day review of ADV feeds found 59 firm feed absences, with the largest daily count on Sep 25. The observations do not establish closures or deregistrations.
By Claire Bennett·Edition ·2 min read
Firm feed absences in compared ADV feeds
A total of 59 firm feed absences were recorded across ADV feeds for the period Sep 25–27, 2026, according to records observed on Sep 27. The count includes observations from both SEC and state feeds, and reflects feed absence records rather than distinct firms.
Daily counts show 33 absences on Sep 25, 24 on Sep 26, and 2 on Sep 27. The Sep 27 count of 2 is the lowest of the three days, but the data does not indicate a trend.
Among the named examples, Emerald Bay Advisors LLC (CRD 324480) was not observed in the state feed on Sep 25, and Redfish Capital Management LLC (CRD 323348) was not observed in the state feed on Sep 26. On Sep 25, the state feed also did not include Harris Financial Services, Inc. (CRD 113275), Stability Partners Advisory Group, LLC LLC (CRD 165880), and Kuhn Wealth Management Inc. (CRD 168727). The SEC feed on Sep 25 did not include Sachetta, LLC LLC (CRD 145713), Maze Investments, LLC LLC (CRD 153913), and Harspring Capital Management, LLC LLC (CRD 170882).
| Firm | CRD | Feed | Date | Observation |
|---|---|---|---|---|
| Emerald Bay Advisors LLC | 324480 | State | Sep 25, 2026 | Not observed in feed |
| Redfish Capital Management LLC | 323348 | State | Sep 26, 2026 | Not observed in feed |
| Harris Financial Services, Inc. | 113275 | State | Sep 25, 2026 | Not observed in feed |
| Sachetta, LLC | 145713 | SEC | Sep 25, 2026 | Not observed in feed |
| Maze Investments, LLC | 153913 | SEC | Sep 25, 2026 | Not observed in feed |
| Stability Partners Advisory Group, LLC | 165880 | State | Sep 25, 2026 | Not observed in feed |
| Kuhn Wealth Management Inc. | 168727 | State | Sep 25, 2026 | Not observed in feed |
| Harspring Capital Management, LLC | 170882 | SEC | Sep 25, 2026 | Not observed in feed |
These absences are observations from the compared feeds, not proof of closure, deregistration, or withdrawal. A state-feed absence, for example, does not speak to a firm's SEC records or its business status. The data also does not confirm whether a firm is newly formed or has moved between registration types.
The daily counts are shown in the chart accompanying this article, with Sep 25 representing the largest single-day total. The complete record list for the period is available for download.
Complete record list
The full-period list contains 59 records. The homepage breakdown covers the complete list: Sep 25 (33); Sep 26 (24); Sep 27 (2).
The list below includes all 59 records observed from 09/25/2026 through 09/27/2026. Absence from the compared ADV feed does not establish closure or a withdrawal.
Showing rows 1–25 of 59. The CSV contains the complete table.
| Firm | Firm CRD | Observed | Observation |
|---|---|---|---|
| Banbury LLC | 294863 | 09/25/2026 | Absent from compared ADV feed |
| Banbury LLC | 294863 | 09/25/2026 | Absent from compared ADV feed |
| Big Rock Advisors LLC | 330067 | 09/25/2026 | Absent from compared ADV feed |
| Big Rock Advisors LLC | 330067 | 09/25/2026 | Absent from compared ADV feed |
| Blockbridge Investments LLC | 341419 | 09/26/2026 | Absent from compared ADV feed |
| Blockbridge Investments LLC | 341419 | 09/26/2026 | Absent from compared ADV feed |
| Blue Duck Wealth LLC | 342906 | 09/25/2026 | Absent from compared ADV feed |
| Caregen Wealth Management LLC | 315313 | 09/25/2026 | Absent from compared ADV feed |
| China Everbright Assets Management Limited | 171572 | 09/25/2026 | Absent from compared ADV feed |
| Clear Resource Group, LLC | 304245 | 09/26/2026 | Absent from compared ADV feed |
| Clear Resource Group, LLC | 304245 | 09/26/2026 | Absent from compared ADV feed |
| Emerald Bay Advisors LLC | 324480 | 09/25/2026 | Absent from compared ADV feed |
| Emerald Bay Advisors LLC | 324480 | 09/25/2026 | Absent from compared ADV feed |
| Etc Investment Advisors LLC | 162253 | 09/27/2026 | Absent from compared ADV feed |
| Frost Investment Partners, LLC | 323172 | 09/26/2026 | Absent from compared ADV feed |
| Frost Investment Partners, LLC | 323172 | 09/26/2026 | Absent from compared ADV feed |
| Gates Wealth Group, LLC | 322129 | 09/26/2026 | Absent from compared ADV feed |
| Gates Wealth Group, LLC | 322129 | 09/26/2026 | Absent from compared ADV feed |
| Gudo Partners LLC | 317932 | 09/25/2026 | Absent from compared ADV feed |
| GVS Financial Group, Inc. | 129337 | 09/26/2026 | Absent from compared ADV feed |
| GVS Financial Group, Inc. | 129337 | 09/26/2026 | Absent from compared ADV feed |
| Harris Financial Services, Inc. | 113275 | 09/25/2026 | Absent from compared ADV feed |
| Harris Financial Services, Inc. | 113275 | 09/25/2026 | Absent from compared ADV feed |
| Harspring Capital Management, LLC | 170882 | 09/25/2026 | Absent from compared ADV feed |
| Kuhn Wealth Management Inc. | 168727 | 09/25/2026 | Absent from compared ADV feed |