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Two ADV feed observations for one firm on September 28, 2026: Philip Equities Management LLC
The complete roster shows two observations in the state feed, both identifying Philip Equities Management LLC, and counts one distinct firm.
By Maya Chen·Edition ·1 min read
The complete roster for September 28, 2026, contains two ADV feed observations, both identifying Philip Equities Management LLC in the state feed. Together, the observations represent one distinct firm, not two.
The roster separately lists September 27, 2026, as the firm's latest filing date. It does not provide a registration date for the firm, so the September 28 observation date should not be read as one.
Why it matters
The two observations are feed appearances, not two distinct firms; the roster identifies one firm.
Complete record list
The full-period list contains 2 records. The homepage breakdown covers the complete list: Sep 28 (2).
The list below includes all 2 records observed on 09/28/2026. These are SEC or state feed appearances. The separately reported registration date and jurisdiction are shown when the selected source observation provides them. The latest filing date is a separate field and must not be described as a registration date. Feed appearance does not establish a business formation or regulatory approval on that day.
| Firm | Firm CRD | Observed in feed | Registration date | Latest filing date | Registration jurisdiction | Feed |
|---|---|---|---|---|---|---|
| Philip Equities Management LLC | 343556 | 09/28/2026 | Not reported | 09/27/2026 | Not reported | STATE |
| Philip Equities Management LLC | 343556 | 09/28/2026 | Not reported | 09/27/2026 | Not reported | STATE |