FIRM EXITS

16 Firm Feed Absences Recorded in the Sep 29, 2026 ADV Feed Comparison

Records for Pflueger Wealth, First Investment Corporation and five other named advisers were not observed in the compared state feeds on Sep 29, 2026 — an absence that does not prove closure or withdrawal.

By Claire Bennett··3 min read

The compared ADV feed turned up 16 firm feed absences on Tuesday, Sep 29, 2026 — the only date in this roundup's selected period. The count tallies absence records rather than confirmed firm exits: each record reflects one firm's registration record missing from that day's feed snapshot, and a single firm could account for more than one record across separate SEC and state feeds. No absence record establishes that a firm closed, deregistered, or withdrew.

The named examples below all come from state feeds. The reporting here does not break the full 16 down by feed type, so readers should not assume every absence record shares the same feed.

Two selected records: missing from the compared state feeds

Among the selected records, the state feed comparison on Sep 29, 2026 did not show a record for Pflueger Wealth, LLC, which carries CRD number 339188. The observation date marks when the snapshot was compared, not a filing date or a business activity date, and the absence does not prove the firm closed, deregistered, or withdrew.

The same state-feed comparison on Sep 29, 2026 also did not show a record for First Investment Corporation, CRD number 110972. As with every record in this roundup, the observation reflects the compared snapshot for that single day.

Five more named examples from the roster

Five further named records in the roster show the same observation: not present in the compared state feed on Sep 29, 2026. They include C. E. Skowrup & Co. (CRD 108456), Equity Planning Group, Inc. (CRD 112612), Murray Securities, Inc. (CRD 142783), Companion Portfolio Management, Inc. (CRD 155897) and Integra Wealth Advisors, LLC (CRD 156216). These seven firms are examples from the complete record list, not a ranking of it.

The following table lists selected feed absence records from the Sep 29, 2026 comparison. It is a set of examples, not a ranking of the complete roster.

FirmCRDFeedObservation, Sep 29, 2026
Pflueger Wealth, LLC339188StateNot observed in feed
First Investment Corporation110972StateNot observed in feed
C. E. Skowrup & Co.108456StateNot observed in feed
Equity Planning Group, Inc.112612StateNot observed in feed
Murray Securities, Inc.142783StateNot observed in feed
Companion Portfolio Management, Inc.155897StateNot observed in feed
Integra Wealth Advisors, LLC156216StateNot observed in feed

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What the absences do and do not establish

An absence from the compared feed is not proof of closure, deregistration, or withdrawal. It means only that a firm's record was not present in the feed snapshot for Sep 29, 2026. Because every named example here is a state-feed observation, the findings should not be read as statements about all registry data, about SEC registration, or about an inactive record status. The observation date is also not a filing date, a deregistration date, or evidence of any business activity on that day.

The homepage chart, "ADV feed observations by date," shows a single bar for Sep 29 at 16, matching the roundup total of firm feed absences. Because the selected period covers only that one day, the chart has no earlier dates to compare, and a one-day count does not establish a trend in either direction.

Complete record list

The full-period list contains 16 records. The homepage breakdown covers the complete list: Sep 29 (16).

The list below includes all 16 records observed on 09/29/2026. Absence from the compared ADV feed does not establish closure or a withdrawal.

FirmFirm CRDObservedObservation
C. E. Skowrup & Co.10845609/29/2026Absent from compared ADV feed
Clearleaf Finance LLC28870709/29/2026Absent from compared ADV feed
COLLAB+CURRENCY Management, LLC30913309/29/2026Absent from compared ADV feed
Companion Portfolio Management, Inc.15589709/29/2026Absent from compared ADV feed
Equity Planning Group, Inc.11261209/29/2026Absent from compared ADV feed
First Investment Corporation11097209/29/2026Absent from compared ADV feed
Hemmers Financial Corporation34145209/29/2026Absent from compared ADV feed
Hensler & Associates Wealth Management LLC29160909/29/2026Absent from compared ADV feed
Hummingbird Ventures V US GP LLC32674609/29/2026Absent from compared ADV feed
Integra Wealth Advisors, LLC15621609/29/2026Absent from compared ADV feed
Murray Securities, Inc.14278309/29/2026Absent from compared ADV feed
Navigation Capital Partners, Inc.15690609/29/2026Absent from compared ADV feed
Pflueger Wealth, LLC33918809/29/2026Absent from compared ADV feed
Purpose Comprehensive Wealth Management, LLC31202209/29/2026Absent from compared ADV feed
Scfx Management LLC30170409/29/2026Absent from compared ADV feed
Scfx Management LLC30170409/29/2026Absent from compared ADV feed

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