Commonwealth-Kestra records show a 10-person potential group; 15 potential adviser groups

Registration records observed on 09/29/2026 identified 15 potential adviser groups. The records describe candidate affiliation patterns; they do not establish that a team or any individual changed employers. The accompanying chart places all 15 groups in the single observation-date category, 09/29/2026. That count describes the complete set for this date, not a measure of confirmed transfers or a trend over time.

A 10-person pattern involving Commonwealth and Kestra

The largest selected example links Commonwealth Financial Network and Kestra Advisory Services, LLC as candidate firms. The record lists 10 observed people in the potential group. James K. Waninger, James M. Waninger and Madeline Dauby are among the names shown in the source record. The record does not establish employment dates, a coordinated transfer, a shared branch or a complete team roster.

Other candidate pairings in the records

A separate five-person potential group lists Merrill Lynch, Pierce, Fenner & Smith Incorporated and Morgan Stanley as candidate firms. The record gives no basis to treat the observation as a confirmed move between them.

Other selected records list three observed people with Raymond James Financial Services Advisors, Inc. as the candidate destination, four with LPL Financial LLC, and two with Stratos Wealth Partners, Ltd. The origin fields for those records identify CRDs 250, 11025 and 23224, respectively; the dossier does not identify those firms by name. Another two-person record lists Watch Hill Financial Inc. as the candidate destination and origin CRD 155216. These counts describe observed records in potential groups, not verified team sizes or employment changes.

The records also include a two-person potential group listing Wells Fargo Clearing Services, LLC as the candidate destination and origin CRD 7691. Across these examples, candidate origin and destination fields indicate a registration pattern only. The observation date is when the records were observed, not proof that every individual registration was updated that day or that an affiliation is currently active.

Complete record list

The full-period list contains 15 records. The homepage breakdown covers the complete list: Sep 29 (15).

The list below includes all 15 records observed on 09/29/2026 within the 09/29/2026–09/29/2026 source window. These are potential affiliation groups, not confirmed coordinated team transfers. Source-listed names can be partial when indicated.