FIRM EXITS

Harvest not observed in SEC feed; 7 firm feed absences

Records observed on September 30, 2026, include Harvest Investment Consultants in the SEC feed and Asymmetric Research & Management in a state feed. Feed absence alone does not establish closure or withdrawal.

By Maya Chen··2 min read

The complete reported set contains 7 firm feed absences for records observed on September 30, 2026. The daily ADV feed chart also lists 7 observations for that date. These counts describe feed observations, not necessarily distinct firms, and the date is when the records were observed—not a filing date.

Two different feeds, two examples

Harvest Investment Consultants LLC was not observed in the SEC feed in the September 30 snapshot. The record identifies its feed as SEC; it does not say the firm closed or withdrew.

Asymmetric Research & Management LLC was not observed in a state feed on the same date. That is a state-feed observation, not a finding about every registry feed or the firm’s current status.

Other selected examples from the complete roster also specify the feed in which the record was not observed. Loughlin, John Jackson and Brightscape Investment Centers, Inc. are listed as state-feed absences. These examples illustrate the roster’s mix of feed observations; they are not a ranking.

Selected recordFeedObservation
Harvest Investment Consultants LLCSECNot observed in feed
Asymmetric Research & Management LLCStateNot observed in feed
Loughlin, John JacksonStateNot observed in feed
Brightscape Investment Centers, Inc.StateNot observed in feed

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The roster’s count is 7 firm feed absences, while the chart’s daily figure is 7 ADV feed observations for September 30. Neither count establishes that a firm closed, deregistered, or withdrew. The available examples identify where a record was not observed, but do not establish why it was absent.

Complete record list

The full-period list contains 7 records. The homepage breakdown covers the complete list: Sep 30 (7).

The list below includes all 7 firm feed absence observations recorded on 09/30/2026. Absence from the compared ADV feed does not establish closure or a withdrawal.

FirmFirm CRDObservedObservation
Asymmetric Research & Management LLC33120709/30/2026Absent from compared ADV feed
Brightscape Investment Centers, Inc.12959709/30/2026Absent from compared ADV feed
Capital Wealth Planning Services LLC28247509/30/2026Absent from compared ADV feed
Harvest Investment Consultants LLC11025809/30/2026Absent from compared ADV feed
Haws Financial Planning LLC29912209/30/2026Absent from compared ADV feed
Loughlin, John Jackson11724709/30/2026Absent from compared ADV feed
Snyder Asset Management, LLC29045009/30/2026Absent from compared ADV feed

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