PRIVATE FUNDS

CMWA fund reports $387.0M cumulative sales; 329 Form D notices indexed

The complete daily index for September 30, 2026, listed 329 Form D notices: 197 new notices and 132 amendments. Two selected filings reported cumulative sales, not sales attributable to the index date.

By Maya Chen··3 min read

The complete daily Form D index dated September 30, 2026, listed 329 notices. Its categories were 197 “New notices” and 132 amendments. The index date identifies the daily list; it does not establish that every notice was filed on September 30. The two filings discussed here are selected examples and do not establish the issuer mix of the full index.

Meridies Inc.

Meridies Inc. filed its Form D on September 30, 2026. The filing identifies the issuer as a corporation incorporated in Delaware and reports its industry group as “Other Real Estate.” It lists a total offering amount of $3.0 million, cumulative sales of $0.2 million as reported in the filing, and $2.8 million remaining. Those offering figures are cumulative amounts in the notice, not sales attributable to the index date.

The Meridies Inc. filing reports a sale date of September 17, 2026, and one investor already invested. Its related-person section lists Connor J. Haynes with the reported relationships of executive officer, director and promoter; the signature block names Connor Haynes and gives his title as President. These are details as reported in the filing, not independent verification of the issuer’s identity or Haynes’s roles.

CMWA Capital Appreciation Fund LLC

CMWA Capital Appreciation Fund LLC also filed its Form D on September 30, 2026. The filing reports $387.0 million in cumulative sales as reported and lists the total offering amount as indefinite. It reports 425 investors already invested, a minimum investment accepted of $700, and a sale date of January 3, 2005. The sales figure is cumulative as stated in this filing; it is not an amount raised on the index date.

The CMWA filing reports its industry group as “Pooled Investment Fund” and its investment fund type as “Other Investment Fund.” Its signature block names Neal B. Colby as signer and gives his title as Chief Compliance Officer. These classifications and the title are presented as reported in that filing, rather than as independently verified facts.

The filings provide different reported offering details: Meridies Inc. lists a finite offering amount and remaining amount, while CMWA lists its total offering amount as indefinite. Their filing-reported sales totals should be read alongside that distinction and the dates in each notice, not as a measure of activity on September 30. The complete index count covers Form D notices without limiting the count to private funds; the two selected filings are not a basis for describing the full index’s issuer types.

IssuerForm D filing dateSelected filing details
Meridies Inc.09/30/2026$0.2 million cumulative sales as reported; $3.0 million total offering amount
CMWA Capital Appreciation Fund LLC09/30/2026$387.0 million cumulative sales as reported; total offering amount listed as indefinite

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Complete filing list

All 329 Form D notices in the covered daily index, listed alphabetically by issuer. The filing date is preserved as reported; a daily index can include a notice with an earlier filing date. Each row links to its SEC filing.

Showing rows 126–150 of 329. The CSV contains the complete table.

IssuerFiling dateDaily index dateFormAccessionSEC filing
Graham Partners VII, L.P.09/30/202609/30/2026D0002146307-26-000001View filing
Graphene RE Fund I, LP09/30/202609/30/2026D0002157792-26-000001View filing
Grex Defense, Inc.09/30/202609/30/2026D0000891839-26-000413View filing
GS Finance Corp.09/30/202609/30/2026D0000950103-26-014874View filing
GS Finance Corp.09/30/202609/30/2026D0000950103-26-014876View filing
GU-0817 Fund IV, a series of MV Funds, LP09/30/202609/30/2026D0002153564-26-000001View filing
H.I.G. Supreme CV, SCSp SICAV-RAIF09/30/202609/30/2026D0002155806-26-000001View filing
HA-0721 Fund I, a series of Roll Up Vehicles, LP09/30/202609/30/2026D0002149123-26-000001View filing
Hayfin Tactical Solutions Fund (Feeder) LP09/30/202609/30/2026D0001928617-26-000001View filing
Heavy Oil Solutions, Inc.09/30/202609/30/2026D0001587122-26-000001View filing
Herzer Financial Mortgage Fund, LLC09/30/202609/30/2026D/A0001731982-26-000001View filing
HFS Fund IV, LLC09/30/202609/30/2026D/A0001731985-26-000001View filing
High River Resources III, LP09/30/202609/30/2026D0002153266-26-000001View filing
HighCrown Fund, LP09/30/202609/30/2026D/A0001013594-26-000993View filing
Higher Powers Inc.09/30/202609/30/2026D/A0002154977-26-000002View filing
House Holdings 1.7, LP09/30/202609/30/2026D0001231919-26-001413View filing
HSREP X Co-Investment 4, L.P.09/30/202609/30/2026D0002151150-26-000001View filing
Hudson Bay International Fund Ltd.09/30/202609/30/2026D/A0000950142-26-002641View filing
Huettl AI, Inc.09/30/202609/30/2026D0002157478-26-000001View filing
Huxley Medical, Inc.09/30/202609/30/2026D0001869701-26-000004View filing
iCapital - Hamilton Lane Private Assets Offshore Access Fund SPC09/30/202609/30/2026D/A0002086637-26-000001View filing
iCapital Millennium Fund II, Ltd.09/30/202609/30/2026D0002041189-26-000003View filing
iCapital-TriaXial Access Fund, L.P.09/30/202609/30/2026D0002155693-26-000001View filing
ICP Fund I, LP09/30/202609/30/2026D0002152239-26-000001View filing
Insurance Fund General Atlantic II Series of the SALI Multi-Series Fund, L.P.09/30/202609/30/2026D/A0002128337-26-000003View filing

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