PRIVATE FUNDS

CMWA fund reports $387.0M cumulative sales; 329 Form D notices indexed

The complete daily index for September 30, 2026, listed 329 Form D notices: 197 new notices and 132 amendments. Two selected filings reported cumulative sales, not sales attributable to the index date.

By Maya Chen··3 min read

The complete daily Form D index dated September 30, 2026, listed 329 notices. Its categories were 197 “New notices” and 132 amendments. The index date identifies the daily list; it does not establish that every notice was filed on September 30. The two filings discussed here are selected examples and do not establish the issuer mix of the full index.

Meridies Inc.

Meridies Inc. filed its Form D on September 30, 2026. The filing identifies the issuer as a corporation incorporated in Delaware and reports its industry group as “Other Real Estate.” It lists a total offering amount of $3.0 million, cumulative sales of $0.2 million as reported in the filing, and $2.8 million remaining. Those offering figures are cumulative amounts in the notice, not sales attributable to the index date.

The Meridies Inc. filing reports a sale date of September 17, 2026, and one investor already invested. Its related-person section lists Connor J. Haynes with the reported relationships of executive officer, director and promoter; the signature block names Connor Haynes and gives his title as President. These are details as reported in the filing, not independent verification of the issuer’s identity or Haynes’s roles.

CMWA Capital Appreciation Fund LLC

CMWA Capital Appreciation Fund LLC also filed its Form D on September 30, 2026. The filing reports $387.0 million in cumulative sales as reported and lists the total offering amount as indefinite. It reports 425 investors already invested, a minimum investment accepted of $700, and a sale date of January 3, 2005. The sales figure is cumulative as stated in this filing; it is not an amount raised on the index date.

The CMWA filing reports its industry group as “Pooled Investment Fund” and its investment fund type as “Other Investment Fund.” Its signature block names Neal B. Colby as signer and gives his title as Chief Compliance Officer. These classifications and the title are presented as reported in that filing, rather than as independently verified facts.

The filings provide different reported offering details: Meridies Inc. lists a finite offering amount and remaining amount, while CMWA lists its total offering amount as indefinite. Their filing-reported sales totals should be read alongside that distinction and the dates in each notice, not as a measure of activity on September 30. The complete index count covers Form D notices without limiting the count to private funds; the two selected filings are not a basis for describing the full index’s issuer types.

IssuerForm D filing dateSelected filing details
Meridies Inc.09/30/2026$0.2 million cumulative sales as reported; $3.0 million total offering amount
CMWA Capital Appreciation Fund LLC09/30/2026$387.0 million cumulative sales as reported; total offering amount listed as indefinite

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Complete filing list

All 329 Form D notices in the covered daily index, listed alphabetically by issuer. The filing date is preserved as reported; a daily index can include a notice with an earlier filing date. Each row links to its SEC filing.

Showing rows 176–200 of 329. The CSV contains the complete table.

IssuerFiling dateDaily index dateFormAccessionSEC filing
Lumina at Eko LLC09/30/202609/30/2026D0002146118-26-000001View filing
M.D. Sass Government Agency Portable Alpha, L.P.09/30/202609/30/2026D/A0000905148-26-004297View filing
Magarian Fund, LP09/30/202609/30/2026D/A0002066220-26-000001View filing
Maine Future Fund, LP09/30/202609/30/2026D/A0002068694-26-000002View filing
MC Specialty Finance Opportunities Fund II, LP09/30/202609/30/2026D0002142064-26-000001View filing
McAllen Digestive Surgery Center, LLC09/30/202609/30/2026D0002157689-26-000001View filing
Meridies Inc.09/30/202609/30/2026D0002153817-26-000001View filing
Minerva SHORT-STRATEGIES Fund LP09/30/202609/30/2026D0001405086-26-000753View filing
Mireye Inc.09/30/202609/30/2026D0002157072-26-000001View filing
MO-0902 Fund I, a series of Ventioneers Funds, LP09/30/202609/30/2026D0002154097-26-000001View filing
Mount Vernon Liquid Assets Portfolio, LLC09/30/202609/30/2026D/A0001566114-26-000091View filing
Mute Growth GI a Series of SLRTE I LLC09/30/202609/30/2026D0002157568-26-000001View filing
Napier Park Eton Fund Global Feeder Ltd09/30/202609/30/2026D/A0000905148-26-004298View filing
Navigator Wealth Fund LLC09/30/202609/30/2026D/A0001999740-26-000001View filing
Neuberger Private Equity IDF Series Interests of the SALI Multi-Series Fund, LP09/30/202609/30/2026D/A0002052545-26-000002View filing
New Age Financial Invest LLC09/30/202609/30/2026D/A0002089832-26-000001View filing
Nexus Three Forks, LP09/30/202609/30/2026D0002157879-26-000001View filing
NO-0721 Fund III, a series of AX-RN-Funds, LP09/30/202609/30/2026D0002147739-26-000001View filing
Norleo Space Investments LLC - Series 209/30/202609/30/2026D0002141515-26-000001View filing
North Wall Asset Backed Opportunities Feeder Fund I LP09/30/202609/30/2026D/A0001012975-26-000900View filing
Northmark Capital Partners LP09/30/202609/30/2026D0002157611-26-000001View filing
Northstar VC Series 32 a Series of Northstar Venture Capital LLC09/30/202609/30/2026D/A0002075020-26-000002View filing
Northstar VC Series 38 a Series of Northstar Venture Capital LLC09/30/202609/30/2026D0002155210-26-000001View filing
NPT Neutron Fund I LP09/30/202609/30/2026D/A0001811709-26-000001View filing
Oaktree Special Situations Fund IV Feeder (DE), L.P.09/30/202609/30/2026D/A0002085806-26-000002View filing

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