PRIVATE FUNDS

CMWA fund reports $387.0M cumulative sales; 329 Form D notices indexed

The complete daily index for September 30, 2026, listed 329 Form D notices: 197 new notices and 132 amendments. Two selected filings reported cumulative sales, not sales attributable to the index date.

By Maya Chen··3 min read

The complete daily Form D index dated September 30, 2026, listed 329 notices. Its categories were 197 “New notices” and 132 amendments. The index date identifies the daily list; it does not establish that every notice was filed on September 30. The two filings discussed here are selected examples and do not establish the issuer mix of the full index.

Meridies Inc.

Meridies Inc. filed its Form D on September 30, 2026. The filing identifies the issuer as a corporation incorporated in Delaware and reports its industry group as “Other Real Estate.” It lists a total offering amount of $3.0 million, cumulative sales of $0.2 million as reported in the filing, and $2.8 million remaining. Those offering figures are cumulative amounts in the notice, not sales attributable to the index date.

The Meridies Inc. filing reports a sale date of September 17, 2026, and one investor already invested. Its related-person section lists Connor J. Haynes with the reported relationships of executive officer, director and promoter; the signature block names Connor Haynes and gives his title as President. These are details as reported in the filing, not independent verification of the issuer’s identity or Haynes’s roles.

CMWA Capital Appreciation Fund LLC

CMWA Capital Appreciation Fund LLC also filed its Form D on September 30, 2026. The filing reports $387.0 million in cumulative sales as reported and lists the total offering amount as indefinite. It reports 425 investors already invested, a minimum investment accepted of $700, and a sale date of January 3, 2005. The sales figure is cumulative as stated in this filing; it is not an amount raised on the index date.

The CMWA filing reports its industry group as “Pooled Investment Fund” and its investment fund type as “Other Investment Fund.” Its signature block names Neal B. Colby as signer and gives his title as Chief Compliance Officer. These classifications and the title are presented as reported in that filing, rather than as independently verified facts.

The filings provide different reported offering details: Meridies Inc. lists a finite offering amount and remaining amount, while CMWA lists its total offering amount as indefinite. Their filing-reported sales totals should be read alongside that distinction and the dates in each notice, not as a measure of activity on September 30. The complete index count covers Form D notices without limiting the count to private funds; the two selected filings are not a basis for describing the full index’s issuer types.

IssuerForm D filing dateSelected filing details
Meridies Inc.09/30/2026$0.2 million cumulative sales as reported; $3.0 million total offering amount
CMWA Capital Appreciation Fund LLC09/30/2026$387.0 million cumulative sales as reported; total offering amount listed as indefinite

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Complete filing list

All 329 Form D notices in the covered daily index, listed alphabetically by issuer. The filing date is preserved as reported; a daily index can include a notice with an earlier filing date. Each row links to its SEC filing.

Showing rows 201–225 of 329. The CSV contains the complete table.

IssuerFiling dateDaily index dateFormAccessionSEC filing
Oaktree Special Situations Fund IV Feeder (Parallel), L.P.09/30/202609/30/2026D/A0002062800-26-000002View filing
Oberweis International Select Fund, LLC09/30/202609/30/2026D/A0002081111-26-000185View filing
Oca Qep IX LLC09/30/202609/30/2026D0002155249-26-000001View filing
Oca Qep IX TE LLC09/30/202609/30/2026D0002155247-26-000001View filing
Okeanos Venture Partners II LLC-SERIES 18809/30/202609/30/2026D0002143247-26-000001View filing
OMC Credit Fund LP09/30/202609/30/2026D/A0002038838-26-000001View filing
Openlight a Series of Vuvp Fund LLC09/30/202609/30/2026D/A0002147969-26-000002View filing
Ophir Global Capital Inc.09/30/202609/30/2026D0002076720-26-000002View filing
OSP Certerra Fund, LP09/30/202609/30/2026D0000950142-26-002637View filing
OV F&F Round, a series of Roll Up Vehicles, LP09/30/202609/30/2026D0002148003-26-000001View filing
Palladium Equity Partners VI, L.P.09/30/202609/30/2026D/A0000950142-26-002640View filing
Palm LT Fund LP09/30/202609/30/2026D/A0001948136-26-000001View filing
Pari Passu Master IV LLC - Series 2209/30/202609/30/2026D0002157869-26-000001View filing
Paul-IN-0707 Fund II, a series of Platform Funds 2026, LP09/30/202609/30/2026D0002146189-26-000001View filing
PE-0612 Fund I, a series of Progression Opportunities, LP09/30/202609/30/2026D0002142479-26-000001View filing
Pelican Energy Partners Base Zero II (Parallel) LP09/30/202609/30/2026D0002149041-26-000001View filing
Pelican Energy Partners Base Zero II LP09/30/202609/30/2026D0002148586-26-000001View filing
Penelope Health Inc.09/30/202609/30/2026D0001470831-26-000913View filing
PGIF V USD Feeder (Delaware) LP09/30/202609/30/2026D/A0000929638-26-003751View filing
PGIF V USD Feeder (Luxembourg) SCSp09/30/202609/30/2026D/A0000929638-26-003753View filing
PointOne Diamond LLC09/30/202609/30/2026D0002157898-26-000001View filing
Potomac Capital Partners V, LP09/30/202609/30/2026D/A0001685756-26-000001View filing
Preface Ventures IV-A, L.P.09/30/202609/30/2026D/A0002067580-26-000003View filing
Preface Ventures IV, L.P.09/30/202609/30/2026D/A0002067576-26-000003View filing
Primas Global Credit Fund09/30/202609/30/2026D/A0002033930-26-000003View filing

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