NEW ADVISERS

J.P. Morgan had 14 first adviser registrations; 142 first adviser registrations overall

J.P. Morgan Securities LLC accounted for 14 of the 142 source-reported first adviser registrations dated October 1, 2026.

By Maya Chen·Edition ·1 min read

J.P. Morgan Securities LLC accounted for 14 first adviser registrations dated October 1, 2026, within a full-period total of 142 source-reported first adviser registrations.

The complete firm distribution also includes 12 registrations listed under Merrill Lynch, Pierce, Fenner & Smith Incorporated, 10 under Cerity Partners LLC and 9 under Strategic Advisers LLC. The remaining 97 are grouped as all other firms.

Current listed firm categoryFirst adviser registrations
J.P. Morgan Securities LLC14
Merrill Lynch, Pierce, Fenner & Smith Incorporated12
Cerity Partners LLC10
Strategic Advisers LLC9
All other firms97

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These figures count source-reported first adviser registrations dated within the selected period. A listed firm is the current source-reported affiliation, not necessarily the firm of first registration; a first adviser registration does not establish a hiring date, first industry job, new license or career start.

First adviser registrations

The appendix lists all 142 source-reported first adviser registrations on 10/01/2026. The listed firm is the current source-reported affiliation, not necessarily the first registration firm. First registration does not establish a hiring date or career start. Locations are reported branches, not verified residences or sole workplaces.

Showing rows 1–25 of 142. The CSV contains the complete table.

AdviserIndividual CRDSource snapshot dateFirst registration dateFirm in feedFirm CRDAdviser location
Adam S. Logan826900810/02/202610/01/2026Raymond James Financial Services Advisors, Inc.149018Orlando, FL
Adriana Camacho824985510/02/202610/01/2026Edward Jones250Sulphur Springs, TX
Adrianne Wempe833044710/02/202610/01/2026J.P. Morgan Securities LLC79Austin, TX
Alan D. Ryerson706439910/02/202610/01/2026Cerity Partners LLC151559West Des Moines, IA
Alec Brockell835350010/02/202610/01/2026Newfront Retirement Services, Inc.167641Sacramento, CA
Alina P. Huffman533018110/02/202610/01/2026Raymond James Financial Services Advisors, Inc.149018Sarasota, FL
Anna M. Houser659803110/02/202610/01/2026Advisorstrust Partners LLC304967Belmont, NC
Anthony J. Hanna834394510/02/202610/01/2026Octavia Wealth Advisors LLC306909Los Angeles, CA
Anthony V. Grgas812627310/02/202610/01/2026Thrivent Investment Management Inc.18387Golden Valley, MN
Ava Palazzolo811921610/02/202610/01/2026Commonwealth Financial Network8032Waltham, MA
Avery F. Schumacher820771910/02/202610/01/2026Merrill Lynch, Pierce, Fenner & Smith Incorporated7691Hingham, MA
Ayodele O. Adefila783979910/02/202610/01/2026Archer Investment Corporation136403Beltsville, MD
Benjamin R. Maehrer757633510/02/202610/01/2026Vanguard Advisers, Inc.106715Malvern, PA
Benton A. Foret834811810/02/202610/01/2026Pelican Investment Advisors, LLC313227Thibodaux, LA
Bingqing Zuo812634910/02/202610/01/2026Merrill Lynch, Pierce, Fenner & Smith Incorporated7691Newport Beach, CA
Blake Holtmeier752539810/02/202610/01/2026Cerity Partners LLC151559West Des Moines, IA
Blake J. Pysh835302110/02/202610/01/2026Prosperity Capital Advisors156480Schereville, IN
Brian A. Sherwood822487010/02/202610/01/2026First Command Advisory Services281958Spokane, WA
Carina M. Rodriguez831817510/02/202610/01/2026J.P. Morgan Securities LLC79Tempe, AZ
Caryn A. Olson822164610/02/202610/01/2026PFS Investments Inc.10111Redlands, CA
Chapman Dunn816102310/02/202610/01/2026Ameriprise Financial Services, LLC6363Visalia, CA
Claire Erickson821226010/02/202610/01/2026Strategic Advisers LLC104555Plano, TX
Clinton R. Goin293103310/02/202610/01/2026State Farm Investment Management Corp.3487Keller, TX
Colin Pan759120010/02/202610/01/2026Choreo, LLC111221Tyson's Corners, VA
Connor Anderson790644510/02/202610/01/2026Eagle Strategies LLC110826Victor, NY

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