NEW ADVISERS
J.P. Morgan had 14 first adviser registrations; 142 first adviser registrations overall
J.P. Morgan Securities LLC accounted for 14 of the 142 source-reported first adviser registrations dated October 1, 2026.
By Maya Chen·Edition ·1 min read
J.P. Morgan Securities LLC accounted for 14 first adviser registrations dated October 1, 2026, within a full-period total of 142 source-reported first adviser registrations.
The complete firm distribution also includes 12 registrations listed under Merrill Lynch, Pierce, Fenner & Smith Incorporated, 10 under Cerity Partners LLC and 9 under Strategic Advisers LLC. The remaining 97 are grouped as all other firms.
| Current listed firm category | First adviser registrations |
|---|---|
| J.P. Morgan Securities LLC | 14 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | 12 |
| Cerity Partners LLC | 10 |
| Strategic Advisers LLC | 9 |
| All other firms | 97 |
These figures count source-reported first adviser registrations dated within the selected period. A listed firm is the current source-reported affiliation, not necessarily the firm of first registration; a first adviser registration does not establish a hiring date, first industry job, new license or career start.
First adviser registrations
The appendix lists all 142 source-reported first adviser registrations on 10/01/2026. The listed firm is the current source-reported affiliation, not necessarily the first registration firm. First registration does not establish a hiring date or career start. Locations are reported branches, not verified residences or sole workplaces.
Showing rows 51–75 of 142. The CSV contains the complete table.
| Adviser | Individual CRD | Source snapshot date | First registration date | Firm in feed | Firm CRD | Adviser location |
|---|---|---|---|---|---|---|
| Jack D. Gulati III | 7332334 | 10/02/2026 | 10/01/2026 | Ameritas Advisory Services, LLC | 317245 | Phoenixville, PA |
| Jack H. Roeb | 8159343 | 10/02/2026 | 10/01/2026 | Morgan Stanley | 149777 | Westlake Village, CA |
| Jackson B. Cardwell | 7655848 | 10/02/2026 | 10/01/2026 | Merrill Lynch, Pierce, Fenner & Smith Incorporated | 7691 | Birmingham, AL |
| Jackson S. Rajchel | 7935903 | 10/02/2026 | 10/01/2026 | Goldman Sachs Wealth Services, L.P. | 106693 | Boston, MA |
| Jackson Ulvila | 8335106 | 10/02/2026 | 10/01/2026 | Certuity, LLC | 129505 | North Palm Beach, FL |
| James A. Deppner | 6496921 | 10/02/2026 | 10/01/2026 | Merrill Lynch, Pierce, Fenner & Smith Incorporated | 7691 | North Highlands, CA |
| James C. McGrath | 2977847 | 10/02/2026 | 10/01/2026 | Ethos Financial Group, LLC | 321748 | King Of Prussia, PA |
| James G. White | 8338601 | 10/02/2026 | 10/01/2026 | Keenan Financial | 285673 | Boston, MA |
| James Y. Zhou | 7715252 | 10/02/2026 | 10/01/2026 | Eagle Strategies LLC | 110826 | Rego Park, NY |
| Jared A. Johnson | 7513994 | 10/02/2026 | 10/01/2026 | Cerity Partners LLC | 151559 | Plymouth, MN |
| Jason S. Lacy | 7565604 | 10/02/2026 | 10/01/2026 | Merrill Lynch, Pierce, Fenner & Smith Incorporated | 7691 | West Palm Beach, FL |
| Jaxon Pizana | 8036619 | 10/02/2026 | 10/01/2026 | Strategic Advisers LLC | 104555 | Westlake, TX |
| Jeremy D. Richardson | 8257752 | 10/02/2026 | 10/01/2026 | Edward Jones | 250 | Solon, IA |
| Jessica J. Marchesini | 5743341 | 10/02/2026 | 10/01/2026 | LPL Financial LLC | 6413 | San Diego, CA |
| Jessica M. Vargas | 8352814 | 10/02/2026 | 10/01/2026 | State Farm Investment Management Corp. | 3487 | Lawrenceville, GA |
| Joaquin Moreano | 8318186 | 10/02/2026 | 10/01/2026 | J.P. Morgan Securities LLC | 79 | Tempe, AZ |
| Johara D. Safraoui | 7900404 | 10/02/2026 | 10/01/2026 | Schwab Wealth Advisory, Inc. | 159035 | Orlando, FL |
| Jonah Walder | 8261173 | 10/02/2026 | 10/01/2026 | Merrill Lynch, Pierce, Fenner & Smith Incorporated | 7691 | Fort Worth, TX |
| Jordan E. Allbritton | 8318205 | 10/02/2026 | 10/01/2026 | J.P. Morgan Securities LLC | 79 | Plano, TX |
| Jorge E. Molano | 7453997 | 10/02/2026 | 10/01/2026 | J.P. Morgan Securities LLC | 79 | Maricopa, AZ |
| Juan C. Garcia | 7729675 | 10/02/2026 | 10/01/2026 | UBS Financial Services Inc. | 8174 | Purchase, NY |
| Kade G. Killion | 8318265 | 10/02/2026 | 10/01/2026 | J.P. Morgan Securities LLC | 79 | Tempe, AZ |
| Kayden L. Jackson | 8352395 | 10/02/2026 | 10/01/2026 | MID-AMERICAN Wealth Advisory Group | 301621 | Kansas City, MO |
| Lara A. Brown | 8016737 | 10/02/2026 | 10/01/2026 | RFG Advisory, LLC | 158401 | Madison, AL |
| Liam F. Casey | 8338111 | 10/02/2026 | 10/01/2026 | Patrick Financial Group Llc. | 124610 | Brighton, MI |