NEW ADVISERS

J.P. Morgan had 14 first adviser registrations; 142 first adviser registrations overall

J.P. Morgan Securities LLC accounted for 14 of the 142 source-reported first adviser registrations dated October 1, 2026.

By Maya Chen··1 min read

J.P. Morgan Securities LLC accounted for 14 first adviser registrations dated October 1, 2026, within a full-period total of 142 source-reported first adviser registrations.

The complete firm distribution also includes 12 registrations listed under Merrill Lynch, Pierce, Fenner & Smith Incorporated, 10 under Cerity Partners LLC and 9 under Strategic Advisers LLC. The remaining 97 are grouped as all other firms.

Current listed firm categoryFirst adviser registrations
J.P. Morgan Securities LLC14
Merrill Lynch, Pierce, Fenner & Smith Incorporated12
Cerity Partners LLC10
Strategic Advisers LLC9
All other firms97

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These figures count source-reported first adviser registrations dated within the selected period. A listed firm is the current source-reported affiliation, not necessarily the firm of first registration; a first adviser registration does not establish a hiring date, first industry job, new license or career start.

First adviser registrations

The appendix lists all 142 source-reported first adviser registrations on 10/01/2026. The listed firm is the current source-reported affiliation, not necessarily the first registration firm. First registration does not establish a hiring date or career start. Locations are reported branches, not verified residences or sole workplaces.

Showing rows 51–75 of 142. The CSV contains the complete table.

AdviserIndividual CRDSource snapshot dateFirst registration dateFirm in feedFirm CRDAdviser location
Jack D. Gulati III733233410/02/202610/01/2026Ameritas Advisory Services, LLC317245Phoenixville, PA
Jack H. Roeb815934310/02/202610/01/2026Morgan Stanley149777Westlake Village, CA
Jackson B. Cardwell765584810/02/202610/01/2026Merrill Lynch, Pierce, Fenner & Smith Incorporated7691Birmingham, AL
Jackson S. Rajchel793590310/02/202610/01/2026Goldman Sachs Wealth Services, L.P.106693Boston, MA
Jackson Ulvila833510610/02/202610/01/2026Certuity, LLC129505North Palm Beach, FL
James A. Deppner649692110/02/202610/01/2026Merrill Lynch, Pierce, Fenner & Smith Incorporated7691North Highlands, CA
James C. McGrath297784710/02/202610/01/2026Ethos Financial Group, LLC321748King Of Prussia, PA
James G. White833860110/02/202610/01/2026Keenan Financial285673Boston, MA
James Y. Zhou771525210/02/202610/01/2026Eagle Strategies LLC110826Rego Park, NY
Jared A. Johnson751399410/02/202610/01/2026Cerity Partners LLC151559Plymouth, MN
Jason S. Lacy756560410/02/202610/01/2026Merrill Lynch, Pierce, Fenner & Smith Incorporated7691West Palm Beach, FL
Jaxon Pizana803661910/02/202610/01/2026Strategic Advisers LLC104555Westlake, TX
Jeremy D. Richardson825775210/02/202610/01/2026Edward Jones250Solon, IA
Jessica J. Marchesini574334110/02/202610/01/2026LPL Financial LLC6413San Diego, CA
Jessica M. Vargas835281410/02/202610/01/2026State Farm Investment Management Corp.3487Lawrenceville, GA
Joaquin Moreano831818610/02/202610/01/2026J.P. Morgan Securities LLC79Tempe, AZ
Johara D. Safraoui790040410/02/202610/01/2026Schwab Wealth Advisory, Inc.159035Orlando, FL
Jonah Walder826117310/02/202610/01/2026Merrill Lynch, Pierce, Fenner & Smith Incorporated7691Fort Worth, TX
Jordan E. Allbritton831820510/02/202610/01/2026J.P. Morgan Securities LLC79Plano, TX
Jorge E. Molano745399710/02/202610/01/2026J.P. Morgan Securities LLC79Maricopa, AZ
Juan C. Garcia772967510/02/202610/01/2026UBS Financial Services Inc.8174Purchase, NY
Kade G. Killion831826510/02/202610/01/2026J.P. Morgan Securities LLC79Tempe, AZ
Kayden L. Jackson835239510/02/202610/01/2026MID-AMERICAN Wealth Advisory Group301621Kansas City, MO
Lara A. Brown801673710/02/202610/01/2026RFG Advisory, LLC158401Madison, AL
Liam F. Casey833811110/02/202610/01/2026Patrick Financial Group Llc.124610Brighton, MI

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