NEW ADVISERS
J.P. Morgan had 14 first adviser registrations; 142 first adviser registrations overall
J.P. Morgan Securities LLC accounted for 14 of the 142 source-reported first adviser registrations dated October 1, 2026.
By Maya Chen·Edition ·1 min read
J.P. Morgan Securities LLC accounted for 14 first adviser registrations dated October 1, 2026, within a full-period total of 142 source-reported first adviser registrations.
The complete firm distribution also includes 12 registrations listed under Merrill Lynch, Pierce, Fenner & Smith Incorporated, 10 under Cerity Partners LLC and 9 under Strategic Advisers LLC. The remaining 97 are grouped as all other firms.
| Current listed firm category | First adviser registrations |
|---|---|
| J.P. Morgan Securities LLC | 14 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | 12 |
| Cerity Partners LLC | 10 |
| Strategic Advisers LLC | 9 |
| All other firms | 97 |
These figures count source-reported first adviser registrations dated within the selected period. A listed firm is the current source-reported affiliation, not necessarily the firm of first registration; a first adviser registration does not establish a hiring date, first industry job, new license or career start.
First adviser registrations
The appendix lists all 142 source-reported first adviser registrations on 10/01/2026. The listed firm is the current source-reported affiliation, not necessarily the first registration firm. First registration does not establish a hiring date or career start. Locations are reported branches, not verified residences or sole workplaces.
Showing rows 76–100 of 142. The CSV contains the complete table.
| Adviser | Individual CRD | Source snapshot date | First registration date | Firm in feed | Firm CRD | Adviser location |
|---|---|---|---|---|---|---|
| Lily T. Chang | 8043869 | 10/02/2026 | 10/01/2026 | Farmers Asset Management, LLC | 336230 | Chino, CA |
| Llyrena H. Sherwood | 6426208 | 10/02/2026 | 10/01/2026 | State Farm Investment Management Corp. | 3487 | Phoenix, AZ |
| Logan A. Rager | 8329645 | 10/02/2026 | 10/01/2026 | Blackrock Investment Management, LLC | 108928 | Princeton, NJ |
| Luke Astle | 7907940 | 10/02/2026 | 10/01/2026 | Charles Schwab & Co., Inc. | 5393 | Westlake, TX |
| Marcus Tate | 7225367 | 10/02/2026 | 10/01/2026 | Charles Schwab & Co., Inc. | 5393 | Phoenix, AZ |
| Maria C. Wingenbach | 8222811 | 10/02/2026 | 10/01/2026 | Ameriprise Financial Services, LLC | 6363 | Moorhead, MN |
| Mark D. Caliguire | 7031649 | 10/02/2026 | 10/01/2026 | State Farm Investment Management Corp. | 3487 | Salt Lake City, UT |
| Mark H. Rothenberg | 2788114 | 10/02/2026 | 10/01/2026 | Merrill Lynch, Pierce, Fenner & Smith Incorporated | 7691 | Florham Park, NJ |
| Maryuri K. R. Murillo | 8318158 | 10/02/2026 | 10/01/2026 | J.P. Morgan Securities LLC | 79 | Tempe, AZ |
| Matthew C. James | 8111193 | 10/02/2026 | 10/01/2026 | Cetera Investment Advisers LLC | 105644 | Newark, DE |
| Matthew D. Berry | 6286952 | 10/02/2026 | 10/01/2026 | First Affirmative Financial Network LLC | 109036 | West Lampeter Township, PA |
| Matthew D. Pratt | 6468214 | 10/02/2026 | 10/01/2026 | LPL Financial LLC | 6413 | San Diego, CA |
| Matthew J. McCarter | 8342434 | 10/02/2026 | 10/01/2026 | Onyx Bridge Wealth Group LLC | 306097 | Exton, PA |
| Matthew J. Rahim | 6722496 | 10/02/2026 | 10/01/2026 | Strategic Advisers LLC | 104555 | Wellington, FL |
| Matthew Kudilil | 8046780 | 10/02/2026 | 10/01/2026 | J.P. Morgan Securities LLC | 79 | Tempe, AZ |
| Matthew Kuykendall | 8031801 | 10/02/2026 | 10/01/2026 | Strategic Advisers LLC | 104555 | Boynton Beach, FL |
| Matthew R. Bishop | 8334464 | 10/02/2026 | 10/01/2026 | The Archer Consulting Group, LLC | 156062 | Boise, ID |
| Meghan L. Brown | 7169270 | 10/02/2026 | 10/01/2026 | The Life Wealth Group | 332978 | Winter Garden, FL |
| Michael A. Gullis | 8199176 | 10/02/2026 | 10/01/2026 | United Brokerage Services, Inc. | 39062 | Fairfax, VA |
| Michael A. Scotto | 4308487 | 10/02/2026 | 10/01/2026 | Merrill Lynch, Pierce, Fenner & Smith Incorporated | 7691 | New York, NY |
| Michael D. Balogh | 7933013 | 10/02/2026 | 10/01/2026 | Osaic Wealth, Inc. | 23131 | Andover, MA |
| Michael Dephoure | 8335880 | 10/02/2026 | 10/01/2026 | State Farm Investment Management Corp. | 3487 | Avon Park, FL |
| Michael P. Fontaine | 8330941 | 10/02/2026 | 10/01/2026 | State Farm Investment Management Corp. | 3487 | Barrington, RI |
| Mitchell Schill | 7915284 | 10/02/2026 | 10/01/2026 | Merit Financial Advisors | 142457 | Sheboygan Falls, WI |
| Monica C. Johnson | 8013307 | 10/02/2026 | 10/01/2026 | Morgan Stanley | 149777 | Seattle, WA |