NEW ADVISERS

J.P. Morgan had 14 first adviser registrations; 142 first adviser registrations overall

J.P. Morgan Securities LLC accounted for 14 of the 142 source-reported first adviser registrations dated October 1, 2026.

By Maya Chen··1 min read

J.P. Morgan Securities LLC accounted for 14 first adviser registrations dated October 1, 2026, within a full-period total of 142 source-reported first adviser registrations.

The complete firm distribution also includes 12 registrations listed under Merrill Lynch, Pierce, Fenner & Smith Incorporated, 10 under Cerity Partners LLC and 9 under Strategic Advisers LLC. The remaining 97 are grouped as all other firms.

Current listed firm categoryFirst adviser registrations
J.P. Morgan Securities LLC14
Merrill Lynch, Pierce, Fenner & Smith Incorporated12
Cerity Partners LLC10
Strategic Advisers LLC9
All other firms97

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These figures count source-reported first adviser registrations dated within the selected period. A listed firm is the current source-reported affiliation, not necessarily the firm of first registration; a first adviser registration does not establish a hiring date, first industry job, new license or career start.

First adviser registrations

The appendix lists all 142 source-reported first adviser registrations on 10/01/2026. The listed firm is the current source-reported affiliation, not necessarily the first registration firm. First registration does not establish a hiring date or career start. Locations are reported branches, not verified residences or sole workplaces.

Showing rows 76–100 of 142. The CSV contains the complete table.

AdviserIndividual CRDSource snapshot dateFirst registration dateFirm in feedFirm CRDAdviser location
Lily T. Chang804386910/02/202610/01/2026Farmers Asset Management, LLC336230Chino, CA
Llyrena H. Sherwood642620810/02/202610/01/2026State Farm Investment Management Corp.3487Phoenix, AZ
Logan A. Rager832964510/02/202610/01/2026Blackrock Investment Management, LLC108928Princeton, NJ
Luke Astle790794010/02/202610/01/2026Charles Schwab & Co., Inc.5393Westlake, TX
Marcus Tate722536710/02/202610/01/2026Charles Schwab & Co., Inc.5393Phoenix, AZ
Maria C. Wingenbach822281110/02/202610/01/2026Ameriprise Financial Services, LLC6363Moorhead, MN
Mark D. Caliguire703164910/02/202610/01/2026State Farm Investment Management Corp.3487Salt Lake City, UT
Mark H. Rothenberg278811410/02/202610/01/2026Merrill Lynch, Pierce, Fenner & Smith Incorporated7691Florham Park, NJ
Maryuri K. R. Murillo831815810/02/202610/01/2026J.P. Morgan Securities LLC79Tempe, AZ
Matthew C. James811119310/02/202610/01/2026Cetera Investment Advisers LLC105644Newark, DE
Matthew D. Berry628695210/02/202610/01/2026First Affirmative Financial Network LLC109036West Lampeter Township, PA
Matthew D. Pratt646821410/02/202610/01/2026LPL Financial LLC6413San Diego, CA
Matthew J. McCarter834243410/02/202610/01/2026Onyx Bridge Wealth Group LLC306097Exton, PA
Matthew J. Rahim672249610/02/202610/01/2026Strategic Advisers LLC104555Wellington, FL
Matthew Kudilil804678010/02/202610/01/2026J.P. Morgan Securities LLC79Tempe, AZ
Matthew Kuykendall803180110/02/202610/01/2026Strategic Advisers LLC104555Boynton Beach, FL
Matthew R. Bishop833446410/02/202610/01/2026The Archer Consulting Group, LLC156062Boise, ID
Meghan L. Brown716927010/02/202610/01/2026The Life Wealth Group332978Winter Garden, FL
Michael A. Gullis819917610/02/202610/01/2026United Brokerage Services, Inc.39062Fairfax, VA
Michael A. Scotto430848710/02/202610/01/2026Merrill Lynch, Pierce, Fenner & Smith Incorporated7691New York, NY
Michael D. Balogh793301310/02/202610/01/2026Osaic Wealth, Inc.23131Andover, MA
Michael Dephoure833588010/02/202610/01/2026State Farm Investment Management Corp.3487Avon Park, FL
Michael P. Fontaine833094110/02/202610/01/2026State Farm Investment Management Corp.3487Barrington, RI
Mitchell Schill791528410/02/202610/01/2026Merit Financial Advisors142457Sheboygan Falls, WI
Monica C. Johnson801330710/02/202610/01/2026Morgan Stanley149777Seattle, WA

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