NEW ADVISERS
J.P. Morgan had 14 first adviser registrations; 142 first adviser registrations overall
J.P. Morgan Securities LLC accounted for 14 of the 142 source-reported first adviser registrations dated October 1, 2026.
By Maya Chen·Edition ·1 min read
J.P. Morgan Securities LLC accounted for 14 first adviser registrations dated October 1, 2026, within a full-period total of 142 source-reported first adviser registrations.
The complete firm distribution also includes 12 registrations listed under Merrill Lynch, Pierce, Fenner & Smith Incorporated, 10 under Cerity Partners LLC and 9 under Strategic Advisers LLC. The remaining 97 are grouped as all other firms.
| Current listed firm category | First adviser registrations |
|---|---|
| J.P. Morgan Securities LLC | 14 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | 12 |
| Cerity Partners LLC | 10 |
| Strategic Advisers LLC | 9 |
| All other firms | 97 |
These figures count source-reported first adviser registrations dated within the selected period. A listed firm is the current source-reported affiliation, not necessarily the firm of first registration; a first adviser registration does not establish a hiring date, first industry job, new license or career start.
First adviser registrations
The appendix lists all 142 source-reported first adviser registrations on 10/01/2026. The listed firm is the current source-reported affiliation, not necessarily the first registration firm. First registration does not establish a hiring date or career start. Locations are reported branches, not verified residences or sole workplaces.
Showing rows 101–125 of 142. The CSV contains the complete table.
| Adviser | Individual CRD | Source snapshot date | First registration date | Firm in feed | Firm CRD | Adviser location |
|---|---|---|---|---|---|---|
| Monica M. Garcia | 5175107 | 10/02/2026 | 10/01/2026 | Edward Jones | 250 | Kingsville, TX |
| Nathan T. Kounkel | 6740769 | 10/02/2026 | 10/01/2026 | Cambridge Investment Research Advisors, Inc. | 134139 | Cedar Rapids, IA |
| Neil P. Harris | 6823672 | 10/02/2026 | 10/01/2026 | One Mile Financial Planning, LLC | 336509 | Wallingford, CT |
| Nguyen T. A. Le | 8293321 | 10/02/2026 | 10/01/2026 | Ameriprise Financial Services, LLC | 6363 | Sacramento, CA |
| Nicholas M. Seis | 8322791 | 10/02/2026 | 10/01/2026 | J.P. Morgan Securities LLC | 79 | Miami, FL |
| Nicholas V. Economos | 2927205 | 10/02/2026 | 10/01/2026 | LPL Financial LLC | 6413 | San Diego, CA |
| Nils E. Anderson | 8260385 | 10/02/2026 | 10/01/2026 | Cambridge Investment Research Advisors, Inc. | 134139 | Stratford, CT |
| Noah C. Sicard | 8320725 | 10/02/2026 | 10/01/2026 | Equity Services, Inc. | 265 | Latham, NY |
| Noah Silva | 7963163 | 10/02/2026 | 10/01/2026 | Ameriprise Financial Services, LLC | 6363 | Hunt Valley, MD |
| Noel C. Thilagam | 8183949 | 10/02/2026 | 10/01/2026 | Edward Jones | 250 | Palatine, IL |
| Oscar E. M. Murray | 8263977 | 10/02/2026 | 10/01/2026 | State Farm Investment Management Corp. | 3487 | Winter Park, FL |
| Patrick T. Heneghan | 7269107 | 10/02/2026 | 10/01/2026 | Robert W. Baird & Co. Incorporated | 8158 | Chicago, IL |
| Ralph J. Currie | 8342453 | 10/02/2026 | 10/01/2026 | Brookstone Capital Management LLC | 141413 | Parsippany, NJ |
| Reece Oleson | 6617400 | 10/02/2026 | 10/01/2026 | Cerity Partners LLC | 151559 | West Des Moines, IA |
| Reece Tiras | 8101038 | 10/02/2026 | 10/01/2026 | UBS Financial Services Inc. | 8174 | Dallas, TX |
| Ricardo Villanueva | 8289288 | 10/02/2026 | 10/01/2026 | Ameriprise Financial Services, LLC | 6363 | Pearland, TX |
| Rodrigo R. R. D. V. Setubal | 8320745 | 10/02/2026 | 10/01/2026 | J.P. Morgan Securities LLC | 79 | New York, NY |
| Ryan J. Boatman | 8349251 | 10/02/2026 | 10/01/2026 | Cerity Partners LLC | 151559 | West Des Moines, IA |
| Ryan J. Robillard | 7913840 | 10/02/2026 | 10/01/2026 | Macco Financial Group, Inc. | 337398 | Green Bay, WI |
| Samuel R. Knell | 6965930 | 10/02/2026 | 10/01/2026 | Sagespring Wealth Partners | 283515 | Knoxville, TN |
| Sara C. Schmidt | 8305647 | 10/02/2026 | 10/01/2026 | Wells Fargo Clearing Services, LLC | 19616 | Davenport, IA |
| Silas Stowell | 8303072 | 10/02/2026 | 10/01/2026 | Everoak Wealth Co. | 344190 | Colorado Springs, CO |
| Spencer J. Friery | 8010154 | 10/02/2026 | 10/01/2026 | Strategic Advisers LLC | 104555 | Covington, KY |
| Stella L. Smiejek | 8317994 | 10/02/2026 | 10/01/2026 | J.P. Morgan Securities LLC | 79 | Chicago, IL |
| Syleste M. Arroyo | 8144112 | 10/02/2026 | 10/01/2026 | Cerity Partners LLC | 151559 | Plymouth, MN |