NEW ADVISERS

J.P. Morgan had 14 first adviser registrations; 142 first adviser registrations overall

J.P. Morgan Securities LLC accounted for 14 of the 142 source-reported first adviser registrations dated October 1, 2026.

By Maya Chen··1 min read

J.P. Morgan Securities LLC accounted for 14 first adviser registrations dated October 1, 2026, within a full-period total of 142 source-reported first adviser registrations.

The complete firm distribution also includes 12 registrations listed under Merrill Lynch, Pierce, Fenner & Smith Incorporated, 10 under Cerity Partners LLC and 9 under Strategic Advisers LLC. The remaining 97 are grouped as all other firms.

Current listed firm categoryFirst adviser registrations
J.P. Morgan Securities LLC14
Merrill Lynch, Pierce, Fenner & Smith Incorporated12
Cerity Partners LLC10
Strategic Advisers LLC9
All other firms97

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These figures count source-reported first adviser registrations dated within the selected period. A listed firm is the current source-reported affiliation, not necessarily the firm of first registration; a first adviser registration does not establish a hiring date, first industry job, new license or career start.

First adviser registrations

The appendix lists all 142 source-reported first adviser registrations on 10/01/2026. The listed firm is the current source-reported affiliation, not necessarily the first registration firm. First registration does not establish a hiring date or career start. Locations are reported branches, not verified residences or sole workplaces.

Showing rows 101–125 of 142. The CSV contains the complete table.

AdviserIndividual CRDSource snapshot dateFirst registration dateFirm in feedFirm CRDAdviser location
Monica M. Garcia517510710/02/202610/01/2026Edward Jones250Kingsville, TX
Nathan T. Kounkel674076910/02/202610/01/2026Cambridge Investment Research Advisors, Inc.134139Cedar Rapids, IA
Neil P. Harris682367210/02/202610/01/2026One Mile Financial Planning, LLC336509Wallingford, CT
Nguyen T. A. Le829332110/02/202610/01/2026Ameriprise Financial Services, LLC6363Sacramento, CA
Nicholas M. Seis832279110/02/202610/01/2026J.P. Morgan Securities LLC79Miami, FL
Nicholas V. Economos292720510/02/202610/01/2026LPL Financial LLC6413San Diego, CA
Nils E. Anderson826038510/02/202610/01/2026Cambridge Investment Research Advisors, Inc.134139Stratford, CT
Noah C. Sicard832072510/02/202610/01/2026Equity Services, Inc.265Latham, NY
Noah Silva796316310/02/202610/01/2026Ameriprise Financial Services, LLC6363Hunt Valley, MD
Noel C. Thilagam818394910/02/202610/01/2026Edward Jones250Palatine, IL
Oscar E. M. Murray826397710/02/202610/01/2026State Farm Investment Management Corp.3487Winter Park, FL
Patrick T. Heneghan726910710/02/202610/01/2026Robert W. Baird & Co. Incorporated8158Chicago, IL
Ralph J. Currie834245310/02/202610/01/2026Brookstone Capital Management LLC141413Parsippany, NJ
Reece Oleson661740010/02/202610/01/2026Cerity Partners LLC151559West Des Moines, IA
Reece Tiras810103810/02/202610/01/2026UBS Financial Services Inc.8174Dallas, TX
Ricardo Villanueva828928810/02/202610/01/2026Ameriprise Financial Services, LLC6363Pearland, TX
Rodrigo R. R. D. V. Setubal832074510/02/202610/01/2026J.P. Morgan Securities LLC79New York, NY
Ryan J. Boatman834925110/02/202610/01/2026Cerity Partners LLC151559West Des Moines, IA
Ryan J. Robillard791384010/02/202610/01/2026Macco Financial Group, Inc.337398Green Bay, WI
Samuel R. Knell696593010/02/202610/01/2026Sagespring Wealth Partners283515Knoxville, TN
Sara C. Schmidt830564710/02/202610/01/2026Wells Fargo Clearing Services, LLC19616Davenport, IA
Silas Stowell830307210/02/202610/01/2026Everoak Wealth Co.344190Colorado Springs, CO
Spencer J. Friery801015410/02/202610/01/2026Strategic Advisers LLC104555Covington, KY
Stella L. Smiejek831799410/02/202610/01/2026J.P. Morgan Securities LLC79Chicago, IL
Syleste M. Arroyo814411210/02/202610/01/2026Cerity Partners LLC151559Plymouth, MN

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