NEW ADVISERS

J.P. Morgan had 14 first adviser registrations; 142 first adviser registrations overall

J.P. Morgan Securities LLC accounted for 14 of the 142 source-reported first adviser registrations dated October 1, 2026.

By Maya Chen·Edition ·1 min read

J.P. Morgan Securities LLC accounted for 14 first adviser registrations dated October 1, 2026, within a full-period total of 142 source-reported first adviser registrations.

The complete firm distribution also includes 12 registrations listed under Merrill Lynch, Pierce, Fenner & Smith Incorporated, 10 under Cerity Partners LLC and 9 under Strategic Advisers LLC. The remaining 97 are grouped as all other firms.

Current listed firm categoryFirst adviser registrations
J.P. Morgan Securities LLC14
Merrill Lynch, Pierce, Fenner & Smith Incorporated12
Cerity Partners LLC10
Strategic Advisers LLC9
All other firms97

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These figures count source-reported first adviser registrations dated within the selected period. A listed firm is the current source-reported affiliation, not necessarily the firm of first registration; a first adviser registration does not establish a hiring date, first industry job, new license or career start.

First adviser registrations

The appendix lists all 142 source-reported first adviser registrations on 10/01/2026. The listed firm is the current source-reported affiliation, not necessarily the first registration firm. First registration does not establish a hiring date or career start. Locations are reported branches, not verified residences or sole workplaces.

Showing rows 126–142 of 142. The CSV contains the complete table.

AdviserIndividual CRDSource snapshot dateFirst registration dateFirm in feedFirm CRDAdviser location
Tanner W. Dean829694210/02/202610/01/2026Park Avenue Securities LLC46173Knoxville, TN
Tiffany Scharfenkamp633323310/02/202610/01/2026Cerity Partners LLC151559West Des Moines, IA
Tim Pantaleon261502210/02/202610/01/2026LPL Financial LLC6413San Diego, CA
Timothy N. Townsend765658710/02/202610/01/2026Ameriprise Financial Services, LLC6363Charlotte, NC
Trevor A. Tuttle827978510/02/202610/01/2026Merrill Lynch, Pierce, Fenner & Smith Incorporated7691Farmington Hills, MI
Tuan M. Nguyen826801010/02/202610/01/2026Equity Services, Inc.265Dublin, CA
Valerie J. Carlson570735810/02/202610/01/2026LPL Financial LLC6413San Diego, CA
Wesley C. Heflin835176210/02/202610/01/2026Florida Financial Advisors, LLC288811Vienna, VA
Wesley R. Salzman834673710/02/202610/01/2026Pacific Wealth Management113217San Diego, CA
William J. Glyman810665710/02/202610/01/2026Merrill Lynch, Pierce, Fenner & Smith Incorporated7691Boston, MA
William Matteson831820410/02/202610/01/2026J.P. Morgan Securities LLC79Tempe, AZ
Xavier Davis803830910/02/202610/01/2026Merrill Lynch, Pierce, Fenner & Smith Incorporated7691Virginia Beach, VA
Yoo Kwon678729410/02/202610/01/2026Wells Fargo Advisors Financial Network, LLC11025St. Louis, MO
Zachary D. Ripka701689110/02/202610/01/2026Cerity Partners LLC151559West Des Moines, IA
Zachary J. Yarnell834842010/02/202610/01/2026J.P. Morgan Securities LLC79Denver, CO
Zhuo Hou793746110/02/202610/01/2026Merrill Lynch, Pierce, Fenner & Smith Incorporated7691Great Neck, NY
Zyon J. Sanchez-Perez831829010/02/202610/01/2026J.P. Morgan Securities LLC79Glendale, AZ

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