FIRM EXITS

Stone & Newhouse absent from state feed; 32 firm feed absences

The compared ADV feed counted 32 firm feed absences from October 2 through October 4, 2026. Stone & Newhouse Wealth Advisory was not observed in the state feed on October 2.

By Maya Chen·Edition ·1 min read

Stone & Newhouse Wealth Advisory was not observed in the state ADV feed on October 2, 2026. That feed absence does not establish closure, deregistration or withdrawal.

The compared ADV feed counted 32 firm feed absences from October 2 through October 4, 2026. Daily feed observations numbered 22 on October 2, 10 on October 3 and zero on October 4.

Blue Chip Financial Advisors, LLC and Johnston Investment Counsel, Ltd. were also not observed in the state feed on October 2. Genesis Asset Management Group, Inc. was not observed in the SEC feed that day.

ADV feed absence records

The appendix lists all 32 firm feed absence records from 10/02/2026 through 10/04/2026. The absence is limited to the compared ADV feed and does not establish closure or withdrawal.

Showing rows 1–25 of 32. The CSV contains the complete table.

FirmFirm CRDObservedObservation
Access Fiduciary Services, LLC31155810/02/2026Absent from compared ADV feed
Allegiance Financial Services, Inc.12384710/02/2026Absent from compared ADV feed
Blue Chip Financial Advisors, LLC11951010/02/2026Absent from compared ADV feed
CB Capital LLC30020010/02/2026Absent from compared ADV feed
Coker & Palmer, Inc.2916310/02/2026Absent from compared ADV feed
Daniel J. Disimile CFP, LLC15092310/02/2026Absent from compared ADV feed
David P. Gilliam & Associates, Inc.28551510/02/2026Absent from compared ADV feed
Dimension Management (HK) Limited34289910/03/2026Absent from compared ADV feed
DTM3 Corporation15433910/03/2026Absent from compared ADV feed
Fidus Wealth Management, LLC34392810/02/2026Absent from compared ADV feed
First in Ventures Management, Inc.34186310/03/2026Absent from compared ADV feed
Forty Three Eighteen Advisors, LLC15771210/02/2026Absent from compared ADV feed
Genesis Asset Management Group, Inc.12535010/02/2026Absent from compared ADV feed
Ingenius Capital Management LLC34005010/02/2026Absent from compared ADV feed
Johnston Investment Counsel, Ltd.10972610/02/2026Absent from compared ADV feed
Keynote Financial Services, LLC13038410/03/2026Absent from compared ADV feed
Limekiln Real Estate Investment Management, LP29710910/03/2026Absent from compared ADV feed
Millares Asset Management, LLC14462010/02/2026Absent from compared ADV feed
Oew Investment Advisors LP33837510/02/2026Absent from compared ADV feed
Overwatch Capital Advisors LLC34163610/03/2026Absent from compared ADV feed
Pearson and Associates, LLC13014310/02/2026Absent from compared ADV feed
Personal Financial Solutions, LLC12909510/03/2026Absent from compared ADV feed
Randall Financial Group, LLC13480410/02/2026Absent from compared ADV feed
Saltbox Financial LLC13088210/02/2026Absent from compared ADV feed
SPX Capital Management Singapore PTE. Ltd.32751510/03/2026Absent from compared ADV feed

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