ADVISER MOVES

Kristopher Kessler’s registration update; 117 affiliation changes

A 10/05/2026 registration observation lists Kessler with a pending Colorado registration at Chicago Capital Management Advisors. Affiliation records do not establish job moves.

By Daniel Mercer··1 min read

Kristopher C. Kessler’s registration with Chicago Capital Management Advisors included a pending Colorado registration in the 10/05/2026 observation; the registration lists its status date as 10/04/2026. These are affiliation records, not verified hiring or employment changes.

The complete roster counted 117 affiliation changes observed on 10/05/2026. It classified 28 affiliation records as added, 87 as updated and two as removed. Those categories describe registration affiliations; a removed affiliation means the observation no longer lists it, not that an adviser departed.

Aaron J. Veal’s registration observation listed an approved Ohio registration with LPL Financial on 10/05/2026, with a status date of 10/04/2026. The record establishes the registration affiliation, not when any employment began.

Adviser affiliation records

The appendix lists all 117 affiliation records on 10/05/2026. These entries describe affiliation records; they do not establish hiring or departure dates, and an adviser may appear more than once.

Showing rows 26–50 of 117. The CSV contains the complete table.

AdviserIndividual CRDObservedAffiliation change
Donna Loeffler615183610/05/2026updated
Edward S. Kapfhammer691482110/05/2026added
Emily Cecil737835310/05/2026updated
Evan T. Brockmeier773331210/05/2026updated
Frank Cuden806112810/05/2026updated
Grant M. Ross758969010/05/2026updated
Gregory A. Osterland544854610/05/2026updated
Harvey M. Samachson190719610/05/2026updated
Hung T. Sam606544710/05/2026updated
Jack D. Butler413326910/05/2026updated
Jackie Mead716948710/05/2026added
Jakob S. Ruby786535210/05/2026added
James A. Weems746285910/05/2026updated
James P. Hanson250747310/05/2026updated
Jeffrey R. Hughes638872410/05/2026updated
Jena L. C. Backes712975910/05/2026updated
Jess K. Denger591904210/05/2026updated
John K. Stookesberry641395310/05/2026updated
John P. Shellenberg731323710/05/2026updated
John Schoessel808774310/05/2026updated
Joshua J. Eisenberg822457910/05/2026updated
Joshua M. Brandner773753310/05/2026updated
Juan J. Castells691875410/05/2026added
Kaitlyn M. Arrow606429710/05/2026updated
Katherine Amburgey634831810/05/2026added

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