ADVISER MOVES
Kristopher Kessler’s registration update; 117 affiliation changes
A 10/05/2026 registration observation lists Kessler with a pending Colorado registration at Chicago Capital Management Advisors. Affiliation records do not establish job moves.
By Daniel Mercer·Edition ·1 min read
Kristopher C. Kessler’s registration with Chicago Capital Management Advisors included a pending Colorado registration in the 10/05/2026 observation; the registration lists its status date as 10/04/2026. These are affiliation records, not verified hiring or employment changes.
The complete roster counted 117 affiliation changes observed on 10/05/2026. It classified 28 affiliation records as added, 87 as updated and two as removed. Those categories describe registration affiliations; a removed affiliation means the observation no longer lists it, not that an adviser departed.
Aaron J. Veal’s registration observation listed an approved Ohio registration with LPL Financial on 10/05/2026, with a status date of 10/04/2026. The record establishes the registration affiliation, not when any employment began.
Adviser affiliation records
The appendix lists all 117 affiliation records on 10/05/2026. These entries describe affiliation records; they do not establish hiring or departure dates, and an adviser may appear more than once.
Showing rows 51–75 of 117. The CSV contains the complete table.