Kristopher Kessler’s registration update; 117 affiliation changes

Kristopher C. Kessler’s registration with Chicago Capital Management Advisors included a pending Colorado registration in the 10/05/2026 observation; the registration lists its status date as 10/04/2026. These are affiliation records, not verified hiring or employment changes.

The complete roster counted 117 affiliation changes observed on 10/05/2026. It classified 28 affiliation records as added, 87 as updated and two as removed. Those categories describe registration affiliations; a removed affiliation means the observation no longer lists it, not that an adviser departed.

Aaron J. Veal’s registration observation listed an approved Ohio registration with LPL Financial on 10/05/2026, with a status date of 10/04/2026. The record establishes the registration affiliation, not when any employment began.

Adviser affiliation records

The appendix lists all 117 affiliation records on 10/05/2026. These entries describe affiliation records; they do not establish hiring or departure dates, and an adviser may appear more than once.