TEAM MOVES

Concurrent pattern involves 60 people; 13 potential adviser groups

On October 6, 2026, a registration pattern involving 60 people listed Concurrent Investment Advisors as a candidate destination. These records do not establish a verified team move or complete roster.

By Maya Chen·Edition ·1 min read

A registration pattern observed on October 6, 2026, involved 60 people and listed Concurrent Investment Advisors, LLC, as a candidate destination; the origin firm is identified only by CRD number 113908. The selected names include Philip J. Fluegge, Matthew M. Ludmer and Barbara L. Doran. The pattern does not verify a coordinated move, employment dates or a complete team roster.

The complete source-record list contains 13 potential adviser groups observed on October 6, 2026. Another pattern lists Wells Fargo Clearing Services, LLC, and Wells Fargo Advisors Financial Network, LLC, as the candidate origin and destination firms, respectively, and includes Arthur G. Horner, Marianne E. O'Neill and Brian Blass among 15 observed people. That registration pattern, too, does not establish that anyone changed employers.

Potential adviser groups

The appendix lists all 13 potential affiliation groups on 10/06/2026 within the 10/06/2026–10/06/2026 source window. These entries describe potential affiliation patterns, not confirmed team transfers; names may be partial.

ObservedOrigin firm CRDDestination firm CRDObserved advisersSource-listed advisersClassification
10/06/2026288164133Joshua M. Eisenberg; Andrew M. Runnion; David A. LingelPotential affiliation group; not a confirmed team transfer
10/06/202611390832313560Philip J. Fluegge; Matthew M. Ludmer; Barbara L. Doran; Stephen N. Receski; Richard Eller; Brenda P. Blisk; Steven M. Digregorio; Tracey D. Frank; David A. Urovsky; Jeffrey P. McCoy; Howard J. Barnett; Norman G. Bloom; Liliana N. Molina; David T. Canham; David L. Kopp; Penny D. Frank; Christopher S. Airey; Yohanna Gorfu; David A. Speranza; Frank T. Vandy; Mark Doughty; Sladana Bukalov; Peter T. Michaels; David J. Levorchick; Darren C. Port; Natalie J. Gosselin; William E. Cunningham; Matthew E. Gaffey; Marcus L. Malone; Midhat Quadri (source name list is partial)Potential affiliation group; not a confirmed team transfer
10/06/2026196161102515Arthur G. Horner; Marianne E. O'Neill; Brian Blass; Richard J. Simenhoff; Chad A. Holtz; James I. Dunn; Darin L. Dunham; Patricia Gonzalez; Wade M. Schuknecht; Jenny Yuen; David M. Hoffman; Demitri P. Hollevoet; George W. Lawer; Daniel E. Fienberg; Jack L. HsiaPotential affiliation group; not a confirmed team transfer
10/06/202610564464136Joseph J. Borgese; Matthew Little; David T. Harding; David A. Meek; Jason T. Longtin; Lindsey J. BorgesePotential affiliation group; not a confirmed team transfer
10/06/20261490183228792Justin G. Davis; Sean D. DuffyPotential affiliation group; not a confirmed team transfer
10/06/20267051490184Lisa L. Stella; Michael S. Kovie; Henry L. Hunter; David L. EversonPotential affiliation group; not a confirmed team transfer
10/06/202653931590354David B. Danvers; Nicholas R. Anderson; Ping Lin; Zane L. SandersPotential affiliation group; not a confirmed team transfer
10/06/20262313164135Marissa N. Beatty; Anthony R. Gennaro; Steven B. Marks; Alan B. Leitson; Emily WinterPotential affiliation group; not a confirmed team transfer
10/06/2026299313420402Richard A. Biele; Timothy S. VickreyPotential affiliation group; not a confirmed team transfer
10/06/20261056441490184Stephen W. Hillard; Jimmy D. Epley; Jarren E. McNiesh; Jason T. MellorPotential affiliation group; not a confirmed team transfer
10/06/2026791497772Arturo Abarca; Marco NarvaezPotential affiliation group; not a confirmed team transfer
10/06/20261497773208782Sidney H. Taylor; James R. HusterPotential affiliation group; not a confirmed team transfer
10/06/202617486104092Robert W. Wolfe; Megan N. WolfePotential affiliation group; not a confirmed team transfer

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