ADVISER MOVES

Harrison G. Brooks’ record lists Texas; 1,936 affiliation changes

Brooks’ Wells Fargo registration observation included Texas on 10/07/2026. The full roster counts affiliation records, not verified job moves.

By Daniel Mercer··1 min read

Harrison G. Brooks’s registration observation lists him with Wells Fargo Clearing Services, LLC and includes a Texas registration marked approved on 10/06/2026. The observation was dated 10/07/2026; an affiliation record does not establish a job move or employment date.

The complete roster counted 1,936 affiliation changes on 10/07/2026: 353 added, 1,493 updated and 90 removed affiliation records. These categories count registration affiliations, not verified hires, departures or changes in employment.

In another observation dated 10/07/2026, Corey A. Staub’s registration record no longer lists an affiliation with LPL Financial LLC. That does not establish that he left the firm or indicate his current employment status.

Adviser affiliation records

The appendix lists all 1,936 affiliation records on 10/07/2026. These entries describe affiliation records; they do not establish hiring or departure dates, and an adviser may appear more than once.

Showing rows 651–675 of 1936. The CSV contains the complete table.

AdviserIndividual CRDObservedAffiliation change
Frank P. Hellriegel259114110/07/2026updated
Frank Palma823130010/07/2026added
Frank Tiberia214423710/07/2026updated
Gabriel D. Torres485468910/07/2026updated
Gabriel M. Parrent822483110/07/2026added
Gabriel Motta662074210/07/2026updated
Gabrielle A. Baylog792905410/07/2026updated
Gage W. Robinson827322810/07/2026added
Gali Sherman300896510/07/2026removed
Gan Li743567710/07/2026added
Gary C. Markham424296910/07/2026added
Gary Cartwright680143810/07/2026updated
Gary M. Schmertmann143559010/07/2026removed
Gary R. Schwartz218455110/07/2026updated
Gary W. Brown108234110/07/2026updated
Gavin J. Duffy610149510/07/2026updated
Gavin T. Gruenberg315404310/07/2026added
Gavin W. Burrage810170010/07/2026updated
Geoffrey M. Brennan512890810/07/2026updated
Geoffrey M. Tomasetti258562210/07/2026updated
Geoffrey R. Mizrahi228003710/07/2026removed
Geojoe Thomas466394510/07/2026updated
George Bonikos706781810/07/2026updated
George Bradford645248710/07/2026updated
George D. Sutphen128888110/07/2026updated

Download data (CSV)

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