ADVISER MOVES

Harrison G. Brooks’ record lists Texas; 1,936 affiliation changes

Brooks’ Wells Fargo registration observation included Texas on 10/07/2026. The full roster counts affiliation records, not verified job moves.

By Daniel Mercer··1 min read

Harrison G. Brooks’s registration observation lists him with Wells Fargo Clearing Services, LLC and includes a Texas registration marked approved on 10/06/2026. The observation was dated 10/07/2026; an affiliation record does not establish a job move or employment date.

The complete roster counted 1,936 affiliation changes on 10/07/2026: 353 added, 1,493 updated and 90 removed affiliation records. These categories count registration affiliations, not verified hires, departures or changes in employment.

In another observation dated 10/07/2026, Corey A. Staub’s registration record no longer lists an affiliation with LPL Financial LLC. That does not establish that he left the firm or indicate his current employment status.

Adviser affiliation records

The appendix lists all 1,936 affiliation records on 10/07/2026. These entries describe affiliation records; they do not establish hiring or departure dates, and an adviser may appear more than once.

Showing rows 776–800 of 1936. The CSV contains the complete table.

AdviserIndividual CRDObservedAffiliation change
James D. Rye772762510/07/2026updated
James E. Bell222573310/07/2026updated
James E. Tyrrell144738210/07/2026updated
James F. Catanese136056810/07/2026updated
James J. Soukup499350010/07/2026removed
James Lopez587190010/07/2026updated
James M. Cadet458432010/07/2026updated
James M. Fread492287210/07/2026added
James P. Arnold730824610/07/2026updated
James P. Chase571880110/07/2026removed
James P. Chase571880110/07/2026updated
James P. Ek648382510/07/2026added
James R. Harvey120030210/07/2026updated
James W. Cox302556710/07/2026added
Jamie K. Kertis528290810/07/2026updated
Jamie L. Breyer662263610/07/2026updated
Jamie L. Gehrmann788812610/07/2026updated
Jamie Vallejo792747810/07/2026added
Jane E. Carter124115610/07/2026updated
Janine Hartman308329810/07/2026updated
Janine M. Higgins693136810/07/2026updated
Jared D. Matheny756222810/07/2026added
Jared F. Koch566285810/07/2026updated
Jared Gliem699192510/07/2026added
Jared Leclair767261110/07/2026updated

Download data (CSV)

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