ADVISER MOVES

Harrison G. Brooks’ record lists Texas; 1,936 affiliation changes

Brooks’ Wells Fargo registration observation included Texas on 10/07/2026. The full roster counts affiliation records, not verified job moves.

By Daniel Mercer··1 min read

Harrison G. Brooks’s registration observation lists him with Wells Fargo Clearing Services, LLC and includes a Texas registration marked approved on 10/06/2026. The observation was dated 10/07/2026; an affiliation record does not establish a job move or employment date.

The complete roster counted 1,936 affiliation changes on 10/07/2026: 353 added, 1,493 updated and 90 removed affiliation records. These categories count registration affiliations, not verified hires, departures or changes in employment.

In another observation dated 10/07/2026, Corey A. Staub’s registration record no longer lists an affiliation with LPL Financial LLC. That does not establish that he left the firm or indicate his current employment status.

Adviser affiliation records

The appendix lists all 1,936 affiliation records on 10/07/2026. These entries describe affiliation records; they do not establish hiring or departure dates, and an adviser may appear more than once.

Showing rows 1026–1050 of 1936. The CSV contains the complete table.

AdviserIndividual CRDObservedAffiliation change
Ka M. Au716278810/07/2026updated
Kacy L. Walker675331910/07/2026added
Kaeli Creed747344410/07/2026updated
Kailey M. Jaros773595510/07/2026updated
Kaitlenn E. Vercio595426010/07/2026updated
Kaitlyn Sullivan831815910/07/2026added
Kara Burt670620310/07/2026updated
Kara R. Brown631601310/07/2026updated
Karen A. Burke528066610/07/2026updated
Karen J. Eng799374710/07/2026updated
Karen L. French173886310/07/2026updated
Karl D. Rohrbaugh540881510/07/2026removed
Karlee N. K. Hill638712210/07/2026updated
Karlo H. A. Tajian831997310/07/2026updated
Kasondra D. Orbach815160910/07/2026added
Katelyn M. Dolson633019510/07/2026updated
Katelyn M. Kriesel588342110/07/2026updated
Katherine C. Schultz791981210/07/2026added
Kathleen A. S. Catts294758610/07/2026updated
Kathy T. Bickhaus458210710/07/2026updated
Kathy Y. Santana598706010/07/2026updated
Kayla L. Hebb523068810/07/2026updated
Kayla M. Speth716867010/07/2026updated
Kayla V. Lucas-Buchanan519575610/07/2026updated
Kaylynne E. Willis709875710/07/2026added

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