ADVISER MOVES

Harrison G. Brooks’ record lists Texas; 1,936 affiliation changes

Brooks’ Wells Fargo registration observation included Texas on 10/07/2026. The full roster counts affiliation records, not verified job moves.

By Daniel Mercer··1 min read

Harrison G. Brooks’s registration observation lists him with Wells Fargo Clearing Services, LLC and includes a Texas registration marked approved on 10/06/2026. The observation was dated 10/07/2026; an affiliation record does not establish a job move or employment date.

The complete roster counted 1,936 affiliation changes on 10/07/2026: 353 added, 1,493 updated and 90 removed affiliation records. These categories count registration affiliations, not verified hires, departures or changes in employment.

In another observation dated 10/07/2026, Corey A. Staub’s registration record no longer lists an affiliation with LPL Financial LLC. That does not establish that he left the firm or indicate his current employment status.

Adviser affiliation records

The appendix lists all 1,936 affiliation records on 10/07/2026. These entries describe affiliation records; they do not establish hiring or departure dates, and an adviser may appear more than once.

Showing rows 1151–1175 of 1936. The CSV contains the complete table.

AdviserIndividual CRDObservedAffiliation change
Lauren E. McDonald714771410/07/2026updated
Lauren Kane671998510/07/2026removed
Lauren Schwede779359010/07/2026updated
Lawrence R. Brashears83001510/07/2026updated
Lawson M. Brendle758856210/07/2026updated
Leah Garland810203410/07/2026added
Leah M. Cason746265210/07/2026updated
Leah M. Pasqualetti776998410/07/2026updated
Lemuel D. Amen726763410/07/2026updated
Leo Chen825117710/07/2026updated
Leopoldo E. F. Wallis576125210/07/2026updated
Lester M. Brackley307288410/07/2026updated
Lester S. Ernest420903110/07/2026added
Levar D. Brown324159610/07/2026updated
Liam P. Hynes743001910/07/2026updated
Liliana M. Hernandez595887710/07/2026added
Lily Waters813150310/07/2026added
Lilyanne Keating793939610/07/2026added
Linda S. Bove228026210/07/2026added
Lindsey J. Borgese323143210/07/2026updated
Lindsey M. Payne526513510/07/2026updated
Lindsey R. Buse720301710/07/2026updated
Lisa A. Bostedo224925010/07/2026updated
Lisa L. Klingensmith292632310/07/2026added
Lisa M. Fujii529161310/07/2026updated

Download data (CSV)

Sources