ADVISER MOVES

Harrison G. Brooks’ record lists Texas; 1,936 affiliation changes

Brooks’ Wells Fargo registration observation included Texas on 10/07/2026. The full roster counts affiliation records, not verified job moves.

By Daniel Mercer··1 min read

Harrison G. Brooks’s registration observation lists him with Wells Fargo Clearing Services, LLC and includes a Texas registration marked approved on 10/06/2026. The observation was dated 10/07/2026; an affiliation record does not establish a job move or employment date.

The complete roster counted 1,936 affiliation changes on 10/07/2026: 353 added, 1,493 updated and 90 removed affiliation records. These categories count registration affiliations, not verified hires, departures or changes in employment.

In another observation dated 10/07/2026, Corey A. Staub’s registration record no longer lists an affiliation with LPL Financial LLC. That does not establish that he left the firm or indicate his current employment status.

Adviser affiliation records

The appendix lists all 1,936 affiliation records on 10/07/2026. These entries describe affiliation records; they do not establish hiring or departure dates, and an adviser may appear more than once.

Showing rows 1201–1225 of 1936. The CSV contains the complete table.

AdviserIndividual CRDObservedAffiliation change
Makena M. Minton785937010/07/2026updated
Malachi Hummel784553110/07/2026added
Malerie B. Bloomquist587865810/07/2026updated
Mallory J. Brown593175310/07/2026added
Mallory W. North760056010/07/2026updated
Manish Mukhi275978710/07/2026updated
Manuel Cantella785475910/07/2026updated
Manuel Gomez585373410/07/2026added
Manuel R. Otero806527510/07/2026added
Marc A. Geels219158010/07/2026removed
Marc A. Silverstein148666810/07/2026updated
Marcelo Borrelli318063810/07/2026updated
Marfina M. P. Alfonso697993510/07/2026updated
Margaret E. Simonds260176610/07/2026updated
Maria P. Alvarez825127010/07/2026added
Maria R. T. Cruz450278910/07/2026updated
Mariano Kis796236310/07/2026updated
Marion W. Schloemer102204910/07/2026updated
Marissa A. Carabajal662742310/07/2026updated
Maritza D. Camilo211571610/07/2026updated
Mark A. Brookfield429966210/07/2026updated
Mark A. Hetzer708647010/07/2026removed
Mark A. Palazzolo166177610/07/2026updated
Mark C. Pietsch158569310/07/2026updated
Mark D. Olson324207410/07/2026updated

Download data (CSV)

Sources