ADVISER MOVES

Harrison G. Brooks’ record lists Texas; 1,936 affiliation changes

Brooks’ Wells Fargo registration observation included Texas on 10/07/2026. The full roster counts affiliation records, not verified job moves.

By Daniel Mercer··1 min read

Harrison G. Brooks’s registration observation lists him with Wells Fargo Clearing Services, LLC and includes a Texas registration marked approved on 10/06/2026. The observation was dated 10/07/2026; an affiliation record does not establish a job move or employment date.

The complete roster counted 1,936 affiliation changes on 10/07/2026: 353 added, 1,493 updated and 90 removed affiliation records. These categories count registration affiliations, not verified hires, departures or changes in employment.

In another observation dated 10/07/2026, Corey A. Staub’s registration record no longer lists an affiliation with LPL Financial LLC. That does not establish that he left the firm or indicate his current employment status.

Adviser affiliation records

The appendix lists all 1,936 affiliation records on 10/07/2026. These entries describe affiliation records; they do not establish hiring or departure dates, and an adviser may appear more than once.

Showing rows 1501–1525 of 1936. The CSV contains the complete table.

AdviserIndividual CRDObservedAffiliation change
Phillip T. Brown494176410/07/2026updated
Piers Sullivan730879110/07/2026updated
Pietersen B. Sylvester802064110/07/2026added
Ping S. C. Wu492423210/07/2026updated
Pradeep Karunanidhi636322210/07/2026updated
Preston R. Washington758177110/07/2026added
Quincy V. Harden524718410/07/2026updated
Quirino J. Truscott812386010/07/2026updated
Rachel L. Arata693631710/07/2026updated
Rae E. Schoenberg707577810/07/2026removed
Rafael J. Herrera324494610/07/2026updated
Rafael J. Miranda821457310/07/2026added
Ralph C. Tumolo103124010/07/2026updated
Ralph C. Tumolo103124010/07/2026updated
Ralph E. Desire814192410/07/2026updated
Ramsey A. Bodeen794037310/07/2026updated
Randall A. Green71951810/07/2026updated
Randi O'Neill564846810/07/2026updated
Randolph A. Bodnar318709110/07/2026updated
Randy M. Long116162410/07/2026updated
Randy O. Miranda534386510/07/2026updated
Rasheem L. Banks609591210/07/2026updated
Raul Santiago743140710/07/2026added
Ravi K. Bhalla299814410/07/2026updated
Raymond Bright667714610/07/2026updated

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