ADVISER MOVES

Harrison G. Brooks’ record lists Texas; 1,936 affiliation changes

Brooks’ Wells Fargo registration observation included Texas on 10/07/2026. The full roster counts affiliation records, not verified job moves.

By Daniel Mercer··1 min read

Harrison G. Brooks’s registration observation lists him with Wells Fargo Clearing Services, LLC and includes a Texas registration marked approved on 10/06/2026. The observation was dated 10/07/2026; an affiliation record does not establish a job move or employment date.

The complete roster counted 1,936 affiliation changes on 10/07/2026: 353 added, 1,493 updated and 90 removed affiliation records. These categories count registration affiliations, not verified hires, departures or changes in employment.

In another observation dated 10/07/2026, Corey A. Staub’s registration record no longer lists an affiliation with LPL Financial LLC. That does not establish that he left the firm or indicate his current employment status.

Adviser affiliation records

The appendix lists all 1,936 affiliation records on 10/07/2026. These entries describe affiliation records; they do not establish hiring or departure dates, and an adviser may appear more than once.

Showing rows 1626–1650 of 1936. The CSV contains the complete table.

AdviserIndividual CRDObservedAffiliation change
S W. Carpenter478911810/07/2026updated
Sabastien Ridore791293010/07/2026updated
Salvatore Bonomo573304810/07/2026updated
Salvatore Sferruzza743206910/07/2026updated
Samantha M. Bethea634122510/07/2026updated
Samantha Mascia606643310/07/2026updated
Samantha Miranda802907810/07/2026updated
Samantha R. Castillo733195710/07/2026added
Samikka L. Cannon711178810/07/2026updated
Samuel Aussieker755464610/07/2026removed
Samuel C. Petersen824817010/07/2026added
Samuel G. Britton252439210/07/2026updated
Samuel L. Sibert800510310/07/2026updated
Samuel Lee760366310/07/2026updated
Samuel M. Pollack760985410/07/2026updated
Samuel O. Ross811097910/07/2026updated
Samuel P. Cabral665556310/07/2026updated
Samuel Taylor797476510/07/2026added
Samuel W. Bebout834252710/07/2026added
Samuel W. Kayse777496910/07/2026updated
Sandra L. Bertrand147647210/07/2026updated
Sandra L. Healey541720210/07/2026updated
Sandy R. Mesa238334910/07/2026updated
Sanford I. Smith173545310/07/2026updated
Santanu Nandi816841310/07/2026updated

Download data (CSV)

Sources