ADVISER MOVES

Harrison G. Brooks’ record lists Texas; 1,936 affiliation changes

Brooks’ Wells Fargo registration observation included Texas on 10/07/2026. The full roster counts affiliation records, not verified job moves.

By Daniel Mercer··1 min read

Harrison G. Brooks’s registration observation lists him with Wells Fargo Clearing Services, LLC and includes a Texas registration marked approved on 10/06/2026. The observation was dated 10/07/2026; an affiliation record does not establish a job move or employment date.

The complete roster counted 1,936 affiliation changes on 10/07/2026: 353 added, 1,493 updated and 90 removed affiliation records. These categories count registration affiliations, not verified hires, departures or changes in employment.

In another observation dated 10/07/2026, Corey A. Staub’s registration record no longer lists an affiliation with LPL Financial LLC. That does not establish that he left the firm or indicate his current employment status.

Adviser affiliation records

The appendix lists all 1,936 affiliation records on 10/07/2026. These entries describe affiliation records; they do not establish hiring or departure dates, and an adviser may appear more than once.

Showing rows 1676–1700 of 1936. The CSV contains the complete table.

AdviserIndividual CRDObservedAffiliation change
Sean A. Allen562602410/07/2026updated
Sean G. Morrissey428539810/07/2026updated
Sean Kelly516221410/07/2026updated
Sean L. Bordier771583310/07/2026updated
Sean O. Tiner819299210/07/2026added
Sean P. McGinness619621110/07/2026updated
Sean R. Manley737170210/07/2026updated
Sebastian Lavarreda789412010/07/2026updated
Secia R. Zappitielli817358710/07/2026updated
Seifeldin A. Moussa775892010/07/2026updated
Serena A. Pace777834310/07/2026added
Sergio J. Esteves427860110/07/2026updated
Seth L. Knight624416210/07/2026added
Seth N. Maulfair534112110/07/2026updated
Seth T. Burg834097010/07/2026added
Shadi H. Nimri827980010/07/2026added
Shane M. Curry758189710/07/2026updated
Shane M. Synowiecki401424710/07/2026updated
Shane T. Federko773379010/07/2026updated
Shane T. O'Neill821644610/07/2026updated
Sharon J. Brand134394810/07/2026updated
Sharon L. Campbell217902010/07/2026updated
Shauna R. Castro655750310/07/2026updated
Shawn D. Smith202862410/07/2026updated
Shawn M. Evans788865910/07/2026updated

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