ADVISER MOVES

Harrison G. Brooks’ record lists Texas; 1,936 affiliation changes

Brooks’ Wells Fargo registration observation included Texas on 10/07/2026. The full roster counts affiliation records, not verified job moves.

By Daniel Mercer··1 min read

Harrison G. Brooks’s registration observation lists him with Wells Fargo Clearing Services, LLC and includes a Texas registration marked approved on 10/06/2026. The observation was dated 10/07/2026; an affiliation record does not establish a job move or employment date.

The complete roster counted 1,936 affiliation changes on 10/07/2026: 353 added, 1,493 updated and 90 removed affiliation records. These categories count registration affiliations, not verified hires, departures or changes in employment.

In another observation dated 10/07/2026, Corey A. Staub’s registration record no longer lists an affiliation with LPL Financial LLC. That does not establish that he left the firm or indicate his current employment status.

Adviser affiliation records

The appendix lists all 1,936 affiliation records on 10/07/2026. These entries describe affiliation records; they do not establish hiring or departure dates, and an adviser may appear more than once.

Showing rows 1701–1725 of 1936. The CSV contains the complete table.

AdviserIndividual CRDObservedAffiliation change
Shawn T. Dickerson637978010/07/2026updated
Shayan Ahsan813964910/07/2026added
Sheila A. Camara264392910/07/2026updated
Shelby C. Bracho792729610/07/2026updated
Shubhro Bose312919910/07/2026updated
Silas H. Wade802189210/07/2026updated
Simeon C. Moes679860910/07/2026removed
Simon C. Brown805150410/07/2026updated
Siu L. W. Tung793760210/07/2026added
Soonkwan Kwon663875010/07/2026updated
Sophia Cajiao785121210/07/2026updated
Sophia M. Despaigne729807410/07/2026added
Spencer C. Peine831396410/07/2026added
Spencer D. Coor755772010/07/2026updated
Spencer J. Friery801015410/07/2026updated
Spencer M. Vauthier741488310/07/2026updated
Spencer O. Southwell517567410/07/2026updated
Spencer W. Mock666738410/07/2026updated
Stephanie Bolter669099310/07/2026updated
Stephanie C. Boyer477586610/07/2026updated
Stephanie Gifford573359310/07/2026updated
Stephanie M. Bonilla668592810/07/2026updated
Stephanie R. Regan494345910/07/2026updated
Stephen Belsanti249200710/07/2026updated
Stephen F. Len414359310/07/2026updated

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Sources