ADVISER MOVES

Harrison G. Brooks’ record lists Texas; 1,936 affiliation changes

Brooks’ Wells Fargo registration observation included Texas on 10/07/2026. The full roster counts affiliation records, not verified job moves.

By Daniel Mercer··1 min read

Harrison G. Brooks’s registration observation lists him with Wells Fargo Clearing Services, LLC and includes a Texas registration marked approved on 10/06/2026. The observation was dated 10/07/2026; an affiliation record does not establish a job move or employment date.

The complete roster counted 1,936 affiliation changes on 10/07/2026: 353 added, 1,493 updated and 90 removed affiliation records. These categories count registration affiliations, not verified hires, departures or changes in employment.

In another observation dated 10/07/2026, Corey A. Staub’s registration record no longer lists an affiliation with LPL Financial LLC. That does not establish that he left the firm or indicate his current employment status.

Adviser affiliation records

The appendix lists all 1,936 affiliation records on 10/07/2026. These entries describe affiliation records; they do not establish hiring or departure dates, and an adviser may appear more than once.

Showing rows 151–175 of 1936. The CSV contains the complete table.

AdviserIndividual CRDObservedAffiliation change
Anthony S. Fleming569414210/07/2026added
Anthony W. Romano569939310/07/2026updated
Anton Atkinson784205110/07/2026updated
Antonio S. Kavouriou738912610/07/2026updated
April L. Perez488845810/07/2026updated
April Sandoval645818510/07/2026added
April Sandoval645818510/07/2026removed
Ari A. Baqaie832077210/07/2026updated
Ariana Campos706059410/07/2026updated
Ariel G. Crespo406657710/07/2026updated
Arleta Hacopian444653810/07/2026updated
Arthur Blakey532683610/07/2026updated
Arthur D. B. Conselho482146210/07/2026updated
Asgher Ali712682710/07/2026updated
Asher Melamed802874810/07/2026added
Ashley A. Black695242610/07/2026removed
Ashley D. Brunson523141010/07/2026updated
Austen Auger596336610/07/2026updated
Austin D. Cone634054510/07/2026removed
Austin E. Alhajj832573310/07/2026added
Austin Endorf790159510/07/2026updated
Austin J. Jensen760657910/07/2026updated
Austin J. Pettitt750159610/07/2026updated
Austin McClendon834672910/07/2026added
Austin S. King798140110/07/2026updated

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