ADVISER MOVES

Harrison G. Brooks’ record lists Texas; 1,936 affiliation changes

Brooks’ Wells Fargo registration observation included Texas on 10/07/2026. The full roster counts affiliation records, not verified job moves.

By Daniel Mercer··1 min read

Harrison G. Brooks’s registration observation lists him with Wells Fargo Clearing Services, LLC and includes a Texas registration marked approved on 10/06/2026. The observation was dated 10/07/2026; an affiliation record does not establish a job move or employment date.

The complete roster counted 1,936 affiliation changes on 10/07/2026: 353 added, 1,493 updated and 90 removed affiliation records. These categories count registration affiliations, not verified hires, departures or changes in employment.

In another observation dated 10/07/2026, Corey A. Staub’s registration record no longer lists an affiliation with LPL Financial LLC. That does not establish that he left the firm or indicate his current employment status.

Adviser affiliation records

The appendix lists all 1,936 affiliation records on 10/07/2026. These entries describe affiliation records; they do not establish hiring or departure dates, and an adviser may appear more than once.

Showing rows 1851–1875 of 1936. The CSV contains the complete table.

AdviserIndividual CRDObservedAffiliation change
Tyrel M. Keplinger650874510/07/2026updated
Tyson Bowman791033510/07/2026updated
V J. Carbo436890010/07/2026updated
Vahe Boyajian314619710/07/2026updated
Valerie A. Borges756894310/07/2026updated
Valerie L. Miller515090210/07/2026updated
Vandra S. Braswell446953610/07/2026updated
Vanessa R. Shearer730196110/07/2026updated
Veronica Y. Borders404737110/07/2026updated
Victoria L. Bucher594718810/07/2026updated
Vince Chetty488375510/07/2026added
Vincent J. Ramos824581410/07/2026added
Vincent T. Guinta618005410/07/2026updated
Vipul N. Shah802773710/07/2026updated
Vivian B. Butler147320510/07/2026updated
Viviana A. Caicedo662270210/07/2026updated
Vlada Trostyanskaya779869710/07/2026added
Vuk Bulajic187299710/07/2026updated
Wade M. Engebretson665531110/07/2026updated
Walter R. Worley641988710/07/2026added
Warren S. Duthie470350410/07/2026updated
Wayne C. Brannan194595210/07/2026updated
Weiwei Chen711736710/07/2026updated
Wendy E. Price479872710/07/2026added
Wendy K. Connealy685698410/07/2026updated

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