NEW ADVISERS

Merrill Lynch lists 13 of 158 first adviser registrations

The 158 source-reported first adviser registrations were dated October 7, 2026. Merrill Lynch, Pierce, Fenner & Smith Incorporated was the listed firm for 13.

By Claire Bennett··1 min read

Sean F. H. Cook and Landon S. Harris were among the advisers whose first adviser registration was dated October 7, 2026. Both were listed with Merrill Lynch, Pierce, Fenner & Smith Incorporated. The full cohort includes 158 first adviser registrations dated that day, and Merrill Lynch was the listed firm for 13.

The other largest listed-firm counts in the cohort were 9 at Equitable Advisors, LLC, 8 at LPL Financial LLC and 7 at Morgan Stanley. The remaining 121 registrations were grouped across all other firms.

These are source-reported first adviser registrations within the selected one-day window, not a measure of hiring or career starts. The firm shown is the current source-listed affiliation and is not necessarily where an adviser first registered.

Listed firm categoryFirst adviser registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated13
Equitable Advisors, LLC9
LPL Financial LLC8
Morgan Stanley7
All other firms121

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First adviser registrations

The advisers below account for all 158 source-reported first adviser registrations on 10/07/2026. Firms and branches reflect affiliations currently reported for each adviser, which may differ from those at first registration. These dates do not establish hires or career starts, and branches do not establish residence or exclusive workplaces.

Showing rows 1–25 of 158. The CSV contains the complete table.

AdviserIndividual CRDSource snapshot dateFirst registration dateFirm in feedFirm CRDAdviser location
Abigail M. Lewis824382310/08/202610/07/2026Morgan Stanley149777Atlanta, GA
Aidan J. Bonner826189510/08/202610/07/2026Quotient Wealth Partners, LLC326819Dallas, TX
Alan Abdullaev808047710/08/202610/07/2026Morgan Stanley149777Purchase, NY
Albert T. Flor723868510/08/202610/07/2026Dai Wealth, LLC138938Santa Barbara, CA
Alexander S. Rossow804589010/08/202610/07/2026LPL Financial LLC6413Tempe, AZ
Allison K. Rice810625710/08/202610/07/2026Thrivent Investment Management Inc.18387Albany, NY
Allison M. Daniel828110310/08/202610/07/2026Steward Partners Investment Advisory, LLC283004Stuart, FL
Amanda J. Schotz748240210/08/202610/07/2026Alphastar Capital Management157423Davenport, IA
Anand A. Samuel831782210/08/202610/07/20268 Gate Advisors LLC343640Menlo Park, CA
Anastasiya Sembay835284210/08/202610/07/2026Cornerstone Wealth Management106950Westlake, OH
Andrea L. DeMar719877710/08/202610/07/2026Citigroup Global Markets Inc.7059New York, NY
Andrew C. Hug811597810/08/202610/07/2026Goldman Sachs Wealth Services, L.P.106693East Washington, DC
Annabelle J. Folsom807099010/08/202610/07/2026Raymond James & Associates, Inc.705St. Petersburg, FL
Annika L. Mitchell831876810/08/202610/07/20261 North Wealth Services, LLC115948Annapolis, MD
Anthony M. Garcia749751610/08/202610/07/2026Merrill Lynch, Pierce, Fenner & Smith Incorporated7691Los Angeles, CA
Ariel A. Stirling814448310/08/202610/07/2026LPL Financial LLC6413Springfield, OR
Augustine R. Matheson809838510/08/202610/07/2026Cornerstone Wealth Management106950Westlake, OH
Benjamin J. Guffey809106510/08/202610/07/2026Equitable Advisors, LLC6627Pittsburgh, PA
Benjamin L. Zacharias819742910/08/202610/07/2026CWM, LLC155344Detroit, MI
Bradley J. Freidel829289510/08/202610/07/2026Bankers Life Advisory Services, Inc.281285Lincoln, NE
Brady Noniewicz813839510/08/202610/07/2026MML Investors Services, LLC10409Northampton, MA
Brandon Azevedo830720210/08/202610/07/2026Osaic Wealth, Inc.23131Modesto, CA
Brandon Lewis834723010/08/202610/07/2026State Farm Investment Management Corp.3487Fort Walton Beach, FL
Brian Ford805447910/08/202610/07/2026J.P. Morgan Securities LLC79Chicago, IL
Brian P. Queck521195510/08/202610/07/2026LPL Financial LLC6413Indianapolis, IN

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