NEW ADVISERS
Merrill Lynch lists 13 of 158 first adviser registrations
The 158 source-reported first adviser registrations were dated October 7, 2026. Merrill Lynch, Pierce, Fenner & Smith Incorporated was the listed firm for 13.
By Claire Bennett·Edition ·1 min read
Sean F. H. Cook and Landon S. Harris were among the advisers whose first adviser registration was dated October 7, 2026. Both were listed with Merrill Lynch, Pierce, Fenner & Smith Incorporated. The full cohort includes 158 first adviser registrations dated that day, and Merrill Lynch was the listed firm for 13.
The other largest listed-firm counts in the cohort were 9 at Equitable Advisors, LLC, 8 at LPL Financial LLC and 7 at Morgan Stanley. The remaining 121 registrations were grouped across all other firms.
These are source-reported first adviser registrations within the selected one-day window, not a measure of hiring or career starts. The firm shown is the current source-listed affiliation and is not necessarily where an adviser first registered.
| Listed firm category | First adviser registrations |
|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | 13 |
| Equitable Advisors, LLC | 9 |
| LPL Financial LLC | 8 |
| Morgan Stanley | 7 |
| All other firms | 121 |
First adviser registrations
The advisers below account for all 158 source-reported first adviser registrations on 10/07/2026. Firms and branches reflect affiliations currently reported for each adviser, which may differ from those at first registration. These dates do not establish hires or career starts, and branches do not establish residence or exclusive workplaces.
Showing rows 51–75 of 158. The CSV contains the complete table.
| Adviser | Individual CRD | Source snapshot date | First registration date | Firm in feed | Firm CRD | Adviser location |
|---|---|---|---|---|---|---|
| Emily Wu | 8119181 | 10/08/2026 | 10/07/2026 | Morgan Stanley | 149777 | Pasadena, CA |
| Eric C. Beers | 7929290 | 10/08/2026 | 10/07/2026 | Merrill Lynch, Pierce, Fenner & Smith Incorporated | 7691 | Stamford, CT |
| Evan L. Reinhart | 8052362 | 10/08/2026 | 10/07/2026 | Charles Schwab & Co., Inc. | 5393 | Copley, OH |
| Francis Ottilo | 7572412 | 10/08/2026 | 10/07/2026 | Edward Jones | 250 | West Palm Beach, FL |
| Gary S. Webb | 4912937 | 10/08/2026 | 10/07/2026 | Webb Financial Group | 106617 | Bloomington, MN |
| Gavin McCoy | 8343874 | 10/08/2026 | 10/07/2026 | Equitable Advisors, LLC | 6627 | Columbus, OH |
| Gavin P. Chaisson | 7922282 | 10/08/2026 | 10/07/2026 | Equitable Advisors, LLC | 6627 | Dallas, TX |
| Gavon C. Baker | 8215683 | 10/08/2026 | 10/07/2026 | Charles Schwab & Co., Inc. | 5393 | Cincinnati, OH |
| Giana Lombardo | 8356164 | 10/08/2026 | 10/07/2026 | Blue Financial | 330324 | Charlotte, NC |
| Grace M. Beelman | 8325256 | 10/08/2026 | 10/07/2026 | Cerity Partners LLC | 151559 | San Francisco, CA |
| Halil U. Gokuz | 8354179 | 10/08/2026 | 10/07/2026 | Florida Financial Advisors, LLC | 288811 | Austin, TX |
| Hannah H. Baumann | 7148483 | 10/08/2026 | 10/07/2026 | J.P. Morgan Securities LLC | 79 | Palm Beach, FL |
| Houston L. Freeman | 4461725 | 10/08/2026 | 10/07/2026 | Cape Investment Advisory, Inc. | 146384 | Mcdonough, GA |
| Ian D. Roth | 5804201 | 10/08/2026 | 10/07/2026 | UBS Financial Services Inc. | 8174 | Atlanta, GA |
| Inna Savich | 7310132 | 10/08/2026 | 10/07/2026 | Wells Fargo Clearing Services, LLC | 19616 | Boston, MA |
| Isaac Martinez | 7566142 | 10/08/2026 | 10/07/2026 | LPL Financial LLC | 6413 | Mcallen, TX |
| Isidora M. B. Palacios | 8332933 | 10/08/2026 | 10/07/2026 | J.P. Morgan Securities LLC | 79 | New York, NY |
| Jack W. Martin | 8355875 | 10/08/2026 | 10/07/2026 | Steelpeak Wealth, LLC | 165168 | Woodland Hills, CA |
| Jackson D. Roder | 8203883 | 10/08/2026 | 10/07/2026 | J.P. Morgan Securities LLC | 79 | Phoenix, AZ |
| Jacob L. Kamel | 8307910 | 10/08/2026 | 10/07/2026 | TD Private Client Wealth LLC | 164484 | Manchester, NH |
| Jacob W. Patton | 7742193 | 10/08/2026 | 10/07/2026 | Raymond James Financial Services Advisors, Inc. | 149018 | Sparta, IL |
| Jacqueline K. Barber | 5227235 | 10/08/2026 | 10/07/2026 | Edward Jones | 250 | Greenville, SC |
| Jacqueline S. Prescott | 8065778 | 10/08/2026 | 10/07/2026 | Citizens Private Wealth | 106743 | Johnston, RI |
| Jaden D. Fowler | 8035546 | 10/08/2026 | 10/07/2026 | Spurstone | 284158 | Higganum, CT |
| Jagar P. Vanderheiden | 7183878 | 10/08/2026 | 10/07/2026 | Principal Advised Services | 297324 | Des Moines, IA |