NEW ADVISERS

Merrill Lynch lists 13 of 158 first adviser registrations

The 158 source-reported first adviser registrations were dated October 7, 2026. Merrill Lynch, Pierce, Fenner & Smith Incorporated was the listed firm for 13.

By Claire Bennett··1 min read

Sean F. H. Cook and Landon S. Harris were among the advisers whose first adviser registration was dated October 7, 2026. Both were listed with Merrill Lynch, Pierce, Fenner & Smith Incorporated. The full cohort includes 158 first adviser registrations dated that day, and Merrill Lynch was the listed firm for 13.

The other largest listed-firm counts in the cohort were 9 at Equitable Advisors, LLC, 8 at LPL Financial LLC and 7 at Morgan Stanley. The remaining 121 registrations were grouped across all other firms.

These are source-reported first adviser registrations within the selected one-day window, not a measure of hiring or career starts. The firm shown is the current source-listed affiliation and is not necessarily where an adviser first registered.

Listed firm categoryFirst adviser registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated13
Equitable Advisors, LLC9
LPL Financial LLC8
Morgan Stanley7
All other firms121

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First adviser registrations

The advisers below account for all 158 source-reported first adviser registrations on 10/07/2026. Firms and branches reflect affiliations currently reported for each adviser, which may differ from those at first registration. These dates do not establish hires or career starts, and branches do not establish residence or exclusive workplaces.

Showing rows 51–75 of 158. The CSV contains the complete table.

AdviserIndividual CRDSource snapshot dateFirst registration dateFirm in feedFirm CRDAdviser location
Emily Wu811918110/08/202610/07/2026Morgan Stanley149777Pasadena, CA
Eric C. Beers792929010/08/202610/07/2026Merrill Lynch, Pierce, Fenner & Smith Incorporated7691Stamford, CT
Evan L. Reinhart805236210/08/202610/07/2026Charles Schwab & Co., Inc.5393Copley, OH
Francis Ottilo757241210/08/202610/07/2026Edward Jones250West Palm Beach, FL
Gary S. Webb491293710/08/202610/07/2026Webb Financial Group106617Bloomington, MN
Gavin McCoy834387410/08/202610/07/2026Equitable Advisors, LLC6627Columbus, OH
Gavin P. Chaisson792228210/08/202610/07/2026Equitable Advisors, LLC6627Dallas, TX
Gavon C. Baker821568310/08/202610/07/2026Charles Schwab & Co., Inc.5393Cincinnati, OH
Giana Lombardo835616410/08/202610/07/2026Blue Financial330324Charlotte, NC
Grace M. Beelman832525610/08/202610/07/2026Cerity Partners LLC151559San Francisco, CA
Halil U. Gokuz835417910/08/202610/07/2026Florida Financial Advisors, LLC288811Austin, TX
Hannah H. Baumann714848310/08/202610/07/2026J.P. Morgan Securities LLC79Palm Beach, FL
Houston L. Freeman446172510/08/202610/07/2026Cape Investment Advisory, Inc.146384Mcdonough, GA
Ian D. Roth580420110/08/202610/07/2026UBS Financial Services Inc.8174Atlanta, GA
Inna Savich731013210/08/202610/07/2026Wells Fargo Clearing Services, LLC19616Boston, MA
Isaac Martinez756614210/08/202610/07/2026LPL Financial LLC6413Mcallen, TX
Isidora M. B. Palacios833293310/08/202610/07/2026J.P. Morgan Securities LLC79New York, NY
Jack W. Martin835587510/08/202610/07/2026Steelpeak Wealth, LLC165168Woodland Hills, CA
Jackson D. Roder820388310/08/202610/07/2026J.P. Morgan Securities LLC79Phoenix, AZ
Jacob L. Kamel830791010/08/202610/07/2026TD Private Client Wealth LLC164484Manchester, NH
Jacob W. Patton774219310/08/202610/07/2026Raymond James Financial Services Advisors, Inc.149018Sparta, IL
Jacqueline K. Barber522723510/08/202610/07/2026Edward Jones250Greenville, SC
Jacqueline S. Prescott806577810/08/202610/07/2026Citizens Private Wealth106743Johnston, RI
Jaden D. Fowler803554610/08/202610/07/2026Spurstone284158Higganum, CT
Jagar P. Vanderheiden718387810/08/202610/07/2026Principal Advised Services297324Des Moines, IA

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