NEW ADVISERS

Merrill Lynch lists 13 of 158 first adviser registrations

The 158 source-reported first adviser registrations were dated October 7, 2026. Merrill Lynch, Pierce, Fenner & Smith Incorporated was the listed firm for 13.

By Claire Bennett··1 min read

Sean F. H. Cook and Landon S. Harris were among the advisers whose first adviser registration was dated October 7, 2026. Both were listed with Merrill Lynch, Pierce, Fenner & Smith Incorporated. The full cohort includes 158 first adviser registrations dated that day, and Merrill Lynch was the listed firm for 13.

The other largest listed-firm counts in the cohort were 9 at Equitable Advisors, LLC, 8 at LPL Financial LLC and 7 at Morgan Stanley. The remaining 121 registrations were grouped across all other firms.

These are source-reported first adviser registrations within the selected one-day window, not a measure of hiring or career starts. The firm shown is the current source-listed affiliation and is not necessarily where an adviser first registered.

Listed firm categoryFirst adviser registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated13
Equitable Advisors, LLC9
LPL Financial LLC8
Morgan Stanley7
All other firms121

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First adviser registrations

The advisers below account for all 158 source-reported first adviser registrations on 10/07/2026. Firms and branches reflect affiliations currently reported for each adviser, which may differ from those at first registration. These dates do not establish hires or career starts, and branches do not establish residence or exclusive workplaces.

Showing rows 101–125 of 158. The CSV contains the complete table.

AdviserIndividual CRDSource snapshot dateFirst registration dateFirm in feedFirm CRDAdviser location
Kaylee M. Johnson633992910/08/202610/07/2026Kilter Group330356Webster, NY
Kelsey L. Bryant795055510/08/202610/07/2026Merrill Lynch, Pierce, Fenner & Smith Incorporated7691Scottsdale, AZ
Kenneth Martin828301510/08/202610/07/2026Valic Financial Advisors, Inc.42803Richmond, VA
Kristen Haydon819396610/08/202610/07/2026Osaic Wealth, Inc.23131Sacramento, CA
Kristy N. Larm835562010/08/202610/07/2026Hendershott Wealth Management, LLC170839South Jordan, UT
Kyle S. Trokey829153610/08/202610/07/2026Principal Advised Services297324Charlotte, NC
Kylee B. Lawyer812042410/08/202610/07/2026Raymond James Financial Services Advisors, Inc.149018Grand Junction, CO
Landon S. Harris833675410/08/202610/07/2026Merrill Lynch, Pierce, Fenner & Smith Incorporated7691Shawnee, KS
Laura J. Haas810915210/08/202610/07/2026Newedge Advisors171351Dallas, TX
Lester S. Ernest420903110/08/202610/07/2026Wells Fargo Clearing Services, LLC19616Orlando, FL
Lucas Beste833879110/08/202610/07/2026Centaurus Financial, Inc.30833Spokane, WA
Lukas A. Masterson833139010/08/202610/07/2026Hightower Advisors, LLC145323Naples, FL
Mark D. Benson803721410/08/202610/07/2026LPL Financial LLC6413Scottsdale, AZ
Mary F. W. White831150110/08/202610/07/2026Morgan Stanley149777Charlottesville, VA
Mason C. Barish829273910/08/202610/07/2026Principal Advised Services297324Charlotte, NC
Matthew J. Patterson743606910/08/202610/07/2026MML Investors Services, LLC10409Meridian, ID
Matthew T. Kester824002210/08/202610/07/2026Ardent Wealth Management332593Scottsdale, AZ
Max G. Kuhle831074510/08/202610/07/202649 Financial319484Charlotte, NC
McConnell R. Albert830413110/08/202610/07/2026Strategic Advisers LLC104555Dallas, TX
Micah Homayounian799536410/08/202610/07/2026Strategic Advisers LLC104555Santa Monica, CA
Mika Ben-Hur809849410/08/202610/07/2026UBS Financial Services Inc.8174Weehawken, NJ
Montaser Takrouri835508110/08/202610/07/2026Azzad Asset Management, Inc.111291Chicago, IL
Nicholas W. D'Auria819647410/08/202610/07/2026Tandem Investment Partners, LLC172309Bordentown, NJ
Nikhilesh V. Machan810663810/08/202610/07/2026Merrill Lynch, Pierce, Fenner & Smith Incorporated7691Princeton, NJ
Nkenza T. Whitlow307055510/08/202610/07/2026Wea Financial Advisors, Inc.144919Madison, WI

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