NEW ADVISERS
Merrill Lynch lists 13 of 158 first adviser registrations
The 158 source-reported first adviser registrations were dated October 7, 2026. Merrill Lynch, Pierce, Fenner & Smith Incorporated was the listed firm for 13.
By Claire Bennett·Edition ·1 min read
Sean F. H. Cook and Landon S. Harris were among the advisers whose first adviser registration was dated October 7, 2026. Both were listed with Merrill Lynch, Pierce, Fenner & Smith Incorporated. The full cohort includes 158 first adviser registrations dated that day, and Merrill Lynch was the listed firm for 13.
The other largest listed-firm counts in the cohort were 9 at Equitable Advisors, LLC, 8 at LPL Financial LLC and 7 at Morgan Stanley. The remaining 121 registrations were grouped across all other firms.
These are source-reported first adviser registrations within the selected one-day window, not a measure of hiring or career starts. The firm shown is the current source-listed affiliation and is not necessarily where an adviser first registered.
| Listed firm category | First adviser registrations |
|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | 13 |
| Equitable Advisors, LLC | 9 |
| LPL Financial LLC | 8 |
| Morgan Stanley | 7 |
| All other firms | 121 |
First adviser registrations
The advisers below account for all 158 source-reported first adviser registrations on 10/07/2026. Firms and branches reflect affiliations currently reported for each adviser, which may differ from those at first registration. These dates do not establish hires or career starts, and branches do not establish residence or exclusive workplaces.
Showing rows 126–150 of 158. The CSV contains the complete table.
| Adviser | Individual CRD | Source snapshot date | First registration date | Firm in feed | Firm CRD | Adviser location |
|---|---|---|---|---|---|---|
| Paige Thomas | 7126652 | 10/08/2026 | 10/07/2026 | Merrill Lynch, Pierce, Fenner & Smith Incorporated | 7691 | Raleigh, NC |
| Patrick R. Murphy | 8305454 | 10/08/2026 | 10/07/2026 | Merrill Lynch, Pierce, Fenner & Smith Incorporated | 7691 | Riverside, RI |
| Paul J. Antoniadis | 8351796 | 10/08/2026 | 10/07/2026 | Scenario Wealth Management LLC | 344693 | Fountain Hills, AZ |
| Rachel K. Valenti | 8320141 | 10/08/2026 | 10/07/2026 | Stifel, Nicolaus & Company, Incorporated | 793 | Anderson, IN |
| Raees Mohammad | 8344663 | 10/08/2026 | 10/07/2026 | Equitable Advisors, LLC | 6627 | Austin, TX |
| Rafael S. Marquez | 6082126 | 10/08/2026 | 10/07/2026 | Eagle Strategies LLC | 110826 | Orlando, FL |
| Richard Weber | 8212880 | 10/08/2026 | 10/07/2026 | First Command Advisory Services | 281958 | Odenton, MD |
| Rushil Patel | 7121599 | 10/08/2026 | 10/07/2026 | Equitable Advisors, LLC | 6627 | Raleigh, NC |
| Ryan C. Leake | 7824153 | 10/08/2026 | 10/07/2026 | Principal Advised Services | 297324 | Charlotte, NC |
| Ryan M. Bellis | 7685017 | 10/08/2026 | 10/07/2026 | Vertex Partners | 316839 | Downers Grove, IL |
| Sarah J. Thomas | 8303222 | 10/08/2026 | 10/07/2026 | TIAA-CREF Individual & Institutional Services, LLC | 20472 | Charlotte, NC |
| Sean F. H. Cook | 8336758 | 10/08/2026 | 10/07/2026 | Merrill Lynch, Pierce, Fenner & Smith Incorporated | 7691 | El Cerrito, CA |
| Sergio Cervantez | 8296071 | 10/08/2026 | 10/07/2026 | Wells Fargo Clearing Services, LLC | 19616 | Lubbock, TX |
| Stefan Rojas-Ayala | 8332305 | 10/08/2026 | 10/07/2026 | Citigroup Global Markets Inc. | 7059 | New York, NY |
| Sunisa Motta | 8355013 | 10/08/2026 | 10/07/2026 | Inclinevest | 299298 | Greenwood Village, CO |
| Sydney Hylton | 8345923 | 10/08/2026 | 10/07/2026 | Zevenbergen Capital Investments LLC | 128990 | Edmonds, WA |
| Sydney Simpson | 8118230 | 10/08/2026 | 10/07/2026 | Equitable Advisors, LLC | 6627 | New York, NY |
| Tad E. Jakes | 3113196 | 10/08/2026 | 10/07/2026 | Mfac Financial Advisors, Inc. | 114519 | Westlake Village, CA |
| Teig Jewett | 8349320 | 10/08/2026 | 10/07/2026 | Portside Wealth Group, LLC | 325175 | Scottsdale, AZ |
| Tenzing Dekyong | 8103351 | 10/08/2026 | 10/07/2026 | UBS Financial Services Inc. | 8174 | Weehawken, NJ |
| Terry J. Szilasi | 7175649 | 10/08/2026 | 10/07/2026 | Infinity Financial Services Advisory | 304981 | Naples, ID |
| Thomas G. Seabourne | 8278737 | 10/08/2026 | 10/07/2026 | Beta Financial Advisors | 342712 | San Angelo, TX |
| Thomas Tran | 6805900 | 10/08/2026 | 10/07/2026 | LPL Financial LLC | 6413 | Folsom, CA |
| Tyler H. Noble | 7887448 | 10/08/2026 | 10/07/2026 | LPL Financial LLC | 6413 | Studio City, CA |
| Tyler L. Griner | 7042465 | 10/08/2026 | 10/07/2026 | Empower Advisory Group, LLC | 112058 | Surprise, AZ |