NEW ADVISERS

Merrill Lynch lists 13 of 158 first adviser registrations

The 158 source-reported first adviser registrations were dated October 7, 2026. Merrill Lynch, Pierce, Fenner & Smith Incorporated was the listed firm for 13.

By Claire Bennett··1 min read

Sean F. H. Cook and Landon S. Harris were among the advisers whose first adviser registration was dated October 7, 2026. Both were listed with Merrill Lynch, Pierce, Fenner & Smith Incorporated. The full cohort includes 158 first adviser registrations dated that day, and Merrill Lynch was the listed firm for 13.

The other largest listed-firm counts in the cohort were 9 at Equitable Advisors, LLC, 8 at LPL Financial LLC and 7 at Morgan Stanley. The remaining 121 registrations were grouped across all other firms.

These are source-reported first adviser registrations within the selected one-day window, not a measure of hiring or career starts. The firm shown is the current source-listed affiliation and is not necessarily where an adviser first registered.

Listed firm categoryFirst adviser registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated13
Equitable Advisors, LLC9
LPL Financial LLC8
Morgan Stanley7
All other firms121

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First adviser registrations

The advisers below account for all 158 source-reported first adviser registrations on 10/07/2026. Firms and branches reflect affiliations currently reported for each adviser, which may differ from those at first registration. These dates do not establish hires or career starts, and branches do not establish residence or exclusive workplaces.

Showing rows 126–150 of 158. The CSV contains the complete table.

AdviserIndividual CRDSource snapshot dateFirst registration dateFirm in feedFirm CRDAdviser location
Paige Thomas712665210/08/202610/07/2026Merrill Lynch, Pierce, Fenner & Smith Incorporated7691Raleigh, NC
Patrick R. Murphy830545410/08/202610/07/2026Merrill Lynch, Pierce, Fenner & Smith Incorporated7691Riverside, RI
Paul J. Antoniadis835179610/08/202610/07/2026Scenario Wealth Management LLC344693Fountain Hills, AZ
Rachel K. Valenti832014110/08/202610/07/2026Stifel, Nicolaus & Company, Incorporated793Anderson, IN
Raees Mohammad834466310/08/202610/07/2026Equitable Advisors, LLC6627Austin, TX
Rafael S. Marquez608212610/08/202610/07/2026Eagle Strategies LLC110826Orlando, FL
Richard Weber821288010/08/202610/07/2026First Command Advisory Services281958Odenton, MD
Rushil Patel712159910/08/202610/07/2026Equitable Advisors, LLC6627Raleigh, NC
Ryan C. Leake782415310/08/202610/07/2026Principal Advised Services297324Charlotte, NC
Ryan M. Bellis768501710/08/202610/07/2026Vertex Partners316839Downers Grove, IL
Sarah J. Thomas830322210/08/202610/07/2026TIAA-CREF Individual & Institutional Services, LLC20472Charlotte, NC
Sean F. H. Cook833675810/08/202610/07/2026Merrill Lynch, Pierce, Fenner & Smith Incorporated7691El Cerrito, CA
Sergio Cervantez829607110/08/202610/07/2026Wells Fargo Clearing Services, LLC19616Lubbock, TX
Stefan Rojas-Ayala833230510/08/202610/07/2026Citigroup Global Markets Inc.7059New York, NY
Sunisa Motta835501310/08/202610/07/2026Inclinevest299298Greenwood Village, CO
Sydney Hylton834592310/08/202610/07/2026Zevenbergen Capital Investments LLC128990Edmonds, WA
Sydney Simpson811823010/08/202610/07/2026Equitable Advisors, LLC6627New York, NY
Tad E. Jakes311319610/08/202610/07/2026Mfac Financial Advisors, Inc.114519Westlake Village, CA
Teig Jewett834932010/08/202610/07/2026Portside Wealth Group, LLC325175Scottsdale, AZ
Tenzing Dekyong810335110/08/202610/07/2026UBS Financial Services Inc.8174Weehawken, NJ
Terry J. Szilasi717564910/08/202610/07/2026Infinity Financial Services Advisory304981Naples, ID
Thomas G. Seabourne827873710/08/202610/07/2026Beta Financial Advisors342712San Angelo, TX
Thomas Tran680590010/08/202610/07/2026LPL Financial LLC6413Folsom, CA
Tyler H. Noble788744810/08/202610/07/2026LPL Financial LLC6413Studio City, CA
Tyler L. Griner704246510/08/202610/07/2026Empower Advisory Group, LLC112058Surprise, AZ

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