NEW ADVISERS

Merrill Lynch lists 13 of 158 first adviser registrations

The 158 source-reported first adviser registrations were dated October 7, 2026. Merrill Lynch, Pierce, Fenner & Smith Incorporated was the listed firm for 13.

By Claire Bennett··1 min read

Sean F. H. Cook and Landon S. Harris were among the advisers whose first adviser registration was dated October 7, 2026. Both were listed with Merrill Lynch, Pierce, Fenner & Smith Incorporated. The full cohort includes 158 first adviser registrations dated that day, and Merrill Lynch was the listed firm for 13.

The other largest listed-firm counts in the cohort were 9 at Equitable Advisors, LLC, 8 at LPL Financial LLC and 7 at Morgan Stanley. The remaining 121 registrations were grouped across all other firms.

These are source-reported first adviser registrations within the selected one-day window, not a measure of hiring or career starts. The firm shown is the current source-listed affiliation and is not necessarily where an adviser first registered.

Listed firm categoryFirst adviser registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated13
Equitable Advisors, LLC9
LPL Financial LLC8
Morgan Stanley7
All other firms121

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First adviser registrations

The advisers below account for all 158 source-reported first adviser registrations on 10/07/2026. Firms and branches reflect affiliations currently reported for each adviser, which may differ from those at first registration. These dates do not establish hires or career starts, and branches do not establish residence or exclusive workplaces.

Showing rows 151–158 of 158. The CSV contains the complete table.

AdviserIndividual CRDSource snapshot dateFirst registration dateFirm in feedFirm CRDAdviser location
Valeska A. S. Jofre693037310/08/202610/07/2026Citigroup Global Markets Inc.70592879 Clarendon Blvd, VA
Victor R. Matraszek833673410/08/202610/07/2026Merrill Lynch, Pierce, Fenner & Smith Incorporated7691Chicago, IL
Victoria Webster737457910/08/202610/07/2026J.P. Morgan Securities LLC79Palm Beach Gardens, FL
William G. Fondo730900810/08/202610/07/2026Equitable Advisors, LLC6627Charlotte, NC
William K. Robinson708579210/08/202610/07/2026Strategic Advisers LLC104555Westlake, TX
William Z. Duberstein650725010/08/202610/07/2026Stone Oak Capital, LLC289105Los Angeles, CA
Yonatan Akiva833621310/08/202610/07/2026MML Investors Services, LLC10409Los Angeles, CA
Zachary L. Dias826240310/08/202610/07/2026Vanguard Advisers, Inc.106715Scottsdale, AZ

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